-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pr0SN4g9+O2DQahtaHWFrnEMC+V64wTIs/NH1bZ2nftdaiipPpOeMqsrb/jl8N7Y /fRCOgL4T2W6w3Hwr+e+1Q== 0000091155-99-000181.txt : 19990323 0000091155-99-000181.hdr.sgml : 19990323 ACCESSION NUMBER: 0000091155-99-000181 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INTERMEDIATE MUNICIPAL FUND INC CENTRAL INDEX KEY: 0000882300 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133643581 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: SEC FILE NUMBER: 811-06506 FILM NUMBER: 99569525 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2126985344 MAIL ADDRESS: STREET 2: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INTERMEDIATE QUALITY MUNICIPAL FUND INC DATE OF NAME CHANGE: 19600201 NSAR-B/A 1 N-SAR (6.1) PAGE 1 000 B000000 12/31/1998 000 C000000 882300 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 SMITH BARNEY INTERMEDIATE MUNICIPAL FUND, INC 001 B000000 811-6506 001 C000000 2128166556 002 A000000 388 GREENWICH STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10013 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 MUTUAL MANAGEMENT CORP. 008 B000001 A 008 C000001 801-3389 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10013 010 A000001 MUTUAL MANAGEMENT CORP. 010 B000001 801-14437 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10013 011 A000001 SMITH BARNEY INC. 011 B000001 8-81777 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10013 012 A000001 FIRST DATA INVESTOR SERVICES GROUP 012 B000001 85-0000000 012 C010001 BOSTON PAGE 2 012 C020001 MA 012 C030001 02109 013 A000001 KPMG PEAT MARWICK LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10154 015 A000001 PNC BANK 015 B000001 C 015 C010001 PHILADELPHIA 015 C020001 PA 015 C030001 19103 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 147 019 C000000 BARNEY0000 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 MORGAN STANLEY 022 B000001 13-2655998 022 C000001 700 022 D000001 4900 022 A000002 GOLDMAN SACHS 022 B000002 13-5108880 022 C000002 3660 022 D000002 1324 022 A000003 JP MORGAN 022 B000003 N/A 022 C000003 1484 022 D000003 2100 022 A000004 RAYMOND 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P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 36669 071 B000000 40780 071 C000000 88366 071 D000000 42 072 A000000 12 072 B000000 5208 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 533 072 G000000 0 072 H000000 0 072 I000000 36 072 J000000 5 072 K000000 0 072 L000000 44 072 M000000 2 072 N000000 8 072 O000000 0 072 P000000 0 PAGE 7 072 Q000000 0 072 R000000 14 072 S000000 6 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 25 072 X000000 673 072 Y000000 0 072 Z000000 4535 072AA000000 399 072BB000000 0 072CC010000 0 072CC020000 281 072DD010000 4535 072DD020000 0 072EE000000 351 073 A010000 0.5430 073 A020000 0.0000 073 B000000 0.0360 073 C000000 0.0000 074 A000000 78 074 B000000 0 074 C000000 900 074 D000000 88693 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 1319 074 K000000 0 074 L000000 1281 074 M000000 0 074 N000000 92271 074 O000000 3132 074 P000000 43 074 Q000000 0 074 R010000 350 074 R020000 0 074 R030000 0 074 R040000 0 074 S000000 0 074 T000000 88746 074 U010000 8364 074 U020000 0 074 V010000 10.61 074 V020000 0.00 074 W000000 0.0000 074 X000000 0 074 Y000000 3532 PAGE 8 075 A000000 0 075 B000000 88860 076 000000 10.69 077 A000000 Y 077 B000000 Y 077 O000000 Y 078 000000 N 080 A000000 ICI MUTUAL INSURANCE CO. 080 C000000 115000 081 A000000 Y 081 B000000 159 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PAUL BROOK TITLE CONTROLLER EX-1 2 To the Shareholders and Board of Directors of the Smith Barney Intermediate Municipal Fund, Inc.: In planning and performing our audit of the financial statements of the Smith Barney Intermediate Municipal Fund, Inc. (the "Fund") for the year ended December 31, 1998, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above. This report is intended solely for the information and use of management, the Board of Directors of the Fund, and the Securities and Exchange Commission. February 8, 1999 -----END PRIVACY-ENHANCED MESSAGE-----