0000911916-18-000089.txt : 20180328 0000911916-18-000089.hdr.sgml : 20180328 20180328194850 ACCESSION NUMBER: 0000911916-18-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180326 FILED AS OF DATE: 20180328 DATE AS OF CHANGE: 20180328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESCOBAR JAIME CENTRAL INDEX KEY: 0001735825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 18720228 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES Corp CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 1319 MARQUETTE DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 FORMER COMPANY: FORMER CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION DATE OF NAME CHANGE: 19970305 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-26 0000883107 NANOPHASE TECHNOLOGIES Corp NANX 0001735825 ESCOBAR JAIME 1319 MARQUETTE DRIVE ROMEOVILLE IL 60446 0 1 0 0 Chief Financial Officer Employee Stock Option (right to buy) .44 2018-03-26 4 A 0 36000 0 A 2028-03-26 Common Stock 36000 36000 D Vests in three equal annual installments commencing on March 26, 2019. /s/ Jess Jankowski, Attorney-in-Fact for Jaime Escobar (power of attorney previously filed 2018-03-28