<SEC-DOCUMENT>0001019687-16-006780-index.html : 20160628 <SEC-HEADER>0001019687-16-006780.hdr.sgml : 20160628 <ACCEPTANCE-DATETIME>20160628081511 ACCESSION NUMBER: 0001019687-16-006780 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 20160627 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160628 DATE AS OF CHANGE: 20160628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37487 FILM NUMBER: 161734698 BUSINESS ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 9635 GRANITE RIDGE DRIVE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>aethlon_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: aethlon_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>aethlon_ex0401.htm <DESCRIPTION>FORM OF AMENDMENT TO NOTES AND WARRANTS DATED JUNE 27, 2016 <TEXT> Document 2 - file: aethlon_ex0401.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>aethlon_ex0402.htm <DESCRIPTION>FORM OF ALLONGE TO CONVERTIBLE PROMISSORY NOTE DATED JUNE 27, 2016 <TEXT> Document 3 - file: aethlon_ex0402.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>4 <FILENAME>aethlon_ex0403.htm <DESCRIPTION>FORM OF CLASS A COMMON STOCK PURCHASE WARRANT ISSUED JUNE 27, 2016 <TEXT> Document 4 - file: aethlon_ex0403.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>5 <FILENAME>aethlon_ex0404.htm <DESCRIPTION>FORM OF CONSENT AND WAIVER AND AMENDMENT DATED JUNE 27, 2016 <TEXT> Document 5 - file: aethlon_ex0404.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>6 <FILENAME>aethlon_ex0501.htm <DESCRIPTION>OPINION <TEXT> Document 6 - file: aethlon_ex0501.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>7 <FILENAME>aethlon_ex1001.htm <DESCRIPTION>COMMON STOCK SALES AGREEMENT, DATED JUNE 28, 2016, BETWEEN AETHLON MEDICAL, INC. AND H.C. WAINWRIGHT & CO., LLC <TEXT> Document 7 - file: aethlon_ex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>8 <FILENAME>aethlon_ex1002.htm <DESCRIPTION>FORM OF CONSENT AND WAIVER DATED JUNE 27, 2016 <TEXT> Document 8 - file: aethlon_ex1002.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>9 <FILENAME>aethlon_ex9901.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 9 - file: aethlon_ex9901.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: image_001.jpg
</DOCUMENT> </SEC-DOCUMENT>