Delaware | 000-22671 | 77-0188504 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
1277 Orleans Drive, Sunnyvale, CA | 94089-1138 | |||
(Address of principal executive offices) | (Zip Code) |
ý | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2016 to December 31, 2016. |
Date: May 18, 2017 | QuickLogic Corporation | |
/s/ Suping (Sue) Cheung | ||
Suping (Sue) Cheung Chief Financial Officer |
Exhibit No. | Description | |
1.01 | 2016 Conflict Minerals Report of QuickLogic Corporation as required by Items 1.01 and 1.02 of this Form. |
QuickLogic Product Platform Families | Description |
ARCTICLINK® | Semiconductor device |
ARCTICLINK II | Semiconductor device |
ARCTICLINK III | Semiconductor device |
ARCTICLINK 3 S1 | Semiconductor device |
ARCTICLINK 3 S2 | Semiconductor device |
ECLIPSE | Semiconductor device |
ECLIPSE II | Semiconductor device |
ECLIPSE PLUS | Semiconductor device |
EOS S3 | Semiconductor device |
PASIC®3 | Semiconductor device |
POLARPRO® | Semiconductor device |
POLARPRO II | Semiconductor device |
POLARPRO 3 | Semiconductor device |
POLARPRO 3E | Semiconductor device |
QUICKPCI | Semiconductor device |
QUICKRAM | Semiconductor device |
1. | Establishment of Strong Company Management Systems |
a. | Adopt and Commit to a Supply Chain Policy for Conflict Minerals: Our Conflict Minerals Policy is available at http://www.quicklogic.com/corporate/support/conflict-minerals-policy. Our Policy underscores the Company’s commitment to ethical business conduct and the responsible sourcing of minerals and to working with our suppliers to ensure compliance with SEC regulations. |
b. | Internal Management to Support Supply Chain Due Diligence: Our Vice President of Operations and Environmental Compliance Specialist (the “Conflict Minerals Team”) participate in the design and execution of our conflict minerals program and cooperate to manage and support our supply chain due diligence. The Conflict Minerals Team identified the suppliers to be contacted and adopted and approved for use the Reporting Template discussed above. The Environmental Compliance Specialist interacts directly with our suppliers and third party, Source Intelligence to obtain updated and current Reporting Templates and analyzes the information provided on the sourcing of the conflict minerals used in the manufacture of the Covered Products. Each response is reviewed |
c. | Controls and Transparency to Support Supply Chain Diligence: We use the CMRT to identify the smelters and refiners that are in the supply chain of each of our suppliers. We review and compare this list to the list of smelters and refiners identified by the Conflict Free Sourcing Initiative ("CFSI") to be active in the CFSI. This enables us to identify the smelters and refiners that have been determined to be conflict-free and those that are actively progressing towards an audit to determine their status. We use Source Intelligence's database to further verify the smelter/refiners sourcing information. We have determined that this approach represents the most reasonable effort we can make to determine whether the minerals used in the production of our Covered Products are conflict-free. |
d. | Supplier Engagement: We are dependent upon our suppliers to manufacture the Covered Products. We continue to work with our suppliers to support their efforts to identify the sources and status of the Conflict Minerals used in our Covered Products and to encourage each smelter and refiner in our supply chain to become or continue as an active participant in the CFSI. We continue to actively engage with our suppliers to strengthen our relationship with them and we have communicated to them our commitment to sourcing Conflict Minerals in a manner that does not benefit armed groups in the Covered Countries. |
e. | Grievance Mechanism: We have grievance mechanisms in place that enable employees and suppliers to report violations of the Company’s policies. We have a compliance hotline which is operated by an independent company that may be called at any time to report grievances and invite individuals with grievances to bring these matters to the attention of the Audit Committee of our Board of Directors by written correspondence on a confidential basis. We also employ an email address by which matters may be brought at any time to the attention of our Conflict Minerals Team by sending an email to conflictminerals@quicklogic.com. |
2. | Identification and Assessment of Risks in the Supply Chain |
3. | Designing and Implementing a Strategy to Respond to Identified Risks |
4. | Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain |
5. | Reporting on Supply Chain Due Diligence |
Smelter ID | CFSI | Country | |
GOLD | |||
Aida Chemical Industries Co., Ltd. | CID000019 | CF | Japan |
Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 | CF | Germany |
AngloGold Ashanti | CID000058 | CF | Brazil |
Argor-Heraeus SA | CID000077 | CF | Switzerland |
Asahi Pretec Corporation | CID000082 | CF | Japan |
Asahi Refining Canada Limited | CID000924 | CF | Canada |
Asahi Refining USA Inc. | CID000920 | CF | United States |
Asaka Riken Co., Ltd. | CID000090 | CF | Japan |
Aurubis AG | CID000113 | CF | Germany |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | CF | Philippines |
Boliden AB | CID000157 | CF | Sweden |
C. Hafner GmbH + Co. KG | CID000176 | CF | Germany |
CCR Refinery - Glencore Canada Corporation | CID000185 | CF | Canada |
Chimet S.p.A. | CID000233 | CF | Italy |
Dowa | CID000401 | CF | Japan |
Eco-System Recycling Co., Ltd. | CID000425 | CF | Japan |
Elemetal Refining, LLC | CID001322 | CF | United States |
Heimerle + Meule GmbH | CID000694 | CF | Germany |
Heraeus Ltd. Hong Kong | CID000707 | CF | China |
Heraeus Precious Metals GmbH & Co. KG | CID000711 | CF | Germany |
Ishifuku Metal Industry Co., Ltd. | CID000807 | CF | Japan |
Istanbul Gold Refinery | CID000814 | CF | Turkey |
Jiangxi Copper Company Limited | CID000855 | CF | China |
JX Nippon Mining & Metals Co., Ltd. | CID000937 | CF | Japan |
Kennecott Utah Copper LLC | CID000969 | CF | United States |
Kojima Chemicals Co., Ltd. | CID000981 | CF | Japan |
LS-NIKKO Copper Inc. | CID001078 | CF | Republic of Korea |
Materion | CID001113 | CF | United States |
Matsuda Sangyo Co., Ltd. | CID001119 | CF | Japan |
Metalor Technologies (Singapore) Pte, Ltd. | CID001152 | CF | Singapore |
Metalor Technologies SA | CID001153 | CF | Switzerland |
Metalor USA Refining Corporation | CID001157 | CF | United States |
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | CID001161 | CF | Mexico |
Mitsubishi Materials Corporation | CID001188 | CF | Japan |
Mitsui Mining and Smelting Co., Ltd. | CID001193 | CF | Japan |
Nadir Metal Rafineri San. Ve Tic. A.ª. | CID001220 | CF | Turkey |
Nihon Material Co., Ltd. | CID001259 | CF | Japan |
Ohura Precious Metal Industry Co., Ltd. | CID001325 | CF | Japan |
PAMP SA | CID001352 | CF | Switzerland |
PT Aneka Tambang (Persero) Tbk | CID001397 | CF | Indonesia |
PX Précinox SA | CID001498 | CF | Switzerland |
Rand Refinery (Pty) Ltd. | CID001512 | CF | South Africa |
Republic Metals Corporation | CID002510 | CF | United States |
Royal Canadian Mint | CID001534 | CF | Canada |
SEMPSA Joyería Platería SA | CID001585 | CF | Spain |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | CF | China |
SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | CF | Russia |
Solar Applied Materials Technology Corp. | CID001761 | CF | Taiwan |
Sumitomo Metal Mining Co., Ltd. | CID001798 | CF | Japan |
Tanaka Kikinzoku Kogyo K.K. | CID001875 | CF | Japan |
The Refinery of Shandong Gold Mining Co., Ltd. | CID001916 | CF | China |
Tokuriki Honten Co., Ltd. | CID001938 | CF | Japan |
Umicore Brasil Ltda. | CID001977 | CF | Brazil |
Umicore Precious Metals Thailand | CID002314 | CF | Thailand |
Umicore SA Business Unit Precious Metals Refining | CID001980 | CF | Belgium |
United Precious Metal Refining, Inc. | CID001993 | CF | United States |
Valcambi SA | CID002003 | CF | Switzerland |
Western Australian Mint trading as The Perth Mint | CID002030 | CF | Australia |
Yamamoto Precious Metal Co., Ltd. | CID002100 | CF | Japan |
Yokohama Metal Co., Ltd. | CID002129 | CF | Japan |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | CF | China |
Zijin Mining Group Co., Ltd. Gold Refinery | CID002243 | CF | China |
TANTALUM | |||
Changsha South Tantalum Niobium Co., Ltd. | CID000211 | CF | China |
Conghua Tantalum and Niobium Smeltry | CID000291 | CF | China |
D Block Metals, LLC | CID002504 | CF | United States |
Duoluoshan | CID000410 | CF | China |
Exotech Inc. | CID000456 | CF | United States |
F & X Electro-Materials Limited | CID000460 | CF | China |
Global Advanced Metals Aizu | CID002558 | CF | Japan |
Global Advanced Metals Boyertown | CID002557 | CF | United States |
Guangdong Zhiyuan New Material Co., Ltd. | CID000616 | CF | China |
H.C. Starck Co., Ltd. | CID002544 | CF | Thailand |
H.C. Starck Hermsdorf GmbH | CID002547 | CF | Germany |
H.C. Starck Inc. | CID002548 | CF | United States |
H.C. Starck Smelting GmbH & Co.KG | CID002550 | CF | Germany |
Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | CF | China |
Hi-Temp Specialty Metals, Inc. | CID000731 | CF | United States |
JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | CF | China |
Jiujiang Tanbre Co., Ltd. | CID000917 | CF | China |
LSM Brasil S.A. | CID001076 | CF | Brazil |
Mineração Taboca S.A. | CID001175 | CF | Brazil |
Mitsu Mining & Smelting Co, Ltd. | CID001192 | CF | Japan |
Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | CF | China |
Solikamsk Magnesium Works OAO | CID001769 | CF | Russian Federation |
Taki Chemical Co., Ltd. | CID001869 | CF | Japan |
Telex Metals | CID001891 | CF | United States |
Ulba Metallurgical Plant JSC | CID001969 | CF | Kazakhstan |
Yichun Jin Yang Rare Metal Co., Ltd. | CID002307 | CF | China |
Zhuzhou Cemented Carbide Group Co., Ltd. | CID002232 | CF | China |
TIN | |||
Alpha | CID000292 | CF | United States |
China Tin Group Co., Ltd. | CID001070 | CF | China |
Cooperativa Metalurgica de Rondônia Ltda. | CID000295 | CF | Brazil |
CV Ayi Jaya | CID002570 | CF | Indonesia |
CV Gita Pesona | CID000306 | CF | Indonesia |
CV Serumpun Sebalai | CID000313 | CF | Indonesia |
CV United Smelting | CID000315 | CF | Indonesia |
CV Venus Inti Perkasa | CID002455 | CF | Indonesia |
Dowa | CID000402 | CF | Japan |
Elmet S.L.U. | CID002774 | CF | Spain |
EM Vinto | CID000438 | CF | Bolivia |
Fenix Metals | CID000468 | CF | Poland |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | CF | China |
Jiangxi Ketai Advanced Material Co., Ltd. | CID000244 | CF | China |
Magnu's Minerais Metais e Ligas Ltda. | CID002468 | CF | Brazil |
Malaysia Smelting Corporation (MSC) | CID001105 | CF | Malaysia |
Melt Metais e Ligas S.A. | CID002500 | CF | Brazil |
Metallic Resources, Inc. | CID001142 | CF | United States |
Metallo-Chimique N.V. | CID002773 | CF | Belgium |
Mineração Taboca S.A. | CID001173 | CF | Brazil |
Minsur | CID001182 | CF | Peru |
Mitsubishi Materials Corporation | CID001191 | CF | Japan |
O.M. Manufacturing Philippines, Inc. | CID002517 | CF | Philippines |
O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | CF | Thailand |
Operaciones Meralurgical S.A. | CID001337 | CF | Bolivia |
PT Aries Kencana Sejahtera | CID000309 | CF | Indonesia |
PT Artha Cipta Langgeng | CID001399 | CF | Indonesia |
PT ATD Makmur Mandiri Jaya | CID002503 | CF | Indonesia |
PT Babel Inti Perkasa | CID001402 | CF | Indonesia |
PT Bangka Prima Tin | CID002776 | CF | Indonesia |
PT Bangka Tin Industry | CID001419 | CF | Indonesia |
PT Belitung Industri Sejahtera | CID001421 | CF | Indonesia |
PT Bukit Timah | CID001428 | CF | Indonesia |
PT Cipta Persada Mulia | CID002696 | CF | Indonesia |
PT DS Jaya Abadi | CID001434 | CF | Indonesia |
PT Eunindo Usaha Mandiri | CID001438 | CF | Indonesia |
PT Inti Stania Prima | CID002530 | CF | Indonesia |
PT Mitra Stania Prima | CID001453 | CF | Indonesia |
PT Panca Mega Persada | CID001457 | CF | Indonesia |
PT Prima Timah Utama | CID001458 | CF | Indonesia |
PT Refined Bangka Tin | CID001460 | CF | Indonesia |
PT Sariwiguna Binasentosa | CID001463 | CF | Indonesia |
PT Stanindo Inti Perkasa | CID001468 | CF | Indonesia |
PT Sumber Jaya Indah | CID001471 | CF | Indonesia |
PT Timah (Persero) Tbk Kundur | CID001477 | CF | Indonesia |
PT Timah (Persero), Tbk Mentok | CID001482 | CF | Indonesia |
PT Tinindo Inter Nusa | CID001490 | CF | Indonesia |
PT Wahana Perkit Jaya | CID002479 | CF | Indonesia |
Resind Indústria e Comércio Ltda. | CID002706 | CF | Brazil |
Rui Da Hung | CID001539 | CF | Taiwan |
Soft Metais Ltda. | CID001758 | CF | Brazil |
Thaisarco | CID001898 | CF | Thailand |
VQB Mineral and Trading Group JSC | CID002015 | CF | Vietnam |
White Solder Metalurgia e Mineração Ltda. | CID002036 | CF | Brazil |
Yunnan Tin (Holding) Company, Ltd. | CID002180 | CF | China |
TUNGSTEN | |||
A.L.M.T. Tungsten Corp. | CID000004 | CF | Japan |
Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 | CF | China |
Chongyi Zhangyuan Tungsten Co Ltd | CID000258 | CF | China |
Fujian Jinxin Tungsten Co., Ltd. | CID000499 | CF | China |
Ganzhou Huaxin Tungsten Products Co, Ltd. | CID000875 | CF | China |
Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | CF | China |
Global Tungsten & Powders Corp. | CID000568 | CF | United States |
Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | CF | China |
H.C. Starck GmbH | CID002541 | CF | Germany |
H.C. Starck Smelting GmbH & Co. KG | CID002542 | CF | Germany |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CID002579 | CF | China |
Hunan Chunchang Nonferrous Metals Co., Ltd | CID000769 | CF | China |
Hydrometallurg, JSC | CID002649 | CF | Russia |
Japan New Metals Co., Ltd. | CID000825 | CF | Japan |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | CF | China |
Kennametal Huntsville | CID000105 | CF | United States |
Niagara Refining LLC | CID002589 | CF | United States |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | CID002543 | CF | Vietnam |
Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 | CF | Vietnam |
Wolfram Bergbau und Hütten AG | CID002044 | CF | Austria |
Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | CF | China |
Xiamen Tungsten Co., Ltd. | CID002082 | CF | China |