0000933430-16-000008.txt : 20160602
0000933430-16-000008.hdr.sgml : 20160602
20160602163549
ACCESSION NUMBER: 0000933430-16-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160531
FILED AS OF DATE: 20160602
DATE AS OF CHANGE: 20160602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 1319 MARQUETTE DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
FORMER COMPANY:
FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
DATE OF NAME CHANGE: 19970305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITMORE BRADFORD T
CENTRAL INDEX KEY: 0000933430
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 161692948
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE., STE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-05-31
0
0000883107
NANOPHASE TECHNOLOGIES Corp
NANX
0000933430
WHITMORE BRADFORD T
1603 ORRINGTON AVE., STE 900
EVANSTON
IL
60201
0
0
1
0
Common Stock
2016-05-31
4
P
0
5013
0.505
A
10329522
D
Common Stock
2016-06-01
4
P
0
100
0.505
A
10329622
D
Common Stock
2016-06-01
4
P
0
4735
0.5049
A
10334357
D
Common Stock
2016-06-02
4
P
0
10200
0.5089
A
10344557
D
As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,344,557 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and General Partner of Grace Investments, Ltd. of 601,410 shares.
Bradford T. Whitmore
2016-06-02