-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TqB9moVoagS8kaI0tdPo2t1vjdPCTHKiawuAvneLLFOZkMQifr6zY+Vn9RKFDbHD KHfSpKTov8rfX22ZGaMucA== 0000950137-97-001403.txt : 19970402 0000950137-97-001403.hdr.sgml : 19970402 ACCESSION NUMBER: 0000950137-97-001403 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970401 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 97572797 BUSINESS ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 8-A12G 1 FORM 8-A12G 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NANOPHASE TECHNOLOGIES CORPORATION ----------------------------------------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
ILLINOIS 36-3687863 -------- ---------- (STATE OF INCORPORATION OR ORGANIZATION) (I.R.S. EMPLOYER IDENTIFICATION NO.) 453 COMMERCE STREET, BURR RIDGE, IL 60521 - ------------------------------------------------------------------------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) IF THIS FORM RELATES TO THE REGISTRATION OF IF THIS FORM RELATES TO THE REGISTRATION OF A CLASS OF DEBT SECURITIES AND IS EFFECTIVE of A CLASS OF DEBT SECURITIES AND IS TO UPON FILING PURSUANT TO GENERAL INSTRUCTION BECOME EFFECTIVE SIMULTANEOUSLY WITH A.(c)(1), PLEASE CHECK THE FOLLOWING BOX. [ ] EFFECTIVENESS OF A CONCURRENT REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PURSUANT TO GENERAL A.(c)(2), PLEASE CHECK FOLLOWING BOX. [ ]
SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: NONE SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: COMMON STOCK, $.01 PAR VALUE
2 Item 1. Description of Registrant's Securities to be Registered. The description of the Common Stock, $.01 par value per share, of the Registrant to be registered that is contained in the "Description of Capital Stock" section of the Registrant's Registration Statement on Form S-1, File No. 333-23241, filed with the Securities and Exchange Commission on March 13, 1997, as amended from time to time, is hereby incorporated herein by reference. Any form of prospectus that constitutes part of the Registration Statement and is filed by the Registrant pursuant to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed incorporated herein by reference. Item 2. Exhibits. Exhibit Number Description of Document - ------ ----------------------- 1 Specimen stock certificate representing Common Stock, incorporated herein by reference to Exhibit 4.1 to be filed with an amendment to the Registration Statement. 2.1 Certificate of Incorporation of the Registrant, incorporated herein by reference to Exhibit 3.1 to be filed with an amendment to the Registration Statement. 2.2 Bylaws of the Registrant, incorporated herein by reference to Exhibit 3.2 to be filed with an amendment to the Registration Statement. -2- 3 SIGNATURE Pursuant to the requirements-of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. NANOPHASE TECHNOLOGIES CORPORATION ------------------------------------------ (Registrant) Dated: March 31, 1997 By: /s/ ROBERT W. CROSS ------------------------------------- Robert W. Cross President and Chief Executive Officer -3- -----END PRIVACY-ENHANCED MESSAGE-----