-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, BVbb0jdVHHdmKf0TNy1Ncx2WRWd46cfUJ88SfCK0YOLH95JshIFAn/8o4mOiKdqr V+jVTAyyl05wUUfPrmk6iA== 0000950109-94-001512.txt : 19940816 0000950109-94-001512.hdr.sgml : 19940816 ACCESSION NUMBER: 0000950109-94-001512 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940815 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTH AMERICAN MORTGAGE CO CENTRAL INDEX KEY: 0000882261 STANDARD INDUSTRIAL CLASSIFICATION: 6162 IRS NUMBER: 680267088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43458 FILM NUMBER: 94543890 BUSINESS ADDRESS: STREET 1: 3883 AIRWAY DR CITY: SANTA ROSA STATE: CA ZIP: 95403 BUSINESS PHONE: 7075235000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: 6798 IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2001 BRYAN TOWER STREET 2: STE 3300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149992350 MAIL ADDRESS: STREET 1: 2001 BRYAN TOWER STREET 2: STE 3300 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 SC 13D/A 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* North American Mortgage Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 657037107 ------------------------------------------------------------- (CUSIP Number) Ronn K. Lytle, 2001 Bryan Tower, Suite 3300, Dallas, Texas 75201 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 11, 1994 ------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ----------------------- CUSIP NO. 657037107 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 1 CAPSTEAD MORTGAGE CORPORATION - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 MARYLAND - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 600,000 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 600,000 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 600,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 3.91% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 14 CO - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! AMENDMENT NO.1 ON SCHEDULE 13D The Statement on Schedule 13D relating to the common stock, par value $.01 per share (the "Common Stock"), of North American Mortgage Company, a Delaware corporation (the "Company"), filed May 2, 1994 by Capstead Mortgage Corporation, a Maryland corporation (the "Reporting Person"), is hereby amended and supplemented as follows: Item 5. Interest in Securities of the Issuer ------------------------------------ The response to item 5 is amended in its entirety and is replaced by the following: (a) & (b)
Number of Shares Percent Reporting Person Beneficially Owned (1) of Class (2) - ---------------- ---------------------- ------------ Capstead Mortgage Corporation 600,000 3.91%
- ------------------ (1) The Reporting Person retains the sole right of voting and disposition with respect to such Shares. (2) Based on 15,333,936 Shares outstanding, as reported in the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 1994. (c) Certain information concerning transactions in shares of Common Stock effected by the Reporting Person since the filing of the original Schedule 13D on May 2, 1994 is set forth on Schedule I hereto, which is incorporated herein by reference. Except as set forth on Schedule I, no transactions in such shares were effected since May 2, 1994 by the Reporting Person. (d) The Reporting Person beneficially owns no shares of Common Stock of the Company except as set forth above. No person other than the Reporting Person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by the Reporting Person. (e) On August 11, 1994, the Reporting Person ceased to be the beneficial owner of more than five percent of the Common Stock and is, therefore, no longer subject to the reporting obligations of Rule 13d-1. SIGNATURE --------- After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: August 12, 1994 CAPSTEAD MORTGAGE CORPORATION /s/ Andrew F. Jacobs ------------------------------------ By: Andrew F. Jacobs, Senior Vice President-Control and Treasurer SCHEDULE I
Transaction Settlement Number of Price Per Date Date Shares Share(1) ------------- ---------- --------- ------------ 8-11-94 8-18-94 153,600 $31.00 8-12-94 8-19-94 3,600 $31.00 8-12-94 8-19-94 27,800 $30.875 8-12-94 8-19-94 15,000 $30.75 ------- 200,000
_____________________ (1) Shares sold through New York Stock Exchange brokerage transactions; price is the price per share exclusive of brokerage commissions and handling fees. -----END PRIVACY-ENHANCED MESSAGE-----