-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FUNMfim2Nc6O/CQMslzB6fqXSoX5xzQ8uMW+OBmy2KXZu4h4M5BKWuC2giUbujye XyLgZ4SS6Y9YToXigCLa9Q== 0000950137-07-009815.txt : 20070710 0000950137-07-009815.hdr.sgml : 20070710 20070709174911 ACCESSION NUMBER: 0000950137-07-009815 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070710 DATE AS OF CHANGE: 20070709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-143153 FILM NUMBER: 07970399 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 POS AM 1 c16614posam.htm POST-EFFECTIVE AMENDMENT TO REGISTRATION STATEMENT posam
 

As filed with the Securities and Exchange Commission on July 9, 2007
Registration No. 333-143153
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
NANOPHASE TECHNOLOGIES CORPORATION
(Exact name of registrant as specified in its charter)
     
Delaware
(State or other jurisdiction of
incorporation or organization) 		  36-3687863
(I.R.S. Employer Identification No.)
NANOPHASE TECHNOLOGIES CORPORATION
1319 Marquette Drive
Romeoville, Illinois 60446
(630) 771-6708
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
JOSEPH E. CROSS, CHIEF EXECUTIVE OFFICER
NANOPHASE TECHNOLOGIES CORPORATION
1319 Marquette Drive
Romeoville, Illinois 60446
(630) 771-6700
(Name, address, including zip code, and telephone number, including area code, of agent for service)
COPIES TO:
JOHN L. EISEL, ESQ.
GEOFFREY C. COCKRELL, ESQ.
Wildman, Harrold, Allen & Dixon LLP
225 West Wacker Drive
Chicago, Illinois 60606-1229
(312) 201-2000
(312) 201-2555 (fax)
     Approximate date of commencement of proposed sale to the public: Not applicable.
     If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ¨
     If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ¨
     If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
     If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
     If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. ¨
 
 

 

 

DEREGISTRATION OF SECURITIES
     On May 22, 2007, Nanophase Technologies Corporation, a Delaware corporation (the “Registrant”), filed a registration statement on Form S-3 (Registration No. 333-143153) (the “Registration Statement”) with the Securities and Exchange Commission to register 2,000,000 shares of its common stock, registered for sale by the Registrant. The Registration Statement was declared effective May 31, 2007. The Registrant sold 1,900,000 shares of its common stock pursuant to the Registration Statement in June 2007 and 100,000 shares of the Registrant’s common stock remain unsold. Pursuant to the undertaking in Item 512(a)(3) of Regulation S-K, the Registrant hereby files this Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 to remove from registration as of the date hereof all of the securities that remain unsold under the Registration Statement.

 

 

SIGNATURES
     Pursuant to the requirements of the Securities Act of 1933, Nanophase Technologies Corporation certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized in Romeoville, Illinois as of July 9, 2007.
         
  NANOPHASE TECHNOLOGIES CORPORATION
 		  
  /s/ JESS JANKOWSKI    
  Jess Jankowski,   
  Chief Financial Officer, Vice President of Finance, Secretary and Treasurer   
 
     Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 has been signed by the following persons in the capacities indicated as of July 9, 2007.
     
Signature   Title
 
    
/s/ JESS JANKOWSKI
 
Jess Jankowski
  Chief Financial Officer, Vice President of Finance, Secretary and Treasurer
 
    
*
  President and Chief Executive Officer
  Joseph E. Cross
    
 
    
*
  Chairman of the Board
  Donald Perkins
    
 
    
*
  Director
  James Henderson
    
 
    
*
  Director
  James McClung
    
 
    
*
  Director
  Jerry Pearlman
    
 
    
*
  Director
  Richard Siegel
    
 
    
*
  Director
  R. Janet Whitmore
    
 
    
*By: /s/ JESS JANKOWSKI
    
  Jess Jankowski
    
Attorney-in-fact
    

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