-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fyq1cQW6o3LTTnFAPohntOXz80aq8yRo7wkkjBhCHGci4n3a0rpcvGLxqGacBZER Q7Z8ZOU8JrWHE0ANEF0GjA== 0000091155-98-000225.txt : 19980331 0000091155-98-000225.hdr.sgml : 19980331 ACCESSION NUMBER: 0000091155-98-000225 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980330 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INTERMEDIATE MUNICIPAL FUND INC CENTRAL INDEX KEY: 0000882300 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133643581 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: SEC FILE NUMBER: 811-06506 FILM NUMBER: 98578953 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2126985344 MAIL ADDRESS: STREET 2: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INTERMEDIATE QUALITY MUNICIPAL FUND INC DATE OF NAME CHANGE: 19600201 NSAR-B/A 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/97 000 C000000 882300 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 SMITH BARNEY INTERMEDIATE MUNICIPAL FUND, INC 001 B000000 811-6506 001 C000000 2128166550 002 A000000 388 GREENWICH STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10013 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 SMITH BARNEY 008 B000001 A 008 C000001 801-3389 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10013 010 A000001 SMITH BARNEY 010 B000001 801-14437 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10013 011 A000001 SMITH BARNEY 011 B000001 8-81777 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10013 012 A000001 FIRST DATA INVESTOR SERVICES GROUP 012 B000001 85-0000000 012 C010001 BASTON PAGE 2 012 C020001 MA 012 C030001 02109 013 A000001 KPMG PEAT MARWICK LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10154 015 A000001 PNC BANK 015 B000001 C 015 C010001 PHILADELPHIA 015 C020001 PA 015 C030001 19103 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 127 019 C000000 BARNEY0000 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 CITICORP SECURITIES, INC. 022 B000001 N/A 022 C000001 9100 022 D000001 10200 022 A000002 LEHMAN BROTHERS 022 B000002 13-2518466 022 C000002 4520 022 D000002 4017 022 A000003 MORGAN STANLEY 022 B000003 13-2655998 022 C000003 4100 022 D000003 3371 022 A000004 BEAR STEARNS & CO. 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REYNOLDS TITLE CONTROLLER EX-1 2 To the Shareholders and Board of Directors of Smith Barney Intermediate Municipal Fund, Inc.: In planning and performing our audit of the financial statements of Smith Barney Intermediate Municipal Fund, Inc. (the "Fund") for the year ended December 31, 1997, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, errors or irregularities may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above. This report is intended solely for the information and use of management, the Board of Directors of the Fund, and the Securities and Exchange Commission. February 10, 1998 -----END PRIVACY-ENHANCED MESSAGE-----