-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FMmmDW2kzip85ndIik3rh3GN9SuhYrvO+vEMeYNY8ResobDDEgiccm30z9bVa36q WqifAjh5mUkZXqF+OtYNSA== 0001019687-10-001264.txt : 20100402 0001019687-10-001264.hdr.sgml : 20100402 20100402161615 ACCESSION NUMBER: 0001019687-10-001264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100402 DATE AS OF CHANGE: 20100402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRY FRANKLYN S JR CENTRAL INDEX KEY: 0001254761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21846 FILM NUMBER: 10728452 MAIL ADDRESS: STREET 1: 1141 DELAWARE AVENUE #3N CITY: BUFFALO STATE: NY ZIP: 14209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LANE #660 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LANE #660 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-15 0000882291 AETHLON MEDICAL INC AEMD.OB 0001254761 BARRY FRANKLYN S JR 8910 UNIVERSITY CENTER LANE, #660 SAN DIEGO CA 92122 1 0 0 0 Common Stock 2010-03-15 2010-03-18 4 S 0 6700 .3979 D 249893 D Common Stock 2010-03-16 2010-03-19 4 S 0 7000 .40 D 242893 D Common Stock 2010-03-17 2010-03-22 4 S 0 7100 .40 D 235793 D Common Stock 2010-03-18 2010-03-23 4 S 0 7200 .38 D 228593 D Common Stock 2010-03-19 2010-03-24 4 S 0 7400 .39 D 221193 D Common Stock 2010-03-22 2010-03-25 4 S 0 7700 .39 D 213493 D Common Stock 2010-03-23 2010-03-26 4 S 0 7700 .39 D 205793 D Common Stock 2010-03-24 2010-03-29 4 S 0 8000 .392 D 197793 D Common Stock 2010-03-25 2010-03-30 4 S 0 9000 .435 D 188793 D Common Stock 2010-03-26 2010-03-31 4 S 0 10000 .41 D 178793 D Common Stock 2010-03-29 2010-04-01 4 S 0 11000 .39 D 167793 D Common Stock 2010-03-30 2010-04-02 4 S 0 11000 .382 D 156793 D Common Stock 2010-03-31 2010-04-05 4 S 0 11000 .367 D 145793 D Common Stock 2010-04-01 2010-04-06 4 S 0 11400 .37 D 134393 D The shares of common stock were sold by Mr. Barry pursuant to a 10b5-1 selling plan providing for the sale of up to 150,000 shares of the issuer's common stock between March 15, 2010 and March 14, 2011. The plan provides for sales of the shares at a price of no less than $0.31 per share, at a rate of no more than 5% of the average trading volume in the issuer's common stock for the 30-day period preceding the sale, as reported on dailyfinance.com. In addition to the currently outstanding shares of common stock owned by Mr. Barry and reported here, Mr. Barry also beneficially owns the shares of common stock underlying the following stock options: options to purchase 1,867 shares of common stock at $1.84 per share; options to purchase 264,550 shares of common stock at $0.38 per share; and options to purchase 500,000 shares of common stock at $0.41 per share. /s/ Franklyn S. Barry 2010-04-02 -----END PRIVACY-ENHANCED MESSAGE-----