0001483806-14-000001.txt : 20140109 0001483806-14-000001.hdr.sgml : 20140109 20140108203444 ACCESSION NUMBER: 0001483806-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140109 DATE AS OF CHANGE: 20140108 EFFECTIVENESS DATE: 20140109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-206132 FILM NUMBER: 14517515 BUSINESS ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LANE, SUITE 660 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LANE, SUITE 660 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 D/A 1 primary_doc.xml X0707 D/A LIVE 0000882291 AETHLON MEDICAL INC 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 858-459-7800 NEVADA BISHOP EQUITIES INC Corporation true JAMES A. JOYCE 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Executive Officer Director RICHARD H. TULLIS, PH.D. 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Executive Officer Director FRANKLYN S. BARRY, JR. 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Director EDWARD G. BROENNIMAN 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Director RODNEY S. KENLEY 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Executive Officer Director PHILLIP WARD 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Director THOMAS WORNHAM 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Director CHETAN SHAH, MD 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Director JAMES B. FRAKES 8910 UNIVERSITY CENTER LANE, SUITE 660 SAN DIEGO CA CALIFORNIA 92122 Executive Officer Biotechnology $1,000,001 - $5,000,000 06b true 0001483806-13-000010 2013-10-30 false true true true true Units consisting of common stock and common stock warrants false 9000 Laidlaw & Co (UK) Ltd. 119037 Laidlaw & Co (UK) Ltd. 119037 546 FIFTH AVENUE, 5TH FLOOR NEW YORK NY NEW YORK 10036 AR ARKANSAS CA CALIFORNIA FL FLORIDA IL ILLINOIS IA IOWA KY KENTUCKY NE NEBRASKA NJ NEW JERSEY OK OKLAHOMA PA PENNSYLVANIA TX TEXAS false 2000000 1795900 204100 false 22 270508 0 Incl. 10% comm. and 2% non-acctble exp. on $1,670,900, 5% comm. and 1% non-acctble exp. on $125,000, a $25,000 act. fee and 3 of 4 advisory fee pymts of $12,500 each. Company also issued 2,155,080 warrants to Laidlaw & Co. in connection with units sold. 0 In the ordinary course, the issuer may use some of the proceeds of the offering to pay salaries to management. false AETHLON MEDICAL INC /s/ James B. Frakes James B. Frakes Chief Financial Officer 2014-01-08