0001019687-13-003476.txt : 20130906 0001019687-13-003476.hdr.sgml : 20130906 20130906162259 ACCESSION NUMBER: 0001019687-13-003476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120626 FILED AS OF DATE: 20130906 DATE AS OF CHANGE: 20130906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LANE, SUITE 660 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LANE, SUITE 660 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joyce James A CENTRAL INDEX KEY: 0001318931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21846 FILM NUMBER: 131083257 MAIL ADDRESS: STREET 1: 3030 BUNKER HILL STREET, #4000 CITY: SAN DIEGO STATE: CA ZIP: 92109 4 1 joyce_frm4-062612.xml FORM 4 X0306 4 2012-06-26 0 0000882291 AETHLON MEDICAL INC AEMD.OB 0001318931 Joyce James A 8910 UNIVERSITY CENTER LANE #660 SAN DIEGO CA 92122 1 1 0 0 Chairman, CEO, Secretary Common Stock 2012-06-26 4 J 0 600000 0.08 D 3800000 D Stock Options (right to buy) 0.10 2013-07-01 4 A 0 2000000 0 A 2023-07-01 Common Stock 2000000 14088243 D The 600,000 shares were pledged as collateral for a loan and have been retained and/or sold by the lender and are no longer owned by Mr. Joyce. 500,000 options will vest on each of the first, second, third and fourth anniversaries of the date of grant. Also includes options to purchase 2,231,100 shares of common stock at $0.38 per share, options to purchase 2,857,143 shares of common stock at $0.21 per share, options to purchase 2,500,000 shares of common stock at $0.36 per share, options to purchase 4,000,000 shares of common stock at $0.25 per share and unvested option to purchase 500,000 shares of common stock at $0.25 per share. /s/ James A. Joyce 2013-09-05