-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FzFDpPJUhER5qT7QwspGUZS7vFuAAwcHEBxnyNUzQAePE4Yf5Hp7iQiNt9zFtn7z Pwgd/GxAjGO4cQdie6mP0A== 0001061060-04-000008.txt : 20040401 0001061060-04-000008.hdr.sgml : 20040401 20040401175211 ACCESSION NUMBER: 0001061060-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040330 FILED AS OF DATE: 20040401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04710734 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-30 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2004-03-30 4 S 0 1350 10.29 D 4053595 I * Common Stock 2004-03-30 4 S 0 5300 10.3 D 4048295 I * Common Stock 2004-03-30 4 S 0 43100 10.31 D 4005195 I * Common Stock 2004-03-30 4 S 0 4700 10.32 D 4000495 I * Common Stock 2004-03-30 4 S 0 4525 10.33 D 3995970 I * Common Stock 2004-03-30 4 S 0 1237 10.34 D 3994733 I * Common Stock 2004-03-30 4 S 0 400 10.35 D 3994333 I * Common Stock 2004-03-30 4 S 0 574 10.36 D 3993759 I * Common Stock 2004-03-30 4 S 0 1000 10.53 D 3992759 I * Common Stock 2004-03-30 4 S 0 3300 10.4 D 3989459 I * Common Stock 2004-03-30 4 S 0 2000 10.58 D 3987459 I * Common Stock 2004-03-30 4 S 0 1000 10.59 D 3986459 I * Common Stock 2004-03-30 4 S 0 1500 10.6 D 3984959 I * Common Stock 2004-03-30 4 S 0 600 10.55 D 3984359 I * Common Stock 2004-03-30 4 S 0 400 10.56 D 3983959 I * *As General Partner of Grace Brothers, Ltd. which owns 2,914,209 shares and as General Partner of Grace Investments, Ltd. which owns 1,069,750 shares. David J. Allen, Vice President 2004-04-01 -----END PRIVACY-ENHANCED MESSAGE-----