-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M5AF/F5HwWbtldsq44+R/KhqN82j0l0AcoMGATZj6sUqG/xw8OQSUFNf5H3sQjnu gMjpWUK2J4z0HFDGhZ3XOA== 0001061060-04-000009.txt : 20040402 0001061060-04-000009.hdr.sgml : 20040402 20040402172335 ACCESSION NUMBER: 0001061060-04-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04715042 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-31 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2004-03-31 4 S 0 12875 9.9 D 3971084 I * Common Stock 2004-03-31 4 S 0 1700 9.91 D 3969384 I * Common Stock 2004-03-31 4 S 0 15615 9.94 D 3953769 I * Common Stock 2004-03-31 4 S 0 1200 9.95 D 3952569 I * Common Stock 2004-03-31 4 S 0 2800 9.96 D 3949769 I * Common Stock 2004-03-31 4 S 0 5050 9.97 D 3944719 I * Common Stock 2004-03-31 4 S 0 19900 10 D 3924819 I * Common Stock 2004-03-31 4 S 0 2500 10.01 D 3922319 I * Common Stock 2004-03-31 4 S 0 300 10.02 D 3922019 I * Common Stock 2004-03-31 4 S 0 100 10.04 D 3921919 I * Common Stock 2004-03-31 4 S 0 3200 10.05 D 3918719 I * Common Stock 2004-03-31 4 S 0 900 10.06 D 3917819 I * Common Stock 2004-03-31 4 S 0 600 10.08 D 3917219 I * Common Stock 2004-03-31 4 S 0 1700 10.13 D 3915519 I * Common Stock 2004-03-31 4 S 0 13200 10.2 D 3902319 I * Common Stock 2004-03-31 4 S 0 1200 10.21 D 3901119 I * Common Stock 2004-03-31 4 S 0 300 10.22 D 3900819 I * Common Stock 2004-03-31 4 S 0 2500 10.3 D 3898319 I * Common Stock 2004-03-31 4 S 0 200 10.32 D 3898119 I * Common Stock 2004-03-31 4 S 0 4500 10.33 D 3893619 I * *As General Partner of Grace Brothers, Ltd. which owns 2,823,869 shares and as General Partner of Grace Investments, Ltd. which owns 1,069,750 shares. David J. Allen, Vice President 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----