-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V+UwnzdnH0zQE3Ep+hfsBVdwN7eHLHEP0L/7cmHF3rO7TULHF/Ls/3fAwqqLs9jU 8/0dKXhn0y2FsVA0jt/Xeg== 0000933430-04-000005.txt : 20040405 0000933430-04-000005.hdr.sgml : 20040405 20040405193237 ACCESSION NUMBER: 0000933430-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04718960 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 Common Stock 2004-04-01 4 S 0 300 10.67 D 4141257 D Common Stock 2004-04-01 4 S 0 1300 10.68 D 4139957 D Common Stock 2004-04-01 4 S 0 2200 10.7 D 4137757 D Common Stock 2004-04-01 4 S 0 10000 10.75 D 4127757 D Common Stock 2004-04-01 4 S 0 6500 10.8 D 4121257 D Common Stock 2004-04-01 4 S 0 1500 10.81 D 4119757 D Common Stock 2004-04-01 4 S 0 1000 10.82 D 4118757 D Common Stock 2004-04-01 4 S 0 1000 10.84 D 4117757 D Common Stock 2004-04-01 4 S 0 10000 10.85 D 4107757 D Common Stock 2004-04-01 4 S 0 10000 10.9 D 4097757 D Common Stock 2004-04-01 4 S 0 20000 10.98 D 4077757 D Common Stock 2004-04-01 4 S 0 2000 11 D 4075757 D Common Stock 2004-04-01 4 S 0 48000 11.15 D 4027757 D Common Stock 2004-04-01 4 S 0 36900 11.12 D 4000857 I * Common Stock 2004-04-01 4 S 0 300 11.13 D 4000557 I * Common Stock 2004-04-01 4 S 0 20000 11.15 D 3980557 I * Common Stock 2004-04-01 4 S 0 59600 11.16 D 3920957 I * Common Stock 2004-04-01 4 S 0 1800 11.17 D 3919157 I * Common Stock 2004-04-01 4 S 0 52654 11.18 D 3866503 I * Common Stock 2004-04-01 4 S 0 28450 11.2 D 3838053 I * Common Stock 2004-04-01 4 S 0 20000 11.21 D 3818053 I * Common Stock 2004-04-01 4 S 0 31250 11.24 D 3786803 I * Common Stock 2004-04-01 4 S 0 200 11.26 D 3786603 I * Common Stock 2004-04-01 4 S 0 2800 11.27 D 3783803 I * Common Stock 2004-04-01 4 S 0 40000 11.3 D 3743803 I * Common Stock 2004-04-01 4 S 0 39500 11.35 D 3704303 I * Common Stock 2004-04-01 4 S 0 400 11.36 D 3703903 I * Common Stock 2004-04-01 4 S 0 400 11.4 D 3703503 I * Common Stock 2004-04-01 4 S 0 19700 11.43 D 3683803 I * Common Stock 2004-04-01 4 S 0 8700 11.45 D 3675103 I * *As General Partner of Grace Brothers, Ltd. which owns 2,685,195 shares and as General Partner of Grace Investments, Ltd. which owns 717,096 shares. *Bradford T. Whitmore directly owns 272,812 shares. *This is a continuing Form 4 reflecting the remaining transactions from a previous filing. Bradford T. Whitmore 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----