0000882104-12-000013.txt : 20120621 0000882104-12-000013.hdr.sgml : 20120621 20120621184158 ACCESSION NUMBER: 0000882104-12-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120621 FILED AS OF DATE: 20120621 DATE AS OF CHANGE: 20120621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tomlinson Bruce CENTRAL INDEX KEY: 0001552123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19756 FILM NUMBER: 12920653 MAIL ADDRESS: STREET 1: C/O PDL BIOPHARMA, INC. STREET 2: 932 SOUTHWOOD BOULEVARD CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PDL BIOPHARMA, INC. CENTRAL INDEX KEY: 0000882104 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943023969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 932 SOUTHWOOD BLVD CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 775-832-8500 MAIL ADDRESS: STREET 1: 932 SOUTHWOOD BLVD CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: PROTEIN DESIGN LABS INC/DE DATE OF NAME CHANGE: 19930328 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-06-21 0 0000882104 PDL BIOPHARMA, INC. PDLI 0001552123 Tomlinson Bruce C/O PDL BIOPHARMA, INC. 932 SOUTHWOOD BOULEVARD INCLINE VILLAGE NV 89451 0 1 0 0 Chief Financial Officer Common Stock 2012-06-21 4 A 0 16509 6.36 A 16509 D The shares will vest on December 31, 2013, provided Mr. Tomlinson is continuously employed by the Company through such date. In the event Mr. Tomlinson is terminated by PDLI without cause or resigns for good reason, the shares shall ratably accelerate and vest in propotion to the time lapsed during the vesting period. During the vesting period, Mr. Tomlinson has the right to vote the shares and will receive any dividends and other shareholder distributions paid by PDLI. Such dividends shall accumulate with interest and will vest and pay if and when the underlying shares vest. /s/Danny J. Hart, Attorney-in-Fact, for Bruce Tomlinson 2012-06-21