0000933430-22-000011.txt : 20221216
0000933430-22-000011.hdr.sgml : 20221216
20221216101735
ACCESSION NUMBER: 0000933430-22-000011
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221215
FILED AS OF DATE: 20221216
DATE AS OF CHANGE: 20221216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITMORE BRADFORD T
CENTRAL INDEX KEY: 0000933430
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 221466791
MAIL ADDRESS:
STREET 1: 5215 OLD ORCHARD ROAD
STREET 2: SUITE 620
CITY: SKOKIE
STATE: IL
ZIP: 60077
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
FORMER COMPANY:
FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
DATE OF NAME CHANGE: 19970305
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2022-12-15
2022-12-15
0
0000883107
NANOPHASE TECHNOLOGIES Corp
NANX
0000933430
WHITMORE BRADFORD T
5215 OLD ORCHARD ROAD
SUITE 620
SKOKIE
IL
60077
0
0
1
0
Common Stock
2022-12-15
4
P
0
300488
1.1002
A
30237731
D
Common Stock
601410
I
By Grace Investments, LP
Common Stock
51454
I
By daughter
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.195. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.
The number of securities beneficially owned were incorrectly reported as 41,454 in the original filing made on 12/15/2022.
Bradford T. Whitmore
2022-12-16