-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MXigjX9tAc5ys/siCj+Xys6lV+Ir5WOWOMXg2MhLM+4+QA7f1k6KbgrLgDmZOgfj j8nzbzB8nuQzbvEv6GgzUw== 0001346081-06-000038.txt : 20060808 0001346081-06-000038.hdr.sgml : 20060808 20060808153820 ACCESSION NUMBER: 0001346081-06-000038 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060801 FILED AS OF DATE: 20060808 DATE AS OF CHANGE: 20060808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMEDIATE MUNI FUND INC CENTRAL INDEX KEY: 0000882300 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133643581 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-291-2556 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INTERMEDIATE MUNICIPAL FUND INC DATE OF NAME CHANGE: 19920909 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INTERMEDIATE QUALITY MUNICIPAL FUND INC DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANDIA THOMAS C CENTRAL INDEX KEY: 0001279631 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012810 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: CITIGROUP ASSET MANAGEMENT CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHEVE TIMOTHY C CENTRAL INDEX KEY: 0001206670 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012811 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-539-0000 MAIL ADDRESS: STREET 1: LEGG MASON INC STREET 2: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FETTING MARK R CENTRAL INDEX KEY: 0001193491 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012812 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-539-0000 MAIL ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, LLC STREET 2: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Ted P CENTRAL INDEX KEY: 0001369131 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012814 BUSINESS ADDRESS: BUSINESS PHONE: 212-559-1344 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelly Jeanne CENTRAL INDEX KEY: 0001346081 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012815 BUSINESS ADDRESS: BUSINESS PHONE: 212-559-1211 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEPLER ROBERT P CENTRAL INDEX KEY: 0001279633 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012816 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD STREET 2: CICIGROUP ASSET MANAGEMENT CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERKEN R JAY CENTRAL INDEX KEY: 0001240501 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012808 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 399 PARK AVE 4TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 399 PARK AVENUE 4TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAIN PETER L CENTRAL INDEX KEY: 0001206658 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012813 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 MAIL ADDRESS: STREET 1: LEGG MASON INC STREET 2: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Terrence CENTRAL INDEX KEY: 0001338258 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06506 FILM NUMBER: 061012809 BUSINESS ADDRESS: BUSINESS PHONE: 203-890-7125 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 300 FIRST STAMFORD PLACE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2006-08-01 0 0000882300 INTERMEDIATE MUNI FUND INC SBI 0001206658 BAIN PETER L LEGG MASON INC 100 LIGHT ST BALTIMORE MD 21202 1 0 0 0 0001193491 FETTING MARK R C/O ROYCE & ASSOCIATES, LLC 1414 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 0 0 0001206670 SCHEVE TIMOTHY C LEGG MASON INC 100 LIGHT ST BALTIMORE MD 21202 1 0 0 0 0001279631 MANDIA THOMAS C 300 FIRST STAMFORD PLACE CITIGROUP ASSET MANAGEMENT STAMFORD CT 06902 0 1 0 0 secretary 0001338258 Murphy Terrence CITIGROUP ASSET MANAGEMENT 300 FIRST STAMFORD PLACE, 4TH FLOOR STAMFORD CT 06902 0 1 0 0 chief financial officer 0001240501 GERKEN R JAY 399 PARK AVENUE 4TH FL NEW YORK NY 10022 1 0 0 0 0001279633 SHEPLER ROBERT P 300 FIRST STAMFORD CICIGROUP ASSET MANAGEMENT STAMFORD CT 06902 0 1 0 0 senior vice president 0001346081 Kelly Jeanne 300 FIRST STAMFORD PLACE 4TH FLOOR STAMFORD CT 06902 0 1 0 0 senior vice president 0001369131 Becker Ted P 399 PARK AVENUE 4TH FLOOR NEW YORK NY 10022 0 1 0 0 chief compliance officer common stock 0 D William J. Renahan by Power of Attorney for Peter Bain 2006-08-08 William J. Renahan by Power of Attorney for Mark Fetting 2006-08-08 William J. Renahan by Power of Attorney for Tim Scheve 2006-08-08 William J. Renahan by Power of Attorney for Tom Mandia 2006-08-08 William J. Renahan by Power of Attorney for Terrence Murphy 2006-08-08 William J. Renahan by Power of Attorney for Jay Gerken 2006-08-08 William J. Renahan by Power of Attorney for Bob Shepler 2006-08-08 William J. Renahan by Power of Attorney for Jeanne Kelly 2006-08-08 William J. Renahan by Power of Attorney for Ted Becker 2006-08-08 -----END PRIVACY-ENHANCED MESSAGE-----