0000882184-14-000061.txt : 20140428 0000882184-14-000061.hdr.sgml : 20140428 20140428173046 ACCESSION NUMBER: 0000882184-14-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140428 FILED AS OF DATE: 20140428 DATE AS OF CHANGE: 20140428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORTON D R INC /DE/ CENTRAL INDEX KEY: 0000882184 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 752386963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: D.R. HORTON TOWER STREET 2: 301 COMMERCE STREET, SUITE 500 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8173908200 MAIL ADDRESS: STREET 1: D.R. HORTON TOWER STREET 2: 301 COMMERCE STREET, SUITE 500 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auld David V CENTRAL INDEX KEY: 0001592026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14122 FILM NUMBER: 14790602 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 500 CITY: FORT WORTH STATE: TX ZIP: 76102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-04-28 0000882184 HORTON D R INC /DE/ DHI 0001592026 Auld David V 301 COMMERCE STREET SUITE 500 FORT WORTH, TX 76102 0 1 0 0 EVP and COO Common Stock 2014-04-28 2014-04-28 4 M 0 25767 21.60 A 25767 D Common Stock 2014-04-28 2014-04-28 4 M 0 72000 14.50 A 97767 D Common Stock 2014-04-28 2014-04-28 4 M 0 24000 9.03 A 121767 D Common Stock 2014-04-28 2014-04-28 4 M 0 24000 9.97 A 145767 D Common Stock 2014-04-28 2014-04-28 4 S 0 107014 22.6315 D 38753 D Employee Stock Option (right to buy) 21.60 2014-04-28 2014-04-28 4 M 0 25767 21.60 D 2005-04-29 2014-04-29 Common Stock 25767 0 D Employee Stock Option (right to buy) 14.50 2014-04-28 2014-04-28 4 M 0 72000 14.50 D 2009-02-11 2018-02-11 Common Stock 72000 48000 D Employee Stock Option (right to buy) 9.03 2014-04-28 2014-04-28 4 M 0 24000 9.03 D 2010-02-09 2019-02-09 Common Stock 24000 60000 D Employee Stock Option (right to buy) 9.97 2014-04-28 2014-04-28 4 M 0 24000 9.97 D 2012-09-02 2021-09-02 Common Stock 24000 72000 D The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.49 to $22.82. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Stock option has a 10-year term, vested as to 10% of the option grant amount on the first nine anniversary dates of April 29 and vests as to the remaining 10% 9.75 years after the option grant date of April 29, 2004. April 29, 2005 reflects the one-year anniversary date from the date of the stock option grant. Stock option has a 10-year term, vested as to 10% of the option grant amount on the first nine anniversary dates of February 11 and vests as to the remaining 10% 9.75 years after the option grant date of February 11, 2008. February 11, 2009 reflects the one-year anniversary date from the date of the stock option grant. Stock option has a 10-year term, vested as to 10% of the option grant amount on each of the first nine anniversary dates of February 9 and vests as to the remaining 10% 9.75 years after the option grant date of February 9, 2009. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant. Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant. /s/ David V. Auld 2014-04-28