0001019687-16-007172.txt : 20160811 0001019687-16-007172.hdr.sgml : 20160811 20160811212332 ACCESSION NUMBER: 0001019687-16-007172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160809 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joyce James A CENTRAL INDEX KEY: 0001318931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37487 FILM NUMBER: 161826053 MAIL ADDRESS: STREET 1: 3030 BUNKER HILL STREET, #4000 CITY: SAN DIEGO STATE: CA ZIP: 92109 4 1 joyce_f4.xml OWNERSHIP DOCUMENT X0306 4 2016-08-09 0 0000882291 AETHLON MEDICAL INC AEMD 0001318931 Joyce James A 9635 GRANITE RIDGE DRIVE, SUITE 100 SAN DIEGO CA 92123 1 1 0 0 Chairman, CEO, Secretary Restricted Stock Units 2016-08-09 4 A 0 634000 0 A Common Stock 634000 634000 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. 158,500 of the resticted stock units vested on the grant date, and 39,625 restricted stock units will vest each quarter beginning 1/1/17. /s/ James A. Joyce 2016-08-11