0001683168-17-002516.txt : 20171030 0001683168-17-002516.hdr.sgml : 20171030 20170929101300 ACCESSION NUMBER: 0001683168-17-002516 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 CORRESP 1 filename1.htm

 


 

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9635 Granite Ridge Drive

Suite 100

San Diego, CA 92123

Phone 858-459-7800

 

 

 

VIA EDGAR

 

September 29, 2017

 

Division of Corporate Finance

U.S. Securities and Exchange Commission

Mail Stop 4561

100 F Street N.E.

Washington, D.C. 20005

 

Attn: Russell Mancuso, Esq.
  Branch Chief
  Heather Percival, Esq.

   

 

RE: Aethlon Medical, Inc.
  Registration Statement on Form S-1 Filed July 31, 2017
  File No. 333-219589

 

Dear Mr. Mancuso and Ms. Percival:

 

We are writing in connection with the above-captioned matter regarding Aethlon Medical, Inc.’s (the “Company”) disclosure in its Registration Statement on Form S-1/A, filed September 29, 2017, File No. 333-219589 (the “Registration Statement”). As requested in a telephone call this morning with our counsel, Jolie Kahn, Esq., we are hereby confirming that Section 5.5 of the Securities Purchase Agreement filed as exhibit 10.84 to the Registration Statement (“SPA”) does not allow the parties to the SPA to amend the terms of the warrants (attached as exhibits 4.29 and 4.31 to the Registration Statement) without the consent of the holders of those warrants.

 

We hope that the foregoing is responsive to the Staff’s comments. Please do not hesitate to contact me at (858) 459-7800 (extension 300) if you have any questions regarding this matter.

 

Very truly yours,

 

AETHLON MEDICAL, INC.

 

/s/ Jim Frakes                          

James B. Frakes

Chief Financial Officer

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