-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VERu98LP4bgku/Jzk2c8JZVbRCsBCGyT8vMiga6kePVzoAyeZ/38cUTyvZfJtXqE Nl/elsxz7oMxHuL8wSSWMA== 0000950123-01-503545.txt : 20010619 0000950123-01-503545.hdr.sgml : 20010619 ACCESSION NUMBER: 0000950123-01-503545 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010618 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I STAT CORPORATION /DE/ CENTRAL INDEX KEY: 0000882365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 222542664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: SEC FILE NUMBER: 000-19841 FILM NUMBER: 1662524 BUSINESS ADDRESS: STREET 1: 104 WINDSOR CENTER DRIVE CITY: EAST WINDSOR STATE: NJ ZIP: 08520 BUSINESS PHONE: 6094439300 MAIL ADDRESS: STREET 1: 104 WINDSOR CENTER DRIVE CITY: EAST WINDSOR STATE: NJ ZIP: 08520 COMPANY DATA: COMPANY CONFORMED NAME: MOFFITT WILLIAM P CENTRAL INDEX KEY: 0001137341 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 104 WINDSOR CENTER DR CITY: EAST WINDSOR STATE: NJ ZIP: 08520 MAIL ADDRESS: STREET 1: 104 WINDSOR CENTER DR CITY: EAST WINDSOR STATE: NJ ZIP: 08520 144 1 y50575e144.txt FORM 144 1 FORM 144 OMB APPROVAL ------------ OMB Number 3235-0101 Expires: August 31, 2003 Estimated average burden hours per response 2.0 DOCUMENT SEQUENCE NO. ----------------- CUSIP NUMBER ----------------- WORK LOCATION ----------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. - ----------------------------------------------------------------------------------------------------------------------------------- 1(a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. i-STAT CORPORATION 22-2542664 000-19841 - ----------------------------------------------------------------------------------------------------------------------------------- (e) TELEPHONE NO. 1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE AREA CODE NUMBER ----------------------------------- 104 WINDSOR CENTER DRIVE, EAST WINDSOR, NJ 08520 609 443-9300 - ------------------------------------------------------------------------------------------------------------------------------------ 2(a) NAME OF PERSON FOR WHOSE ACCOUNT (b) IRS IDENT. NO. (c) RELATIONSHIP TO (d) ADDRESS STREET CITY STATE ZIPCODE THE SECURITIES ARE TO BE SOLD ISSUER - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAM P. MOFFITT ###-##-#### CHIEF EXECUTIVE 412 RAMSEY ROAD, YARDLEY PA 19067 OFFICER - ------------------------------------------------------------------------------------------------------------------------------------
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number. - ------------------------------------------------------------------------------------------------------------------------------------ 3(a) (b) (c) (d) TITLE OF THE SEC USE ONLY NUMBER OF SHARES AGGREGATE CLASS OF NAME AND ADDRESS OF EACH BROKER THROUGH WHOM THE OR OTHER UNITS MARKET SECURITIES SECURITIES ARE TO BE OFFERED OR EACH MARKET MAKER BROKER-DEALER TO BE SOLD VALUE TO BE SOLD WHO IS ACQUIRING THE SECURITIES FILE NUMBER (See instr. 3(c)) (See instr. 3(d)) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON MERRILL LYNCH & CO., INC. 44,444 $726,659.40 AS OF STOCK CLOSE OF BUSINESS JUNE 13, 2001 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ 3(a) (b) (e) (f) (g) TITLE OF THE NUMBER OF SHARES APPROXIMATE NAME OF EACH CLASS OF NAME AND ADDRESS OF EACH BROKER THROUGH WHOM THE OR OTHER UNITS DATE OF SALE SECURITIES SECURITIES SECURITIES ARE TO BE OFFERED OR EACH MARKET MAKER OUTSTANDING (See instr. 3(f)) EXCHANGE TO BE SOLD WHO IS ACQUIRING THE SECURITIES (See instr. 3(e)) (MO. DAY YR.) (See instr. 3(g)) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON MERRILL LYNCH & CO., INC. 18,531,128 June 18, 2001 NASDAQ STOCK THROUGH NOVEMBER 1, 2001 - ------------------------------------------------------------------------------------------------------------------------------------
INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold (b) Such person's I.R.S. identification number, if such person is an entity (c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold 2 TABLE I -- SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
- ------------------------------------------------------------------------------------------------------------------------------------ Name of Person from Whom Acquired Title of Date you Nature of (If gift, also give Amount of Date of Nature of the Class Acquired Acquisition Transaction date donor acquired) Securities Acquired Payment Payment - ------------------------------------------------------------------------------------------------------------------------------------ COMMON SEE EXERCISE OF STOCK OPTIONS i-STAT CORPORATION 44,444 STOCK "REMARKS" SECTION BELOW - ------------------------------------------------------------------------------------------------------------------------------------
INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. ================================================================================ TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
- ------------------------------------------------------------------------------------------------------------------------------------ Amount of Name and Address of Seller Title of Securities Sold Date of Sale Securities Sold Gross Proceeds - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAM P. MOFFITT COMMON STOCK ALL TRADING 30,556 $536,856.05 412 RAMSEY ROAD DAYS FROM YARDLEY PA 19067 3-21-01 TO 6-15-01 - ------------------------------------------------------------------------------------------------------------------------------------
REMARKS: The shares covered by this Form 144 (the "Shares") are being acquired upon the exercise of a stock option granted on December 20, 1991 and are being sold pursuant to a Rule 10b5-1 sales plan dated February 26, 2001 (the "Plan"), and the representation below regarding the seller's knowledge of material information speaks as of that plan adoption date. The object of the Plan is to generate enough cash to enable the seller to bear the costs of exercising additional stock options, beyond those contemplated by the Plan, that are expiring within one year. The seller has no intention at this time to sell the shares underlying such additional stock options. The Plan has been structured to permit an orderly sale over an extended period of time, without focusing a sale of all of the Shares within one of the limited trading windows available to officers of the issuer. The sale of the Shares should in no way be viewed as a reflection of the opinion of the undersigned with respect to the business, condition or prospects of the issuer. Shares will be sold under the Plan only when the previous day's closing bid price per Share (the "Market Price") is at a sufficiently high level to cover the exercise price and income taxes associated with the exercise of the options which give rise to the Shares. The Shares will be sold according to the following instructions: while the Shares trade at or below a certain Market Price, no Shares will be sold; while the Shares trade at a Market Price that is within a certain range, only such number of Shares will be sold per trading day as equals the greater of (a) 500 shares or (b) the total remaining Shares to be sold divided by the number of trading days up to and including November 1, 2001; and while the Shares trade at or above a certain Market Price, as many Shares as possible will be sold. INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. June 18, 2001 /s/ WILLIAM P. MOFFITT - ----------------------- ----------------------- DATE OF NOTICE (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. disclosed. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----