-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LfEr+j2Aej5/54WOQWSQMUaAt5zVTp4Uwf7IQSxsh2CIXaSaRn6Pm/4ZEOvPDtG/ XVeWO2uhLdlnRwCq6bbVUA== 0000933430-04-000008.txt : 20040903 0000933430-04-000008.hdr.sgml : 20040903 20040903103800 ACCESSION NUMBER: 0000933430-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040902 FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 041015426 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-02 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 Common Stock 2004-09-02 4 X 0 453001 4.415 A 3558007 I * Stock Option 4.415 2004-09-02 4 X 0 453001 4.415 D 2003-09-08 2004-09-08 Common Stock 453001 0 I * *As General Partner of Grace Brothers, Ltd. which owns 2,985,195 shares and General Partner of Grace Investments, Ltd. which owns 300,000 shares. *Bradford T. Whitmore directly owns 272,812 shares. Bradford T. Whitmore 2004-09-03 -----END PRIVACY-ENHANCED MESSAGE-----