-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/tiOfU5DI7U4uCF7JbCSjQExydT3B5JboV50I2uvp9QIxTHJvJzP2VXoT0G2qbp GpwKsACbaran2uTpx0+EAw== 0000933430-08-000039.txt : 20081010 0000933430-08-000039.hdr.sgml : 20081010 20081010170453 ACCESSION NUMBER: 0000933430-08-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081008 FILED AS OF DATE: 20081010 DATE AS OF CHANGE: 20081010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 081118933 BUSINESS ADDRESS: BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-10-08 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 Common Stock 2008-10-08 4 P 0 3065 0.99 A 4889128 I * Common Stock 2008-10-08 4 P 0 1642 1 A 4890770 I * Common Stock 2008-10-08 4 P 0 26755 1.01 A 4917525 I * Common Stock 2008-10-08 4 P 0 10000 1.08 A 4927525 I * Common Stock 2008-10-09 4 P 0 8340 0.97 A 4935865 I * Common Stock 2008-10-09 4 P 0 700 0.98 A 4936565 I * Common Stock 2008-10-09 4 P 0 7980 0.99 A 4944545 I * Common Stock 2008-10-10 4 P 0 300 0.91 A 4944845 I * Common Stock 2008-10-10 4 P 0 100 0.92 A 4944945 I * Common Stock 2008-10-10 4 P 0 8750 0.93 A 4953695 I * Common Stock 2008-10-10 4 P 0 200 0.945 A 4953895 I * Common Stock 2008-10-10 4 P 0 400 0.95 A 4954295 I * Common Stock 2008-10-10 4 P 0 600 0.96 A 4954895 I * Common Stock 2008-10-10 4 P 0 400 0.97 A 4955295 I * Common Stock 2008-10-10 4 P 0 1400 1 A 4956695 I * Common Stock 2008-10-10 4 P 0 6700 1.01 A 4963395 I * As General Partner of Grace Brothers, Ltd. which owns 4,313,251 shares and as General Partner of Grace Investments, Ltd. which owns 300,000 shares, Bradford T. Whitmore is an indirect beneficial owner. Bradford T. Whitmore directly owns 350,144 shares of common stock. Bradford T. Whitmore 2008-10-10 -----END PRIVACY-ENHANCED MESSAGE-----