-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QWbilo+dLki5b3Xiag3QKhhx89MGUhloFIuf/TC5p+bA7ZOQK4BUqGl3LwkQ75m9 r9F3S2O4464wDulRx24oTg== 0000893750-05-000298.txt : 20050611 0000893750-05-000298.hdr.sgml : 20050611 20050531154320 ACCESSION NUMBER: 0000893750-05-000298 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050531 DATE AS OF CHANGE: 20050531 EFFECTIVENESS DATE: 20050531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LITCHFIELD FINANCIAL CORP /MA CENTRAL INDEX KEY: 0000882515 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 043023928 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-19822 FILM NUMBER: 05867294 BUSINESS ADDRESS: STREET 1: 430 MAIN STREET CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 BUSINESS PHONE: 4134581000 MAIL ADDRESS: STREET 1: 430 MAIN STREET CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 15-12G 1 form15.txt FORM 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-19822 ------- LITCHFIELD FINANCIAL CORPORATION - ------------------------------------------------------------------------------ (Exact name of registrant as specified in its charter) 430 Main Street, Williamstown, Massachusetts 01267 (413-458-1000) - ------------------------------------------------------------------------------ (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Common Stock, Par Value $0.01 Per Share - ------------------------------------------------------------------------------ (Title of each class of securities covered by this Form) None - ------------------------------------------------------------------------------- (Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [X] Rule 12g-4(a)(1)(ii) [_] Rule 12h-3(b)(1)(ii) [_] Rule 12g-4(a)(2)(i) [_] Rule 12h-3(b)(2)(i) [_] Rule 12g-4(a)(2)(ii) [_] Rule 12h-3(b)(2)(ii) [_] Rule 15d-6 [_] Approximate number of holders of record as of the certification or notice date: Common Stock-1 -------------- Pursuant to the requirements of the Securities Exchange Act of 1934 Litchfield Financial Corporation has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: November 9, 1999 By: /s/ Richard A. Stratton ---------------- ------------------------------- Name: Richard A. Stratton Title: President and Chief Executive Officer Explanatory Note: Textron Financial Corporation ("Textron") is the sole holder of record of the Common Stock referred to above as of the date hereof pursuant to the merger (the "Merger") of Lighthouse Acquisition Corp., a wholly owned subsidiary of Textron, into Litchfield Financial Corporation ("Litchfield"), which was consummated on November 3, 1999. Litchfield is now filing this Form 15 at the request of the Commission to terminate the registration of Litchfield under Section 12(g) of the Securities Exchange Act of 1934 because the Form was executed by Litchfield following consummation of the Merger in November 1999 but inadvertently was not filed with the Commission under the appropriate Edgar code at that time. Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall by typed or printed under the signature. -----END PRIVACY-ENHANCED MESSAGE-----