-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kt0R/RKw0r1Uev6v0tfrchvaZOa4h7QDb3JQ0zbB1pnzGax1f92e4+44wGCUjbkD Ip6mai5TcUo7nQiCfqBzLg== 0001029869-97-000728.txt : 19970611 0001029869-97-000728.hdr.sgml : 19970611 ACCESSION NUMBER: 0001029869-97-000728 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970610 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I STAT CORPORATION /DE/ CENTRAL INDEX KEY: 0000882365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 222542664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42273 FILM NUMBER: 97621889 BUSINESS ADDRESS: STREET 1: 303A COLLEGE RD EAST CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6092439300 MAIL ADDRESS: STREET 1: 303 COLLEGE ROAD EAST CITY: PRINCETON STATE: NJ ZIP: 08540 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AENEAS VENTURE CORP CENTRAL INDEX KEY: 0000898603 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 237014581 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O HARVARD MANAGEMENT COMPANY INC STREET 2: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6175234400 MAIL ADDRESS: STREET 1: HARVARD MANAGEMENT COMPANY INC STREET 2: 600 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02210 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G-A (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* i-STAT Corporation --------------------------------------------------------------- (Name of Issuer) Common Stock ---------------------------------------------------------------- (Title of Class of Securities) 450312103 ----------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 12 Pages - ------------------- ------------------ CUSIP No. 450312103 13G Page 2 of 12 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aeneas Venture Corporation - -------------------------------------------------------------------------------- (a) [ ] 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 shares SHARES ------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY ---- EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 0 shares WITH ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER ---- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [ ] CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 12 Pages SCHEDULE 13G ------------ Item 1(a) Name of Issuer: i-STAT Corporation 1(b) Address of Issuer's Principal Executive Offices: 303A College Road East Princeton, NJ 08540 Item 2(a) Name of Person Filing: Aeneas Venture Corporation 2(b) Address of Principal Business Office or, if none, Residence: c/o Harvard Management Company, Inc. 600 Atlantic Avenue Boston, MA 02210 2(c) Citizenship: Delaware 2(d) Title of Class of Securities: Common Stock 2(e) CUSIP Number: 450312103 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b): The entity filing is a wholly-owned subsidiary of the endowment fund of Harvard University. Item 4 Ownership: 4(a) Amount beneficially owned: 0 shares 4(b) Percent of Class: 0% 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 shares (ii) shared power to vote or to direct the vote: --------- Page 3 of 12 Pages (iii) sole power to dispose or to direct the disposition of: 0 shares (iv) shared power to dispose or to direct the disposition of: -------- Item 5 Ownership of Five Percent or Less of a Class: This statement is filed to report the fact that as of June 30, 1994 the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8 Identification and Classification of Members of the Group: Not Applicable. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. AENEAS VENTURE CORPORATION By: /s/ Tami E. Nason ------------------------------- Name: Tami E. Nason Title: Authorized Signatory June 9, 1997 Pursuant to Rule 101(a)(2)(ii) of regulation S-T, attached hereto as Exhibits A and B to this Schedule 13-A is a copy of the initial Schedule 13-G and all amendments thereto. Page 4 of 12 Pages 3203091.02 Exhibit A --------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __) i-STAT Corporation ---------------------------------------------------------------- (Name of Issuer) Common Stock ---------------------------------------------------------------- (Title of Class of Securities) 450312103 ----------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement [X]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 3203091.02 - ------------------- ------------------ CUSIP No. 450312103 13G Page 6 of 12 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aeneas Venture Corporation - -------------------------------------------------------------------------------- (a) [ ] 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 889,889 shares SHARES ------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY ---- EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 889,889 shares WITH ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER ---- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 889,889 shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [ ] CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.49% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 12 Pages 3203091.02 SCHEDULE 13G ------------ Item 1(a) Name of Issuer: i-STAT Corporation 1(b) Address of Issuer's Principal Executive Offices: 303A College Road East Princeton, NJ 08540 Item 2(a) Name of Person Filing: Aeneas Venture Corporation 2(b) Address of Principal Business Office or, if none, Residence: Aeneas Venture Corporation c/o Harvard Management Company, Inc. 600 Atlantic Avenue Boston, Massachusetts 02210 2(c) Citizenship: Delaware 2(d) Title of Class of Securities: Common Stock 2(e) CUSIP Number: 450312103 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b): The entity filing is a wholly-owned subsidiary of the endowment fund of Harvard University. Item 4(a) Amount beneficially owned: 889,889 shares 4(b) Percent of Class: 10.49% 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 889,889 shares (ii) shared power to vote or to direct the vote: --- (iii) sole power to dispose or to direct the disposition of: 889,889 shares (iv) shared power to dispose or to direct the disposition of: --- Item 5 Ownership of Five Percent or less of a Class: Not Applicable Item 6 Ownership of more than Five Percent on behalf of another person: Page 7 of 12 Pages 3203091.02 Not Applicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. AENEAS VENTURE CORPORATION By: /s/ Verne O. Sedlacek --------------------------------- Name: Verne O. Sedlacek Title: Vice President February 10, 1993 Page 8 of 12 Pages 3203091.02 Exhibit B --------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) i-STAT Corporation ---------------------------------------------------------------- (Name of Issuer) Common Stock ---------------------------------------------------------------- (Title of Class of Securities) 450312103 ----------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1 and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 3203091.02 - ------------------- ------------------- CUSIP No. 450312103 13G Page 10 of 12 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aeneas Venture Corporation - -------------------------------------------------------------------------------- (a) [ ] 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 591,888 shares SHARES ------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY ---- EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 591,888 shares WITH ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER ---- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 591,888 shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [ ] CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 10 of 12 Pages 3203091.02 SCHEDULE 13G ------------ Amendment No. 1 Item 1(a) Name of Issuer: i-STAT Corporation 1(b) Address of Issuer's Principal Executive Offices: 303A College Road East Princeton, NJ 08540 Item 2(a) Name of Person Filing: Aeneas Venture Corporation 2(b) Address of Principal Business Office or, if none, Residence: Aeneas Venture Corporation c/o Harvard Management Company, Inc. 600 Atlantic Avenue Boston, Massachusetts 02210 2(c) Citizenship: Delaware 2(d) Title of Class of Securities: Common Stock 2(e) CUSIP Number: 450312103 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b): The entity filing is a wholly-owned subsidiary of the endowment fund of Harvard University. Item 4(a) Amount beneficially owned: 591,888 shares 4(b) Percent of Class: 5.4% 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 591,888 shares (ii) shared power to vote or to direct the vote: --- (iii) sole power to dispose or to direct the disposition of: 591,888 shares (iv) shared power to dispose or to direct the disposition of: --- Item 5 Ownership of Five Percent or less of a Class: Not Applicable Page 11 of 12 Pages 3203091.02 Item 6 Ownership of more than Five Percent on behalf of another person: Not Applicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. AENEAS VENTURE CORPORATION By: /s/ Verne O. Sedlacek --------------------------- Name: Verne O. Sedlacek Title: Treasurer February __, 1994 Page 12 of 12 Pages 3203091.02 -----END PRIVACY-ENHANCED MESSAGE-----