0000933430-11-000014.txt : 20111221
0000933430-11-000014.hdr.sgml : 20111221
20111221160559
ACCESSION NUMBER: 0000933430-11-000014
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111207
FILED AS OF DATE: 20111221
DATE AS OF CHANGE: 20111221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITMORE BRADFORD T
CENTRAL INDEX KEY: 0000933430
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22333
FILM NUMBER: 111274668
MAIL ADDRESS:
STREET 1: 1560 SHERMAN AVE
STREET 2: SUITE 900
CITY: EVANSTON
STATE: IL
ZIP: 60201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION
CENTRAL INDEX KEY: 0000883107
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390]
IRS NUMBER: 363687863
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 453 COMMERCE ST
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
BUSINESS PHONE: 6303231200
MAIL ADDRESS:
STREET 1: 453 COMMERCE STREET
CITY: BURR RIDGE
STATE: IL
ZIP: 60521
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4/A
2011-12-07
2011-12-09
0
0000883107
NANOPHASE TECHNOLOGIES CORPORATION
NANX
0000933430
WHITMORE BRADFORD T
1560 SHERMAN AVE
SUITE 900
EVANSTON
IL
60201
0
0
1
0
Common Stock
2011-12-07
4
P
0
300
0.4395
A
1152183
D
Common Stock
2011-12-07
4
P
0
10000
0.45
A
1162183
D
Common Stock
2011-12-08
4
P
0
10077
0.44
A
1172260
D
Common Stock
2011-12-09
4
P
0
100
0.4497
A
1172360
D
Common Stock
2011-12-09
4
P
0
100
0.4498
A
1172460
D
Common Stock
2011-12-09
4
P
0
100
0.4499
A
1172560
D
Common Stock
2011-12-09
4
P
0
7949
0.45
A
1180509
D
As a result of the transactions reported herein, Bradford T. Whitmore owns 1,180,509 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd., of 3,573,920 shares, and General Partner of Grace Investments, Ltd., of 300,000 shares.
This Form 4 is filed as an amendment to the Form 4 filed on December 9, 2011.
The transaction date was incorrectly reported as 10/07/2011. The date is amended to 12/07/2011.
The transaction date was incorrectly reported as 10/08/2011. The date is amended to 12/08/2011.
The transaction date was incorrectly reported as 10/09/2011. The date is amended to 12/09/2011.
Bradford T. Whitmore
2011-12-21