0000882184-21-000107.txt : 20210401 0000882184-21-000107.hdr.sgml : 20210401 20210401163247 ACCESSION NUMBER: 0000882184-21-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORTON DONALD R CENTRAL INDEX KEY: 0000900824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14122 FILM NUMBER: 21798517 MAIL ADDRESS: STREET 1: 1361 HORTON CIRCLE CITY: ARLINGTON STATE: TX ZIP: 76011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORTON D R INC /DE/ CENTRAL INDEX KEY: 0000882184 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 752386963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1341 HORTON CIRCLE CITY: ARLINGTON STATE: TX ZIP: 76011 BUSINESS PHONE: (817) 390-8200 MAIL ADDRESS: STREET 1: 1341 HORTON CIRCLE CITY: ARLINGTON STATE: TX ZIP: 76011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-30 0000882184 HORTON D R INC /DE/ DHI 0000900824 HORTON DONALD R 1341 HORTON CIRCLE ARLINGTON TX 76011 1 1 0 0 Chairman Common Stock 2021-03-30 5 G 0 47195 0.0 D 0.0 D Common Stock 2021-03-31 4 M 0 300000 9.97 A 300000 D Common Stock 2021-03-31 4 M 0 150000 23.8 A 450000 D Common Stock 2021-03-31 4 M 0 150000.0 23.860 A 600000 D Common Stock 2021-03-31 4 F 0 305109 89.12 D 294891 D Stock Option (right to buy) 9.97 2021-03-31 4 M 0 300000 0.0 D 2012-09-02 2021-09-02 Common Stock 300000 0 D Stock Option (right to buy) 23.8 2021-03-31 4 M 0 150000 0.0 D 2014-03-05 2023-03-05 Common Stock 150000 0 D Stock Option (right to buy) 23.86 2021-03-31 4 M 0 150000.0 0.0 D 2015-03-06 2024-03-06 Common Stock 150000.0 0.0 D Shares contributed to the Horton Family Limited Partnership II for tax and estate planning purposes. These shares were surrendered to issuer to cover tax obligations and exercise prices of the 600,000 shares of DHI common stock issued by the options exercised by Mr. Horton on March 31, 2021 reported in Table II of this Form 4. Stock option has a 10-year term, vested as to 33.3% of the option grant amount on each of the first three anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant. Stock option has a 10-year term, vested as to 33.3% of the option grant amount on each of the first three anniversary dates of March 5. March 5, 2014 reflects the one-year anniversary date from the date of the stock option grant. Stock option has a 10-year term, vested as to 33.3% of the option grant amount on each of the first three anniversary dates of March 6. March 6, 2015 reflects the one-year anniversary date from the date of the stock option grant. /s/ Donald R. Horton 2021-04-01