0001406587-17-000053.txt : 20171106 0001406587-17-000053.hdr.sgml : 20171106 20171106173509 ACCESSION NUMBER: 0001406587-17-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171102 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEAT BILL W CENTRAL INDEX KEY: 0001264476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14122 FILM NUMBER: 171180429 MAIL ADDRESS: STREET 1: 1361 HORTON CIRCLE CITY: ARLINGTON STATE: TX ZIP: 76011 FORMER NAME: FORMER CONFORMED NAME: WHEAT WILLIAM W DATE OF NAME CHANGE: 20030924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORTON D R INC /DE/ CENTRAL INDEX KEY: 0000882184 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 752386963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: D.R. HORTON TOWER STREET 2: 1341 HORTON CIRCLE CITY: ARLINGTON STATE: TX ZIP: 76011 BUSINESS PHONE: 8173908200 MAIL ADDRESS: STREET 1: D.R. HORTON TOWER STREET 2: 1341 HORTON CIRCLE CITY: ARLINGTON STATE: TX ZIP: 76011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-02 0000882184 HORTON D R INC /DE/ DHI 0001264476 WHEAT BILL W 1341 HORTON CIRCLE ARLINGTON TX 76011 0 1 0 0 EVP and CFO Common Stock 2017-03-10 5 G 0 27331 0 D 82666 D Common Stock 2017-11-02 4 M 0 10000 0 A 92666 D Common Stock 2017-11-04 4 M 0 10000 0 A 102666 D Common Stock 2017-11-05 4 M 0 10000 0 A 112666 D Restricted Stock Unit 2017-11-02 4 A 0 40000 0 A Common Stock 40000 40000 D Restricted Stock Unit 2017-11-02 4 M 0 10000 0 D Common Stock 10000 20000 D Restricted Stock Unit 2017-11-04 4 M 0 10000 0 D Common Stock 10000 10000 D Restricted Stock Unit 2017-11-05 4 M 0 10000 0 D Common Stock 10000 0 D This transaction involved a gift of securities outside of Mr. Wheat's household and is being voluntarily disclosed on this Form 4. Mr. Wheat disclaims beneficial ownership of the shares gifted. Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting. On November 2, 2017, the reporting person was granted 40,000 restricted stock units, vesting in three annual installments beginning November 2, 2018. The reporting person elected to defer settlement of all restricted stock units, granted on November 2, 2017, to November 2020. On November 2, 2016, the reporting person was granted 30,000 restricted stock units, vesting in three annual installments beginning November 2, 2017. The reporting person elected to defer settlement of all restricted stock units, granted on November 2, 2016, to November 2019. On November 4, 2015, the reporting person was granted 30,000 restricted stock units, vesting in three annual installments beginning November 4, 2016. The reporting person elected to defer settlement of all restricted stock units, granted on November 4, 2015, to November 2018. On November 5, 2014, the reporting person was granted 30,000 restricted stock units, vesting in three annual installments beginning November 5, 2015. The reporting person elected to defer settlement of all restricted stock units, granted on November 5, 2014, to November 2017. /s/ Bill W. Wheat 2017-11-06