-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qu3ufcodyI6h2JQUhudPVQ4Mjj/+Gn1kP20ytmwjuXKoGMvv+WVzDSsfqgMH6yEj xDlbj9Z2dTLRE+W0ro11kg== 0000933430-09-000019.txt : 20091217 0000933430-09-000019.hdr.sgml : 20091217 20091217164715 ACCESSION NUMBER: 0000933430-09-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091215 FILED AS OF DATE: 20091217 DATE AS OF CHANGE: 20091217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 091247687 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-15 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION nanx 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 Common Stock 2009-12-15 4 P 0 800 0.8496 A 387206 D Common Stock 2009-12-15 4 P 0 22430 0.85 A 409636 D As general partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 4,463,920 shares of Common Stock. As general partner of Grace Investments, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 300,000 shares of Common Stock. Bradford T. Whitmore 2009-12-17 -----END PRIVACY-ENHANCED MESSAGE-----