0001179110-18-008805.txt : 20180619 0001179110-18-008805.hdr.sgml : 20180619 20180619183301 ACCESSION NUMBER: 0001179110-18-008805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180618 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAXE TIMOTHY CENTRAL INDEX KEY: 0001242025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22671 FILM NUMBER: 18908222 MAIL ADDRESS: STREET 1: 109 SYLVAN WAY CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUICKLOGIC CORPORATION CENTRAL INDEX KEY: 0000882508 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770188504 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1277 ORLEANS DR CITY: SUNNYVALE STATE: CA ZIP: 94089-1138 BUSINESS PHONE: 4089904000 MAIL ADDRESS: STREET 1: 1277 ORLEANS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-1138 4 1 edgar.xml FORM 4 - X0306 4 2018-06-18 0 0000882508 QUICKLOGIC CORPORATION QUIK 0001242025 SAXE TIMOTHY 1277 ORLEANS DRIVE SUNNYVALE CA 94089-1138 0 1 0 0 Sr. VP and CTO Common Stock 2018-06-18 4 M 0 675 0 A 119042 D Common Stock 2018-06-18 4 F 0 228 1.21 D 118814 D Restricted Stock Unit 0 2018-06-18 4 M 0 675 0 D Common Stock 675 675 D Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Includes 8,824 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on May 14, 2018. /s/ Ravi Pokuri by Power of Attorney 2018-06-19