0001483806-14-000001.txt : 20140109
0001483806-14-000001.hdr.sgml : 20140109
20140108203444
ACCESSION NUMBER: 0001483806-14-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20140109
DATE AS OF CHANGE: 20140108
EFFECTIVENESS DATE: 20140109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AETHLON MEDICAL INC
CENTRAL INDEX KEY: 0000882291
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 133632859
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-206132
FILM NUMBER: 14517515
BUSINESS ADDRESS:
STREET 1: 8910 UNIVERSITY CENTER LANE, SUITE 660
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: 858-459-7800
MAIL ADDRESS:
STREET 1: 8910 UNIVERSITY CENTER LANE, SUITE 660
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: BISHOP EQUITIES INC
DATE OF NAME CHANGE: 19930602
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0000882291
AETHLON MEDICAL INC
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
858-459-7800
NEVADA
BISHOP EQUITIES INC
Corporation
true
JAMES
A.
JOYCE
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Executive Officer
Director
RICHARD
H.
TULLIS, PH.D.
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Executive Officer
Director
FRANKLYN
S.
BARRY, JR.
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Director
EDWARD
G.
BROENNIMAN
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Director
RODNEY
S.
KENLEY
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Executive Officer
Director
PHILLIP
WARD
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Director
THOMAS
WORNHAM
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Director
CHETAN
SHAH, MD
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Director
JAMES
B.
FRAKES
8910 UNIVERSITY CENTER LANE, SUITE 660
SAN DIEGO
CA
CALIFORNIA
92122
Executive Officer
Biotechnology
$1,000,001 - $5,000,000
- 06b
true
0001483806-13-000010
2013-10-30
false
true
true
true
true
Units consisting of common stock and common stock warrants
false
9000
Laidlaw & Co (UK) Ltd.
119037
Laidlaw & Co (UK) Ltd.
119037
546 FIFTH AVENUE, 5TH FLOOR
NEW YORK
NY
NEW YORK
10036
AR
ARKANSAS
CA
CALIFORNIA
FL
FLORIDA
IL
ILLINOIS
IA
IOWA
KY
KENTUCKY
NE
NEBRASKA
NJ
NEW JERSEY
OK
OKLAHOMA
PA
PENNSYLVANIA
TX
TEXAS
false
2000000
1795900
204100
false
22
270508
0
Incl. 10% comm. and 2% non-acctble exp. on $1,670,900, 5% comm. and 1% non-acctble exp. on $125,000, a $25,000 act. fee and 3 of 4 advisory fee pymts of $12,500 each. Company also issued 2,155,080 warrants to Laidlaw & Co. in connection with units sold.
0
In the ordinary course, the issuer may use some of the proceeds of the offering to pay salaries to management.
false
AETHLON MEDICAL INC
/s/ James B. Frakes
James B. Frakes
Chief Financial Officer
2014-01-08