-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iud0V3JRcWFX+ZKxKXKlzwRN48MprdrJOgB+mdqjAhj7rxMGuxXZ6NwJ+A64nn2y ry71EBkykVS0iql1qGiOYw== 0001019687-09-004755.txt : 20091231 0001019687-09-004755.hdr.sgml : 20091231 20091231141202 ACCESSION NUMBER: 0001019687-09-004755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091230 FILED AS OF DATE: 20091231 DATE AS OF CHANGE: 20091231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joyce James A CENTRAL INDEX KEY: 0001318931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21846 FILM NUMBER: 091268283 MAIL ADDRESS: STREET 1: 3030 BUNKER HILL STREET, #4000 CITY: SAN DIEGO STATE: CA ZIP: 92109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETHLON MEDICAL INC CENTRAL INDEX KEY: 0000882291 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 133632859 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3030 BUNKER HILL STREET, #4000 CITY: SAN DIEGO STATE: CA ZIP: 92109 BUSINESS PHONE: 858-459-7800 MAIL ADDRESS: STREET 1: 3030 BUNKER HILL STREET, #4000 CITY: SAN DIEGO STATE: CA ZIP: 92109 FORMER COMPANY: FORMER CONFORMED NAME: BISHOP EQUITIES INC DATE OF NAME CHANGE: 19930602 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-30 0000882291 AETHLON MEDICAL INC AEMD.OB 0001318931 Joyce James A 8910 UNIVERSITY CENTER LANE, SUITE 255 SAN DIEGO, CA 92122 1 1 1 0 Chair., Pres., CEO, CFO, Sec. Common Stock 2009-12-30 5 G 0 300000 0 D 400000 D (gift) The transaction reported herein is a donation of common stock by Mr. Joyce to a charitable organization in exchange for no consideration. In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options: options to purchase 2,231,100 shares of common stock at $0.38 per share; options to purchase 2,857,143 shares of common stock at $0.21 per share; options to purchase 2,000,000 shares of common stock at $0.36 per share; and options to purchase 1,500,000 shares of common stock at $0.25 per share. Pursuant to an Option Suspension Agreement entered into by Mr. Joyce and the Issuer, other than options to purchase 2,857,143 shares of common stock, Mr. Joyce has agreed not to exercise any of his options prior to June 9, 2010. In addition, the Issuer has committed to issue 4,000,000 shares of restricted common stock to Mr. Joyce at a price per share of $0.24, in the form of a restricted stock grant, which will vest in equal installments over a thirty-six month period commencing June 9, 2010.< /footnote> /s/ James A. Joyce 2009-12-31 -----END PRIVACY-ENHANCED MESSAGE-----