ý | Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
For the quarterly period ended March 31, 2013 |
¨ | Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
For transition period from to |
Delaware | 94-3023969 |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
Large accelerated filer x | Accelerated filer ¨ | Non-accelerated filer ¨ | Smaller reporting company ¨ |
(Do not check if a smaller reporting company) |
10.1*## | 2013 Annual Bonus Plan |
10.2*## | 2014 Long-Term Incentive Plan |
10.3* | Offer Letter between the Company and Peter Garcia, dated March 27, 2013 (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed April 29, 2013) |
12.1## | Ratio of Earnings to Fixed Charges |
31.1# | Certification of Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended |
31.2# | Certification of Principal Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended |
32.1**# | Certification by the Principal Executive and Principal Financial Officer, as required by Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934, as amended, and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350) |
101.INS## | XBRL Instance Document |
101.SCH## | XBRL Taxonomy Extension Schema |
101.CAL## | XBRL Taxonomy Extension Calculation Linkbase |
101.DEF## | XBRL Taxonomy Extension Definition Linkbase |
101.LAB## | XBRL Taxonomy Extension Label Linkbase |
101.PRE## | XBRL Taxonomy Extension Presentation Linkbase |
# | Filed herewith. |
## | Previously filed. |
* | Management contract or compensatory plan or arrangement. |
** | This certification accompanies the Form 10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission and is not to be incorporated by reference into any filing of Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing. |
Dated: | May 14, 2013 | |
PDL BIOPHARMA, INC. (REGISTRANT) | ||
/s/ John P. McLaughlin | ||
John P. McLaughlin | ||
President and Chief Executive Officer (Principal Executive Officer) |
/s/ Peter S. Garcia | ||
Peter S. Garcia | ||
Vice President, Chief Financial Officer and Chief Accounting Officer (Principal Financial Officer) |
Date: | May 14, 2013 | |
/s/ John P. McLaughlin | ||
John P. McLaughlin President and Chief Executive Officer (Principal Executive Officer) |
Date: | May 14, 2013 | |
/s/ Peter S. Garcia | ||
Peter S. Garcia Vice President, Chief Financial Officer and Chief Accounting Officer (Principal Financial Officer) |
Date: | May 14, 2013 | |
/s/ John P. McLaughlin | ||
John P. McLaughlin President and Chief Executive Officer (Principal Executive Officer) |
/s/ Peter S. Garcia | ||
Peter S. Garcia Vice President, Chief Financial Officer and Chief Accounting Officer (Principal Financial Officer) |
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