0001193125-19-302492.txt : 20191127 0001193125-19-302492.hdr.sgml : 20191127 20191127160508 ACCESSION NUMBER: 0001193125-19-302492 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191126 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20191127 DATE AS OF CHANGE: 20191127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUICKLOGIC Corp CENTRAL INDEX KEY: 0000882508 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770188504 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22671 FILM NUMBER: 191257853 BUSINESS ADDRESS: STREET 1: 2220 LUNDY AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131-1816 BUSINESS PHONE: 4089904010 MAIL ADDRESS: STREET 1: 2220 LUNDY AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131-1816 FORMER COMPANY: FORMER CONFORMED NAME: QUICKLOGIC CORPORATION DATE OF NAME CHANGE: 19970409 8-K 1 d801121d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) November 26, 2019

 

 

QuickLogic Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-22671   77-0188504

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

2220 Lundy Avenue, San Jose, CA     95131-1816
(Address of principal executive offices)     (Zip Code)

Registrant’s telephone number, including area code (408) 990-4000

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to section 12(b) of the Act:

 

Title of each class

   

Trading Symbol(s)

   

Name of each exchange on which registered

Common Stock, par value $.001 per share    QUIK    The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

QuickLogic Corporation (the “Company”) held a Special Meeting of Stockholders on Tuesday, November 26, 2019. At the Special Meeting, there were 116,555,756 shares of the common stock of the Company (as of the record date of October 8, 2019) entitled to vote, of which, 96,138,836 shares were represented in person or by proxy constituting a quorum. The final voting results of each proposal are set forth below:

 

(i)

The Company’s stockholders approved a proposal to adopt an amendment to the Company’s Amended and Restated Certificate of Incorporation to effect a reverse split of the Company’s outstanding shares of common stock, at a reverse stock split ratio ranging from 1-for-5 to 1-for-15, as determined by the Company’s Board of Directors at a later date. The votes were as follows:

 

Votes For

      89,692,396  

Votes Against

      6,279,365  

Abstain

      167,075  

 

(ii)

The Company’s stockholders approved the “adjournment proposal”, if necessary, to adjourn the Special Meeting to solicit the additional proxies in favour of the “reverse stock split proposal.” The votes were as follows:

 

Votes For

      89,671,108  

Votes Against

      6,286,420  

Abstain

      181,308  

The exact timing for selection of the reverse stock split ratio and the effective date of the reverse stock split will be determined by the Board based upon its evaluation as to when such action will be most advantageous to the Company and its stockholders. The Board may delay or abandon the reverse stock split at any time prior to the effective time of the reverse stock split, if the Board determines that the reverse stock split is no longer in the best interests of the Company or its stockholders. The reverse stock split, if implemented, would become effective upon the filing of a charter amendment with the Delaware Secretary of State.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 27, 2019     QuickLogic Corporation
   

/s/ Suping (Sue) Cheung

   

Suping (Sue) Cheung

Vice President, Finance and Chief Financial Officer