0001209191-22-050215.txt : 20220916
0001209191-22-050215.hdr.sgml : 20220916
20220916110816
ACCESSION NUMBER: 0001209191-22-050215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220915
FILED AS OF DATE: 20220916
DATE AS OF CHANGE: 20220916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Chetan
CENTRAL INDEX KEY: 0001566040
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37487
FILM NUMBER: 221247311
MAIL ADDRESS:
STREET 1: 9 GRACE HILL COURT
CITY: TITUSVILLE
STATE: NJ
ZIP: 08560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AETHLON MEDICAL INC
CENTRAL INDEX KEY: 0000882291
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133632859
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 11555 SORRENTO VALLEY ROAD, SUITE 203
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-459-7800
MAIL ADDRESS:
STREET 1: 11555 SORRENTO VALLEY ROAD, SUITE 203
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: BISHOP EQUITIES INC
DATE OF NAME CHANGE: 19930602
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-15
0
0000882291
AETHLON MEDICAL INC
AEMD
0001566040
Shah Chetan
11555 SORRENTO VALLEY ROAD, SUITE 203
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2022-09-15
4
A
0
34247
0.00
A
60313
D
The RSU was granted on 4/1/22, but was contingent on stockholder approval of an increase in the shares issuable under the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/22, and therefore for purposes of Section 16 the RSU was not "acquired" until such stockholder approval was obtained. 50% of the shares subject to the RSU will vest on 9/30/22, and 25% of the RSU's will vest on each of 12/31/22 and 3/31/23, subject to continuous service through each such date.
/s/ Chetan Shah, by: James B. Frakes, Attorney-in-fact
2022-09-16