-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdEXUtokqHxZQ9Or58pjvNe8OKVrSPLEZSvANZIwt0P+jabXITXSepDLj2cypLFf /42MBUNYxqPL1iYOcVEoyg== 0000933430-04-000002.txt : 20040401 0000933430-04-000002.hdr.sgml : 20040401 20040401181413 ACCESSION NUMBER: 0000933430-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040330 FILED AS OF DATE: 20040401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 04710811 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-30 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 Common Stock 2004-03-30 4 S 0 1350 10.29 D 4526407 I * Common Stock 2004-03-30 4 S 0 5300 10.3 D 4521107 I * Common Stock 2004-03-30 4 S 0 43100 10.31 D 4478007 I * Common Stock 2004-03-30 4 S 0 4700 10.32 D 4473307 I * Common Stock 2004-03-30 4 S 0 4525 10.33 D 4468782 I * Common Stock 2004-03-30 4 S 0 1237 10.34 D 4467545 I * Common Stock 2004-03-30 4 S 0 400 10.35 D 4467145 I * Common Stock 2004-03-30 4 S 0 574 10.36 D 4466571 I * Common Stock 2004-03-30 4 S 0 1000 10.53 D 4465571 I * Common Stock 2004-03-30 4 S 0 3300 10.4 D 4462271 I * Common Stock 2004-03-30 4 S 0 2000 10.58 D 4460271 I * Common Stock 2004-03-30 4 S 0 1000 10.59 D 4459271 I * Common Stock 2004-03-30 4 S 0 1500 10.6 D 4457771 I * Common Stock 2004-03-30 4 S 0 600 10.55 D 4457171 I * Common Stock 2004-03-30 4 S 0 400 10.56 D 4456771 I * *As General Partner of Grace Brothers, Ltd. which owns 2,914,209 shares and as General Partner of Grace Investments, Ltd. which owns 1,069,750 shares. *Bradford T. Whitmore directly owns 472,812 shares. Bradford T. Whitmore 2004-04-01 -----END PRIVACY-ENHANCED MESSAGE-----