SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
QuickLogic Corporation
(Exact name of registrant as specified in its charter)
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Delaware |
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000-22671 |
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77-0188504 |
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(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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2220 Lundy Avenue, San Jose, CA |
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95131-1816 |
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(Address of principal executive offices) |
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(Zip Code) |
Suping (Sue) Cheung
Chief Financial Officer
(408) 990-4000
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2019 to December 31, 2019.
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1
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Conflict Minerals Report (the “Report”) of QuickLogic Corporation (“QuickLogic”, “we” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2019 to December 31, 2019 and attached as Exhibit 1.01 to this Form SD.
We develop and market low power customizable semiconductor solutions that enable Original Equipment Manufacturers to maximize battery life for highly differentiated, immersive user experiences with Smartphone, Wearable, Hearable, Tablet and Internet-of-Things devices. We deliver these benefits through industry leading ultra-low power customer programmable System on Chip semiconductor solutions, embedded software, and algorithm solutions for always-on voice and sensor processing, and enhanced visual experiences. We are a fabless semiconductor company that provides comprehensive, flexible sensor processing solutions, ultra-low power display bridges, and ultra-low power Field Programmable Gate Arrays, or FPGAs.
Conflict Minerals Disclosure
This Form SD of the Company is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2019 to December 31, 2019.
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is publicly available at http://ir.quicklogic.com/sec.cfm.
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
The following exhibit is filed as part of this report.
Item 2.01 Exhibits.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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Date: June 1, 2020 |
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QuickLogic Corporation |
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/s/ Suping (Sue) Cheung |
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Suping (Sue) Cheung |
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Vice President, Finance and Chief Financial Officer |
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Conflict Minerals Report
For The Reporting Period from January 1, 2019 to December 31, 2019
This Conflict Minerals Report (the “Report”) of QuickLogic Corporation (“QuickLogic”, “we”, “our”, or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2019 to December 31, 2019.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals referred to as “Conflict Minerals” are gold, columbite-tantalite (coltan), cassiterite and wolfamite, including their derivatives which are limited to tantalum, tin and tungsten. The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of Congo (the “DRC”), the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Description of the Company's Products Covered by this Report
This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2019.
These products, which are referred to in this Report collectively as the "Covered Products," are the following:
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QuickLogic Product Platform Families |
Description |
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ARCTICLINK® |
Semiconductor device |
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ARCTICLINK II |
Semiconductor device |
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ARCTICLINK III |
Semiconductor device |
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ARCTICLINK 3 S1 |
Semiconductor device |
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ARCTICLINK 3 S2 |
Semiconductor device |
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ECLIPSE |
Semiconductor device |
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ECLIPSE II |
Semiconductor device |
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ECLIPSE PLUS |
Semiconductor device |
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EOS S3 |
Semiconductor device |
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PASIC®3 |
Semiconductor device |
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POLARPRO® |
Semiconductor device |
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POLARPRO II |
Semiconductor device |
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POLARPRO 3 |
Semiconductor device |
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POLARPRO 3E |
Semiconductor device |
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QUICKPCI |
Semiconductor device |
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QUICKRAM |
Semiconductor device |
Description of the Company’s Reasonable Country of Origin Inquiry
As described in this Report, we have determined that the following Conflict Minerals, namely gold, tantalum, tin and tungsten, are necessary to the functionality or production of products contracted to be manufactured by us during the calendar year 2019. As a result, we conducted in good faith a reasonable country of origin inquiry (“RCOI”) reasonably designed to determine if any of these Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals may
be from recycled or scrap sources. Our supply chain is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals. The Company does not directly purchase Conflict Minerals from mines, smelters or refiners. Therefore, the Company must rely on suppliers to provide information regarding the country of origin of Conflict Minerals that are included in the Covered Products. In designing our RCOI, we employed a combination of measures to determine whether the Conflict Minerals in our Covered Products originated from the Covered countries and determined that the Company would survey each of its Tier 1 suppliers.
As such, our RCOI primarily consisted of utilizing the Conflict Minerals Reporting Template (“CMRT”) prepared by the Responsible Minerals Initiative, an initiative of the Responsible Business Alliance and Global eSustainability Initiative for Tier 1 suppliers of our devices in 2019. Only CMRT’s 5.12 or higher were accepted. Responses were reviewed for completeness, reasonableness and consistency, and we routinely followed up for any corrections and clarifications. During 2019, we contracted with Source 44 LLC dba Source Intelligence, a third party vendor to coordinate the efforts of receiving and analyzing the CMRTs. Through Source Intelligence’s database we received detailed information regarding the smelters/refiners and associated mine countries reported in our supply chain.
We submitted this template to seven (7) Tier 1 suppliers and received 100% response rate. Of these responding suppliers, 100% indicated one or more of the Conflict Minerals are necessary to the functionality or production of the products supplied.
Description of the Company’s Due Diligence Process
Based on this information, we performed additional due diligence on the source and chain of custody of these Conflict Minerals pursuant to the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“Framework”) to determine if the Conflict Minerals that may have originated in the Covered Countries benefited armed groups.
The Company's due diligence measures have been designed to conform to the framework in the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Second Edition, including the related supplements on gold, tin, tantalum and tungsten (the "OECD Guidance"). The OECD Guidance is an internationally recognized due diligence framework.
In accordance with the five-step OECD Guidance, the design of our due diligence includes, but is not limited to, the following five steps: (i) establishment of strong company management systems, (ii) identification and assessment of risks in the supply chain, (iii) designing and implementing a strategy to respond to identified risks, (iv) carrying out an independent third-party audit of smelter/refiner’s due diligence practices and (v) reporting on supply chain due diligence. A description of certain activities undertaken by us in respect of each of the five steps of the OECD Guidance is described below.
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1. |
Establishment of Strong Company Management Systems |
We have completed a number of steps to establish a management system for addressing the sourcing of Conflict Minerals in our Covered Products. These actions include:
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Adopt and Commit to a Supply Chain Policy for Conflict Minerals: Our Conflict Minerals Policy is available at https://www.quicklogic.com/support/conflict-minerals-policy/. Our Policy underscores the Company’s commitment to ethical business conduct and the responsible sourcing of minerals and to working with our suppliers to ensure compliance with SEC regulations. |
Our Policy notes the Company’s support of the industry-wide efforts the Responsible Business Alliance and Global eSustainability Initiative are making to address responsible sourcing of minerals through the development of the Responsible Minerals Initiative. Our policy discusses the Company’s adoption and use of the industry standard CMRT created by the Responsible Business Alliance and Global eSustainability Initiative to collect
sourcing information related to conflict minerals as an element of our reasonable country of origin inquiry to verify the responsible sourcing of materials and to support compliance with SEC regulations. Listed below under the Findings are the results of the sourcing of minerals provided by the Tier 1 suppliers.
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Internal Management to Support Supply Chain Due Diligence: Our Vice President of Operations and Environmental Compliance Specialist (the “Conflict Minerals Team”) participate in the design and execution of our conflict minerals program and cooperate to manage and support our supply chain due diligence. The Conflict Minerals Team identified the suppliers to be contacted and adopted and approved for use the Reporting Template discussed above. The Environmental Compliance Specialist interacts directly with our suppliers and third party, Source Intelligence to obtain updated and current Reporting Templates and analyzes the information provided on the sourcing of the conflict minerals used in the manufacture of the Covered Products. Each response is reviewed to identify missing information and unclear responses. The Environmental Compliance Specialist meets regularly with the Vice President of Operations and Source Intelligence to discuss the results of the due diligence efforts and appropriate follow-up measures to be taken with our suppliers. The Vice President of Operations reports on the status of the Company’s supply chain due diligence at regularly scheduled meetings of the Company’s Board of Directors. |
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Controls and Transparency to Support Supply Chain Diligence: We use the CMRT to identify the smelters and refiners that are in the supply chain of each of our suppliers. We review and compare this list to the list of smelters and refiners identified by the Responsible Minerals Initiative to be active in the Conflict Free Smelter Program. This enables us to identify the smelters and refiners that have been determined to be conflict-free and those that are actively progressing towards an audit to determine their status. We use Source Intelligence's database to further verify the smelter/refiners sourcing information. We have determined that this approach represents the most reasonable effort we can make to determine whether the minerals used in the production of our Covered Products are conflict-free. |
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Supplier Engagement: We are dependent upon our suppliers to manufacture the Covered Products. We continue to work with our suppliers to support their efforts to identify the sources and status of the Conflict Minerals used in our Covered Products and to encourage each smelter and refiner in our supply chain to become or continue as an active participant in the Conflict Free Smelter Program. We continue to actively engage with our suppliers to strengthen our relationship with them and we have communicated to them our commitment to sourcing Conflict Minerals in a manner that does not benefit armed groups in the Covered Countries. |
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Grievance Mechanism: We have grievance mechanisms in place that enable employees and suppliers to report violations of the Company’s policies. We have a compliance hotline which is operated by an independent company that may be called at any time to report grievances and invite individuals with grievances to bring these matters to the attention of the Audit Committee of our Board of Directors by written correspondence on a confidential basis. We also employ an email address by which matters may be brought at any time to the attention of our Conflict Minerals Team by sending an email to conflictminerals@quicklogic.com. |
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Identification and Assessment of Risks in the Supply Chain |
Because of our position within our supply chain, it is difficult to identify actors upstream from our Tier 1 suppliers. As discussed above, we identified Tier 1 suppliers and we have relied upon them to provide us with the necessary information about the source of Conflict Minerals contained in the products they manufacture on our behalf. Our suppliers are similarly reliant upon information provided by their suppliers to provide information regarding the country of origin of Conflict Minerals that are included in the Covered Products.
We requested each of them to complete the CMRT and review the sourcing information provided in response to our requests for accuracy and completeness. In the event we find the responses to the Reporting Template unclear or incomplete, we contact the supplier in question for additional information and clarification. In some cases, we may contact the smelter or
refiner directly to obtain information. We intend to contact each of our suppliers at least once every six months to check on the status of their continuing due diligence and to obtain updated information. We record all information obtained from the CMRT to identify the smelters and refiners in our supply chain. The list of the smelters and refiners in our supply chain are verified against the lists compiled by the Responsible Minerals Initiative, TI-CMC, LBMA and RJC to determine which smelters and refiners have been determined to be compliant with the Responsible Minerals Assurance Process assessment protocols and certifications.
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Designing and Implementing a Strategy to Respond to Identified Risks |
In response to this risk assessment, the Company has an approved risk management plan which is implemented, managed and monitored through the above-described Conflict Minerals Team under the oversight of our Board of Directors. Any identified potential risks or quality control flags raised during the evaluation of supplier responses are noted on the Source Intelligence platform and reviewed by the team. We support the continued efforts of the Responsible Minerals Initiative to complete the audits of smelters that have agreed to date to participate in the Responsible Minerals Assurance Process and to encourage other identified smelters to become participants.
As a continuing part of our risk management plan, we have communicated our commitment to the use of conflict-free minerals in the manufacture of our Covered Products and our expectation that the manufacture of our Covered Products will be conflict-free.
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Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain |
We do not have a direct business relationship with any smelters or refiners in our supply chain and, as a result, we do not directly conduct or request audits. Instead, we support the development and implementation of independent third party audits of smelters by encouraging our suppliers to purchase materials from audited, conflict-free smelters and determine whether the smelters that were used to process these minerals were validated as conflict-free as part of the Responsible Minerals Assurance Process. We monitor smelters or refiners certification status with Source Intelligence and the Responsible Minerals Initiative.
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Reporting on Supply Chain Due Diligence |
In 2020, we publicly filed the Form SD and this Report with the SEC, and a copy of this Report and the Form SD are publicly available at http://ir.quicklogic.com/sec.cfm.
This Report includes information about the RCOI methodology utilized by the Company, the design of our due diligence process in conformance with the OECD Guidelines, the list of known smelters utilized in our supply chain identified in our due diligence process and a description of our products that incorporate conflict minerals necessary to the functionality or production of such products.
Findings
Based on the information that was provided by the Company’s Tier 1 suppliers and otherwise obtained through the due diligence process, the Company believes that, to the extent reasonably determinable by the Company, the facilities that were used to process the Conflict Minerals contained in the Covered Products include the smelters and refiners listed below. All smelters have received a “conflict free” designation by the Responsible Minerals Initiative’s Responsible Minerals Assurance Process as of May 29, 2020. There is an indication of DRC sourcing for 45 smelters/refiners used.
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Smelter ID |
Country |
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Gold |
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CID000015 |
UNITED STATES OF AMERICA |
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Aida Chemical Industries Co., Ltd. |
CID000019 |
JAPAN |
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Allgemeine Gold-und Silberscheideanstalt A.G. |
CID000035 |
GERMANY |
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Almalyk Mining and Metallurgical Complex (AMMC) |
CID000041 |
UZBEKISTAN |
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AngloGold Ashanti Corrego do Sitio Mineracao |
CID000058 |
BRAZIL |
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Argor-Heraeus S.A. |
CID000077 |
SWITZERLAND |
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Asahi Pretec Corp. |
CID000082 |
JAPAN |
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Asahi Refining Canada Ltd. |
CID000924 |
CANADA |
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Asahi Refining USA Inc. |
CID000920 |
UNITED STATES OF AMERICA |
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Asaka Riken Co., Ltd. |
CID000090 |
JAPAN |
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Aurubis AG |
CID000113 |
GERMANY |
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Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
CID000128 |
PHILIPPINES |
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Boliden AB |
CID000157 |
SWEDEN |
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C. Hafner GmbH + Co. KG |
CID000176 |
GERMANY |
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CCR Refinery - Glencore Canada Corporation |
CID000185 |
CANADA |
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Cendres + Metaux S.A. |
CID000189 |
SWITZERLAND |
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Chimet S.p.A. |
CID000233 |
ITALY |
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DODUCO Contacts and Refining GmbH |
CID000362 |
GERMANY |
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Dowa |
CID000401 |
JAPAN |
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DSC (Do Sung Corporation) |
CID000359 |
KOREA, REPUBLIC OF |
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Eco-System Recycling Co., Ltd. |
CID000425 |
JAPAN |
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Geib Refining Corporation |
CID002459 |
UNITED STATES OF AMERICA |
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Gold Refinery of Zijin Mining Group Co., Ltd. |
CID002243 |
CHINA |
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Heimerle + Meule GmbH |
CID000694 |
GERMANY |
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Heraeus Metals Hong Kong Ltd. |
CID000707 |
CHINA |
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Heraeus Precious Metals GmbH & Co. KG |
CID000711 |
GERMANY |
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Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
CID000801 |
CHINA |
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Ishifuku Metal Industry Co., Ltd. |
CID000807 |
JAPAN |
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Istanbul Gold Refinery |
CID000814 |
TURKEY |
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Japan Mint |
CID000823 |
JAPAN |
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Jiangxi Copper Co., Ltd. |
CID000855 |
CHINA |
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JSC Uralelectromed |
CID000929 |
RUSSIAN FEDERATION |
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JX Nippon Mining & Metals Co., Ltd. |
CID000937 |
JAPAN |
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Kazzinc |
CID000957 |
KAZAKHSTAN |
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Kennecott Utah Copper LLC |
CID000969 |
UNITED STATES OF AMERICA |
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Kojima Chemicals Co., Ltd. |
CID000981 |
JAPAN |
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Kyrgyzaltyn JSC |
CID001029 |
KYRGYZSTAN |
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LS-NIKKO Copper Inc. |
CID001078 |
KOREA, REPUBLIC OF |
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Materion |
CID001113 |
UNITED STATES OF AMERICA |
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Matsuda Sangyo Co., Ltd. |
CID001119 |
JAPAN |
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Metalor Technologies (Hong Kong) Ltd. |
CID001149 |
CHINA |
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Metalor Technologies (Singapore) Pte., Ltd. |
CID001152 |
SINGAPORE |
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Metalor Technologies (Suzhou) Ltd. |
CID001147 |
CHINA |
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Metalor Technologies S.A. |
CID001153 |
SWITZERLAND |
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CID001157 |
UNITED STATES OF AMERICA |
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Metalurgica Met-Mex Penoles S.A. De C.V. |
CID001161 |
MEXICO |
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Mitsubishi Materials Corporation |
CID001188 |
JAPAN |
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Mitsui Mining and Smelting Co., Ltd. |
CID001193 |
JAPAN |
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MMTC-PAMP India Pvt., Ltd. |
CID002509 |
INDIA |
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Moscow Special Alloys Processing Plant |
CID001204 |
RUSSIAN FEDERATION |
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Nadir Metal Rafineri San. Ve Tic. A.S. |
CID001220 |
TURKEY |
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Nihon Material Co., Ltd. |
CID001259 |
JAPAN |
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Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
CID002779 |
AUSTRIA |
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Ohura Precious Metal Industry Co., Ltd. |
CID001325 |
JAPAN |
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OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
CID001326 |
RUSSIAN FEDERATION |
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OJSC Novosibirsk Refinery |
CID000493 |
RUSSIAN FEDERATION |
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PAMP S.A. |
CID001352 |
SWITZERLAND |
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Prioksky Plant of Non-Ferrous Metals |
CID001386 |
RUSSIAN FEDERATION |
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PT Aneka Tambang (Persero) Tbk |
CID001397 |
INDONESIA |
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PX Precinox S.A. |
CID001498 |
SWITZERLAND |
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Rand Refinery (Pty) Ltd. |
CID001512 |
SOUTH AFRICA |
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Royal Canadian Mint |
CID001534 |
CANADA |
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Safimet S.p.A |
CID002973 |
ITALY |
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Samduck Precious Metals |
CID001555 |
KOREA, REPUBLIC OF |
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SEMPSA Joyeria Plateria S.A. |
CID001585 |
SPAIN |
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Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
CID001622 |
CHINA |
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Singway Technology Co., Ltd. |
CID002516 |
TAIWAN, PROVINCE OF CHINA |
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SOE Shyolkovsky Factory of Secondary Precious Metals |
CID001756 |
RUSSIAN FEDERATION |
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Solar Applied Materials Technology Corp. |
CID001761 |
TAIWAN, PROVINCE OF CHINA |
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Sumitomo Metal Mining Co., Ltd. |
CID001798 |
JAPAN |
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T.C.A S.p.A |
CID002580 |
ITALY |
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Tanaka Kikinzoku Kogyo K.K. |
CID001875 |
JAPAN |
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The Refinery of Shandong Gold Mining Co., Ltd. |
CID001916 |
CHINA |
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Tokuriki Honten Co., Ltd. |
CID001938 |
JAPAN |
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Torecom |
CID001955 |
KOREA, REPUBLIC OF |
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Umicore Brasil Ltda. |
CID001977 |
BRAZIL |
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Umicore Precious Metals Thailand |
CID002314 |
THAILAND |
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Umicore S.A. Business Unit Precious Metals Refining |
CID001980 |
BELGIUM |
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United Precious Metal Refining, Inc. |
CID001993 |
UNITED STATES OF AMERICA |
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Valcambi S.A. |
CID002003 |
SWITZERLAND |
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Western Australian Mint (T/a The Perth Mint) |
CID002030 |
AUSTRALIA |
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Yamakin Co., Ltd. |
CID002100 |
JAPAN |
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Yokohama Metal Co., Ltd. |
CID002129 |
JAPAN |
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Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CID002224 |
CHINA |
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Tantalum |
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Changsha South Tantalum Niobium Co., Ltd. |
CID000211 |
CHINA |
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CID000456 |
UNITED STATES OF AMERICA |
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F&X Electro-Materials Ltd. |
CID000460 |
CHINA |
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FIR Metals & Resource Ltd. |
CID002505 |
CHINA |
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Global Advanced Metals Aizu |
CID002558 |
JAPAN |
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Global Advanced Metals Boyertown |
CID002557 |
UNITED STATES OF AMERICA |
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Guangdong Zhiyuan New Material Co., Ltd. |
CID000616 |
CHINA |
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H.C. Starck Co., Ltd. |
CID002544 |
THAILAND |
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H.C. Starck Hermsdorf GmbH |
CID002547 |
GERMANY |
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H.C. Starck Inc. |
CID002548 |
UNITED STATES OF AMERICA |
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H.C. Starck Ltd. |
CID002549 |
JAPAN |
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H.C. Starck Smelting GmbH & Co. KG |
CID002550 |
GERMANY |
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H.C. Starck Tantalum and Niobium GmbH |
CID002545 |
GERMANY |
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Hengyang King Xing Lifeng New Materials Co., Ltd. |
CID002492 |
CHINA |
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JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CID000914 |
CHINA |
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Jiujiang Nonferrous Metals Smelting Company Limited |
CID000917 |
CHINA |
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Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CID002506 |
CHINA |
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KEMET Blue Metals |
CID002539 |
MEXICO |
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KEMET Blue Powder |
CID002568 |
UNITED STATES OF AMERICA |
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LSM Brasil S.A. |
CID001076 |
BRAZIL |
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Metallurgical Products India Pvt., Ltd. |
CID001163 |
INDIA |
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Mineracao Taboca S.A. |
CID001175 |
BRAZIL |
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Mitsui Mining and Smelting Co., Ltd. |
CID001192 |
JAPAN |
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Ningxia Orient Tantalum Industry Co., Ltd. |
CID001277 |
CHINA |
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NPM Silmet AS |
CID001200 |
ESTONIA |
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QuantumClean |
CID001508 |
UNITED STATES OF AMERICA |
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Solikamsk Magnesium Works OAO |
CID001769 |
RUSSIAN FEDERATION |
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Taki Chemical Co., Ltd. |
CID001869 |
JAPAN |
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Telex Metals |
CID001891 |
UNITED STATES OF AMERICA |
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Ulba Metallurgical Plant JSC |
CID001969 |
KAZAKHSTAN |
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XinXing HaoRong Electronic Material Co., Ltd. |
CID002508 |
CHINA |
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Yanling Jincheng Tantalum & Niobium Co., Ltd. |
CID001522 |
CHINA |
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Tin |
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Alpha |
CID000292 |
UNITED STATES OF AMERICA |
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Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
CID000228 |
CHINA |
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China Tin Group Co., Ltd. |
CID001070 |
CHINA |
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EM Vinto |
CID000438 |
BOLIVIA |
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Fenix Metals |
CID000468 |
POLAND |
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Gejiu Kai Meng Industry and Trade LLC |
CID000942 |
CHINA |
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Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CID000538 |
CHINA |
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Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
CID001908 |
CHINA |
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Huichang Jinshunda Tin Co., Ltd. |
CID000760 |
CHINA |
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Jiangxi New Nanshan Technology Ltd. |
CID001231 |
CHINA |
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Magnu's Minerais Metais e Ligas Ltda. |
CID002468 |
BRAZIL |
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CID001105 |
MALAYSIA |
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Melt Metais e Ligas S.A. |
CID002500 |
BRAZIL |
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Metallo Belgium N.V. |
CID002773 |
BELGIUM |
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Mineracao Taboca S.A. |
CID001173 |
BRAZIL |
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Minsur |
CID001182 |
PERU |
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Mitsubishi Materials Corporation |
CID001191 |
JAPAN |
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O.M. Manufacturing (Thailand) Co., Ltd. |
CID001314 |
THAILAND |
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O.M. Manufacturing Philippines, Inc. |
CID002517 |
PHILIPPINES |
|
Operaciones Metalurgical S.A. |
CID001337 |
BOLIVIA |
|
PT Artha Cipta Langgeng |
CID001399 |
INDONESIA |
|
PT ATD Makmur Mandiri Jaya |
CID002503 |
INDONESIA |
|
PT Mitra Stania Prima |
CID001453 |
INDONESIA |
|
PT Refined Bangka Tin |
CID001460 |
INDONESIA |
|
PT Timah Tbk Kundur |
CID001477 |
INDONESIA |
|
PT Timah (Persero) Tbk Mentok |
CID001482 |
INDONESIA |
|
Rui Da Hung |
CID001539 |
TAIWAN, PROVINCE OF CHINA |
|
Soft Metais Ltda. |
CID001758 |
BRAZIL |
|
Thaisarco |
CID001898 |
THAILAND |
|
White Solder Metalurgia e Mineracao Ltda. |
CID002036 |
BRAZIL |
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
CID002158 |
CHINA |
|
Yunnan Tin Company Limited |
CID002180 |
CHINA |
|
Tungsten |
|
|
|
A.L.M.T. TUNGSTEN Corp. |
CID000004 |
JAPAN |
|
Asia Tungsten Products Vietnam Ltd. |
CID002502 |
VIET NAM |
|
Chenzhou Diamond Tungsten Products Co., Ltd. |
CID002513 |
CHINA |
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
CID000258 |
CHINA |
|
Fujian Jinxin Tungsten Co., Ltd. |
CID000499 |
CHINA |
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CID000875 |
CHINA |
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CID002315 |
CHINA |
|
Ganzhou Seadragon W & Mo Co., Ltd. |
CID002494 |
CHINA |
|
Global Tungsten & Powders Corp. |
CID000568 |
UNITED STATES OF AMERICA |
|
Guangdong Xianglu Tungsten Co., Ltd. |
CID000218 |
CHINA |
|
H.C. Starck Tungsten GmbH |
CID002541 |
GERMANY |
|
Hunan Chenzhou Mining Co., Ltd. |
CID000766 |
CHINA |
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
CID002579 |
CHINA |
|
Hunan Chunchang Nonferrous Metals Co., Ltd. |
CID000769 |
CHINA |
|
Hydrometallurg, JSC |
CID002649 |
RUSSIAN FEDERATION |
|
Japan New Metals Co., Ltd. |
CID000825 |
JAPAN |
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
CID002551 |
CHINA |
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
CID002321 |
CHINA |
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CID002318 |
CHINA |
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CID002317 |
CHINA |
|
Jiangxi Yaosheng Tungsten Co., Ltd. |
CID002316 |
CHINA |
|
Kennametal Fallon |
CID000966 |
UNITED STATES OF AMERICA |
|
Kennametal Huntsville |
CID000105 |
UNITED STATES OF AMERICA |
|
Malipo Haiyu Tungsten Co., Ltd. |
CID002319 |
CHINA |
|
CID002589 |
UNITED STATES OF AMERICA |
|
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
CID002543 |
VIET NAM |
|
Tejing (Vietnam) Tungsten Co., Ltd. |
CID001889 |
VIET NAM |
|
Wolfram Bergbau und Hutten AG |
CID002044 |
AUSTRIA |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
CID002320 |
CHINA |
|
Xiamen Tungsten Co., Ltd. |
CID002082 |
CHINA |
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CID002095 |
CHINA |
Countries of origin that these facilities may source conflict minerals include:
L1: Argentina, Australia, Austria, Belgium, Bolivia, Brazil, Cambodia, Canada, Chile, China, Colombia, Côte D'Ivoire, Czech Republic, Djibouti, Ecuador, Egypt, Estonia, Ethiopia, France, Germany, Guyana, Hungary, India, Indonesia, Ireland, Israel, Japan, Kazakhstan, Laos, Luxembourg, Madagascar, Malaysia, Mongolia, Myanmar, Namibia, Netherlands, Nigeria, Peru, Portugal, Russia, Sierra Leone, Singapore, Slovakia, South Korea, Spain, Suriname, Switzerland, Taiwan, Thailand, United Kingdom, United States of America, Vietnam, Zimbabwe.
L2: Kenya, Mozambique, South Africa
L3: Angola, Burundi, Central African Republic, Republic of Congo, Rwanda, South Sudan, Tanzania, Uganda, Zambia
DRC: Democratic Republic of Congo
Future Steps
We have communicated our expectations, as reflected in our Conflict Minerals Policy, to our contract manufacturers and other suppliers. We have continued to engage with our Tier 1 suppliers to update their information on the source and chain of custody of conflict minerals in our supply chain and to require that all smelters utilized agree to participate in the Responsible Minerals Assurance Process or equivalent program.