0001752724-21-014349.txt : 20210127
0001752724-21-014349.hdr.sgml : 20210127
20210127172145
ACCESSION NUMBER: 0001752724-21-014349
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201130
FILED AS OF DATE: 20210127
PERIOD START: 20201130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
CENTRAL INDEX KEY: 0000882071
IRS NUMBER: 954355600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06495
FILM NUMBER: 21560966
BUSINESS ADDRESS:
STREET 1: 301 E COLORADO BLVD STE 720
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: (626) 795-7300
MAIL ADDRESS:
STREET 1: 301 COLORADO BLVD STE 800
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC
DATE OF NAME CHANGE: 20050708
FORMER COMPANY:
FORMER CONFORMED NAME: PREFERRED INCOME OPPORTUNITY FUND INC
DATE OF NAME CHANGE: 19920929
NPORT-P
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Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated
811-06495
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301 East Colorado Boulevard
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Pasadena
91101
626-795-7300
Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated
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2020-11-30
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EP
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Long
EP
CORP
US
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N
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Banco Bilbao Vizcaya Argentaria SA
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USD
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Long
DBT
CORP
ES
N
1
N/A
Fixed
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N
N
N
N
N
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PNC FINANCIAL SERVICES
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PNC Financial Services Group Inc/The
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205124.00000000
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USD
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Long
EP
CORP
US
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N
N
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GOLDMAN SACHS GROUP INC
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Goldman Sachs Group Inc/The
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USD
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DBT
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BANCORP SOUTH
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BancorpSouth Bank
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Long
EP
CORP
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1
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N
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NUSTAR LOGISTICS LP
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NuStar Logistics LP
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31500.00000000
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USD
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Long
EP
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1
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N
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APOLLO MANAGEMENT HOLDIN
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Apollo Management Holdings LP
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300000.00000000
PA
USD
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DBT
CORP
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2
2050-01-14
Fixed
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N
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QBE INSURANCE GROUP LTD
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QBE Insurance Group Ltd
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USD
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Long
DBT
CORP
AU
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2043-11-24
Fixed
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N
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N
N
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SOCIETE GENERALE
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Societe Generale SA
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PA
USD
333375.00000000
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Long
DBT
CORP
FR
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2
N/A
Fixed
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N
N
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BANCO BILBAO VIZCAYA ARG
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Banco Bilbao Vizcaya Argentaria SA
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PA
USD
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DBT
CORP
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1
N/A
Fixed
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N
N
N
N
N
N
ENERGY TRANSFER OPERATNG
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Energy Transfer Operating LP
29278NAT0
625000.00000000
PA
USD
593593.75000000
0.390169129121
Long
DBT
CORP
US
N
2
N/A
Fixed
7.12500000
N
N
N
N
N
N
DIME COMMUNITY BANCSHRS
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Dime Community Bancshares Inc
25432G208
27000.00000000
NS
USD
672840.00000000
0.442257683538
Long
EP
CORP
US
N
1
N
N
N
DOMINION ENERGY INC
ILUL7B6Z54MRYCF6H308
Dominion Energy Inc
25746U844
17225.00000000
NS
USD
445481.56000000
0.292814997302
Long
EP
CORP
US
N
1
N
N
N
WINTRUST FINANCIAL CORP
Q774KI4AW80FHFW33O61
Wintrust Financial Corp
97650W504
33000.00000000
NS
USD
919545.00000000
0.604416862269
Long
EP
CORP
US
N
1
N
N
N
JPMORGAN CHASE & CO
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JPMorgan Chase & Co
46625HJQ4
4167000.00000000
PA
USD
4655282.18000000
3.059916641617
Long
DBT
CORP
US
N
1
N/A
Fixed
6.75000000
N
N
N
N
N
N
LAND O'LAKES INC
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Land O' Lakes Inc
514666AK2
3630000.00000000
PA
USD
3657225.00000000
2.403893729088
Long
DBT
CORP
US
N
2
N/A
Fixed
8.00000000
N
N
N
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851BK4
950000.00000000
PA
USD
1007000.00000000
0.661901027470
Long
DBT
CORP
US
N
1
N/A
Fixed
4.87500000
N
N
N
N
N
N
HUNTINGTON BANCSHARES
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150AT1
825000.00000000
PA
USD
956587.50000000
0.628764894851
Long
DBT
CORP
US
N
2
N/A
Fixed
5.62500000
N
N
N
N
N
N
AERCAP GLOBAL AVIATION T
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AerCap Global Aviation Trust
00773HAA5
419000.00000000
PA
USD
403287.50000000
0.265080844703
Long
DBT
CORP
US
N
2
2045-06-15
Fixed
6.50000000
N
N
N
N
N
N
EMERA INC
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Emera Inc
290876AD3
2030000.00000000
PA
USD
2328704.35000000
1.530657201530
Long
DBT
CORP
CA
N
2
2076-06-15
Fixed
6.75000000
N
N
N
N
N
N
NISOURCE INC
549300D8GOWWH0SJB189
NiSource Inc
65473P881
28000.00000000
NS
USD
786030.00000000
0.516657462386
Long
EP
CORP
US
N
1
N
N
N
DISCOVER FINANCIAL SVS
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Discover Financial Services
254709AQ1
610000.00000000
PA
USD
674050.00000000
0.443053016451
Long
DBT
CORP
US
N
2
N/A
Fixed
6.12500000
N
N
N
N
N
N
STERLING BANCORP/DE
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Sterling Bancorp/DE
85917A209
20517.00000000
NS
USD
559016.44000000
0.367441465748
Long
EP
CORP
US
N
1
N
N
N
COMERICA INC
I9Q57JVPWHHZ3ZGBW498
Comerica Inc
200340AU1
790000.00000000
PA
USD
869000.00000000
0.571193637410
Long
DBT
CORP
US
N
1
N/A
Fixed
5.62500000
N
N
N
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AK4
700000.00000000
PA
USD
788511.50000000
0.518288552157
Long
DBT
CORP
CH
N
2
N/A
Fixed
7.25000000
N
N
N
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565AAN3
4661000.00000000
PA
USD
5398346.90000000
3.548333028554
Long
DBT
CORP
FR
N
2
N/A
Fixed
7.37500000
N
N
N
N
N
N
FIRST HORIZON BANK
COOWI3L2W9TPYR3WJX37
First Horizon Bank
337158AJ8
700000.00000000
PA
USD
816833.76000000
0.536904771615
Long
DBT
CORP
US
N
2
2030-05-01
Fixed
5.75000000
N
N
N
N
N
N
STANDARD CHARTERED PLC
U4LOSYZ7YG4W3S5F2G91
Standard Chartered PLC
853254BA7
1600000.00000000
PA
USD
1673608.00000000
1.100062417858
Long
DBT
CORP
GB
N
2
N/A
Fixed
7.50000000
N
N
N
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278N301
95910.00000000
NS
USD
1996126.88000000
1.312054054453
Long
EP
CORP
US
N
1
N
N
N
DEUTSCHE BANK AG
7LTWFZYICNSX8D621K86
Deutsche Bank AG
251525AX9
400000.00000000
PA
USD
396000.00000000
0.260290771478
Long
DBT
CORP
DE
N
2
N/A
Fixed
6.00000000
N
N
N
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075QAC6
415000.00000000
PA
USD
452350.00000000
0.297329622419
Long
DBT
USGA
US
N
2
N/A
Fixed
6.25000000
N
N
N
N
N
N
LAND O'LAKES INC
4ONCJWH5BBCYSJIJYX61
Land O' Lakes Inc
514666AM8
240000.00000000
PA
USD
229030.80000000
0.150541928344
Long
DBT
CORP
US
N
2
N/A
Fixed
7.25000000
N
N
N
N
N
N
OCEAN SPRAY CRANBERRIES
F58I6BK23LKYT8F1SB71
Ocean Spray Cranberries Inc
675022404
30400.00000000
NS
USD
2439600.00000000
1.603548904287
Long
EP
CORP
US
N
2
N
N
N
HUNTINGTON BANCSHARES
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150AV6
280000.00000000
PA
USD
290528.00000000
0.190964033474
Long
DBT
CORP
US
N
1
N/A
Fixed
4.45000000
N
N
N
N
N
N
HSBC HOLDINGS PLC
MLU0ZO3ML4LN2LL2TL39
HSBC Holdings PLC
404280BL2
325000.00000000
PA
USD
352722.50000000
0.231844473845
Long
DBT
CORP
GB
N
1
N/A
Fixed
6.00000000
N
N
N
N
N
N
QWEST CORP
549300R2L4N683OO1509
Qwest Corp
74913G873
24920.00000000
NS
USD
667203.10000000
0.438552549574
Long
EP
CORP
US
N
1
N
N
N
SOCIETE GENERALE
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
83368JKG4
3800000.00000000
PA
USD
3933836.00000000
2.585710119465
Long
DBT
CORP
FR
N
2
N/A
Fixed
7.37500000
N
N
N
N
N
N
CENTERPOINT ENERGY INC
21TPXMRRHFKOBHDC8J74
CenterPoint Energy Inc
15189TAS6
620000.00000000
PA
USD
640534.07000000
0.421022998076
Long
DBT
CORP
US
N
1
N/A
Fixed
6.12500000
N
N
N
N
N
N
DCP MIDSTREAM LP
52990024YYS3MLGW0E91
DCP Midstream LP
23311P209
3800.00000000
NS
USD
80199.00000000
0.052714796923
Long
EP
CORP
US
N
1
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278N400
1400.00000000
NS
USD
30387.00000000
0.019973372911
Long
EP
CORP
US
N
1
N
N
N
PEOPLE'S UNITED FIN INC
ROPY7PEPIPIDJNF0BO69
People's United Financial Inc
712704204
16600.00000000
NS
USD
464333.54000000
0.305206402398
Long
EP
CORP
US
N
1
N
N
N
TRANSCANADA TRUST
N/A
Transcanada Trust
89356BAB4
1343000.00000000
PA
USD
1492187.42000000
0.980814683691
Long
SN
CORP
CA
N
2
2076-08-15
Fixed
5.87500000
N
N
N
N
N
N
QBE INSURANCE GROUP LTD
549300D2FBW76FPUSG65
QBE Insurance Group Ltd
74728GAE0
475000.00000000
PA
USD
521312.50000000
0.342658668702
Long
DBT
CORP
AU
N
2
N/A
Fixed
5.87500000
N
N
N
N
N
N
BlackRock Liquidity Funds T-Fund
5493002L9DNZ83RX7V61
BlackRock Liquidity Funds T-Fund
09248U718
1310286.50000000
NS
USD
1310286.50000000
0.861251222076
Long
STIV
RF
US
N
1
N
N
N
ENBRIDGE INC
98TPTUM4IVMFCZBCUR27
Enbridge Inc
29250NAN5
1030000.00000000
PA
USD
1087762.28000000
0.714986068297
Long
DBT
CORP
CA
N
1
2077-01-15
Fixed
6.00000000
N
N
N
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38148B108
50000.00000000
NS
USD
1419750.00000000
0.933201572742
Long
EP
CORP
US
N
1
N
N
N
BANCO MERCANTIL DE NORTE
549300QTVYRPFHS0J362
Banco Mercantil del Norte SA/Grand Cayman
05962GAJ8
490000.00000000
PA
USD
534541.00000000
0.351353760799
Long
DBT
CORP
MX
N
2
N/A
Fixed
7.62500000
N
N
N
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
94988U128
28000.00000000
NS
USD
718060.00000000
0.471980786281
Long
EP
CORP
US
N
1
N
N
N
LEHMAN BROS HLDG-ESCROW
N/A
LEHMAN BROS HLDG-ESCROW
000000000
45800.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
ENSTAR GROUP LTD
213800AMAL5QFXVUCN04
Enstar Group Ltd
29359U109
42000.00000000
NS
USD
1178625.00000000
0.774710127609
Long
EP
CORP
BM
N
1
N
N
N
INDIANAPOLIS P&L
2T85JNP2R2B2GTSFND21
Indianapolis Power & Light Co
455434878
24000.00000000
NS
USD
2503440.00000000
1.645510931689
Long
EP
CORP
US
N
2
N
N
N
AXIS SPECIALTY FINANCE
N/A
AXIS Specialty Finance LLC
05463HAC5
610000.00000000
PA
USD
631137.32000000
0.414846514978
Long
DBT
CORP
US
N
2
2040-01-15
Fixed
4.90000000
N
N
N
N
N
N
SBL HOLDINGS INC
N/A
SBL Holdings Inc
78397DAA6
910000.00000000
PA
USD
757575.00000000
0.497953992935
Long
DBT
CORP
US
N
2
N/A
Fixed
7.00000000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625HHA1
1833000.00000000
PA
USD
1828832.34000000
1.202091365360
Long
DBT
CORP
US
N
1
N/A
Floating
3.68438000
N
N
N
N
N
N
SYNOVUS FINANCIAL CORP
549300EIUS8UN5JTLE54
Synovus Financial Corp
87161C709
63135.00000000
NS
USD
1698426.20000000
1.116375418930
Long
EP
CORP
US
N
1
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q870
12900.00000000
NS
USD
1335150.00000000
0.877593998835
Long
EP
USGA
US
N
2
N
N
N
SCE TRUST V
N/A
SCE Trust V
78409W201
30520.00000000
NS
USD
741788.60000000
0.487577593352
Long
EP
CORP
US
N
1
N
N
N
PROVIDENT FINANCING TR I
N/A
Provident Financing Trust I
743863AA0
4944000.00000000
PA
USD
5725842.48000000
3.763595849700
Long
DBT
CORP
US
N
2
2038-03-15
Fixed
7.40500000
N
N
N
N
N
N
EQUITABLE HOLDINGS INC
549300FIBAKMNHPZ4009
Equitable Holdings Inc
29452EAA9
110000.00000000
PA
USD
115500.00000000
0.075918141681
Long
DBT
CORP
US
N
2
N/A
Fixed
4.95000000
N
N
N
N
N
N
FIFTH THIRD BANCORP
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773605
199647.00000000
NS
USD
5768300.95000000
3.791503798973
Long
EP
CORP
US
N
1
N
N
N
AXIS CAPITAL HLDGS LTD
N/A
Axis Capital Holdings Ltd
05461T305
17662.00000000
NS
USD
457534.11000000
0.300737137549
Long
EP
CORP
BM
N
1
N
N
N
TEXAS CAPITAL BANCSHARES
549300466Q2SXRX0YM48
Texas Capital Bancshares Inc
882228406
7914.00000000
NS
USD
204299.91000000
0.134286316128
Long
EP
CORP
US
N
1
N
N
N
LIBERTY MUTUAL INSURANCE
CNC20I6IOMGF7KY49D67
Liberty Mutual Insurance Co
53079QAD9
1850000.00000000
PA
USD
3022603.32000000
1.986756944533
Long
DBT
CORP
US
N
2
2097-10-15
Fixed
7.69700000
N
N
N
N
N
N
EVEREST REINSURANCE HLDG
N/A
Everest Reinsurance Holdings Inc
299808AE5
1031000.00000000
PA
USD
935117.00000000
0.614652336748
Long
DBT
CORP
US
N
2
2037-05-15
Floating
2.60600000
N
N
N
N
N
N
NISOURCE INC
549300D8GOWWH0SJB189
NiSource Inc
65473PAG0
300000.00000000
PA
USD
307647.00000000
0.202216350941
Long
DBT
CORP
US
N
2
N/A
Fixed
5.65000000
N
N
N
N
N
N
LEHMAN BROS HLDG-ESCROW
N/A
LEHMAN BROS HLDG-ESCROW
000000000
9500.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
NEXTERA ENERGY CAPITAL
UMI46YPGBLUE4VGNNT48
NextEra Energy Capital Holdings Inc
302570AX4
293000.00000000
PA
USD
255383.59000000
0.167863615313
Long
DBT
CORP
US
N
2
2067-06-15
Floating
2.37538000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XCM6
725000.00000000
PA
USD
774829.25000000
0.509295210217
Long
DBT
CORP
US
N
1
N/A
Fixed
6.50000000
N
N
N
N
N
N
ALLSTATE CORP
OBT0W1ED8G0NWVOLOJ77
Allstate Corp/The
020002838
9820.00000000
NS
USD
268724.30000000
0.176632463035
Long
EP
CORP
US
N
1
N
N
N
COMED FINANCING III
N/A
ComEd Financing III
20035AAA2
2512000.00000000
PA
USD
2971094.45000000
1.952900167992
Long
DBT
CORP
US
N
2
2033-03-15
Fixed
6.35000000
N
N
N
N
N
N
FULTON FINANCIAL CORP
5493005QLZ6O1BNC0C11
Fulton Financial Corp
360271308
7700.00000000
NS
USD
204473.50000000
0.134400416822
Long
EP
CORP
US
N
1
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29273RBC2
904000.00000000
PA
USD
1194361.03000000
0.785053418995
Long
DBT
CORP
US
N
2
2029-11-15
Fixed
8.25000000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XCA2
420000.00000000
PA
USD
431550.00000000
0.283657783917
Long
DBT
CORP
US
N
1
N/A
Fixed
5.75000000
N
N
N
N
N
N
FIRST CITIZENS BANCSHARE
549300N3Z00ZHE2XC526
First Citizens BancShares Inc/NC
319626305
13600.00000000
NS
USD
356048.00000000
0.234030324755
Long
EP
CORP
US
N
1
N
N
N
ARCH CAPITAL GROUP LTD
549300AYR4P8AFKDCE43
Arch Capital Group Ltd
03939A206
8980.00000000
NS
USD
230561.50000000
0.151548057343
Long
EP
CORP
BM
N
1
N
N
N
REGIONS FINANCIAL CORP
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EPAR1
550000.00000000
PA
USD
602250.00000000
0.395858881622
Long
DBT
CORP
US
N
1
N/A
Fixed
5.75000000
N
N
N
N
N
N
ENSTAR FINANCE LLC
N/A
Enstar Finance LLC
29360AAA8
400000.00000000
PA
USD
416819.99000000
0.273975749405
Long
DBT
CORP
US
N
2
2040-09-01
Fixed
5.75000000
N
N
N
N
N
N
TRISTATE CAPITAL HLDGS
5493003JKSPN0881WX29
TriState Capital Holdings Inc
89678F506
14000.00000000
NS
USD
365164.80000000
0.240022796739
Long
EP
CORP
US
N
1
N
N
N
VALLEY NATIONAL BANCORP
549300ET52S1UBIB9762
Valley National Bancorp
919794305
18528.00000000
NS
USD
472556.64000000
0.310611445436
Long
EP
CORP
US
N
1
N
N
N
PARTNERRE LTD
7LLHQS68KCIGNZBR7918
PartnerRe Ltd
000000000
34071.00000000
NS
USD
872558.31000000
0.573532514317
Long
EP
CORP
BM
N
1
N
N
N
METLIFE CAPITAL TRUST IV
0004254959
MetLife Capital Trust IV
591560AA5
350000.00000000
PA
USD
490910.00000000
0.322675107642
Long
DBT
CORP
US
N
2
2037-12-15
Fixed
7.87500000
N
N
N
N
N
N
VOYA FINANCIAL INC
549300T065Z4KJ686G75
Voya Financial Inc
929089209
23000.00000000
NS
USD
642447.50000000
0.422280695477
Long
EP
CORP
US
N
1
N
N
N
TRUIST FINANCIAL CORP
549300DRQQI75D2JP341
Truist Financial Corp
89832QAE9
825000.00000000
PA
USD
905437.50000000
0.595144003535
Long
DBT
CORP
US
N
2
N/A
Fixed
4.95000000
N
N
N
N
N
N
LIBERTY MUTUAL GROUP INC
QUR0DG15Z6FFGYCHH861
Liberty Mutual Group Inc
53079EAN4
3054000.00000000
PA
USD
3913411.85000000
2.572285327141
Long
DBT
CORP
US
N
2
2037-03-15
Fixed
7.80000000
N
N
N
N
N
N
MPLX LP
5493000CZJ19CK4P3G36
MPLX LP
55336VAU4
1480000.00000000
PA
USD
1350500.00000000
0.887683552730
Long
DBT
CORP
US
N
2
N/A
Fixed
6.87500000
N
N
N
N
N
N
DCP MIDSTREAM LP
52990024YYS3MLGW0E91
DCP Midstream LP
23311PAA8
1060000.00000000
PA
USD
780425.00000000
0.512973296289
Long
DBT
CORP
US
N
2
N/A
Fixed
7.37500000
N
N
N
N
N
N
REGIONS FINANCIAL CORP
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP704
111980.00000000
NS
USD
3181631.75000000
2.091286320118
Long
EP
CORP
US
N
1
N
N
N
CULLEN/FROST BANKERS INC
529900V2E9G9AY665O34
Cullen/Frost Bankers Inc
229899307
21000.00000000
NS
USD
534975.00000000
0.351639028968
Long
EP
CORP
US
N
1
N
N
N
TRUIST FINANCIAL CORP
549300DRQQI75D2JP341
Truist Financial Corp
89832QAF6
410000.00000000
PA
USD
464243.00000000
0.305146890462
Long
DBT
CORP
US
N
1
N/A
Fixed
5.10000000
N
N
N
N
N
N
TRUIST FINANCIAL CORP
549300DRQQI75D2JP341
Truist Financial Corp
89832Q695
14000.00000000
NS
USD
374010.00000000
0.245836746061
Long
EP
CORP
US
N
1
N
N
N
ZIONS BANCORP NA
8WH0EE09O9V05QJZ3V89
Zions Bancorp NA
989701818
17100.00000000
NS
USD
484528.50000000
0.318480548151
Long
EP
CORP
US
N
1
N
N
N
HUNTINGTON BANCSHARES
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150708
99000.00000000
NS
USD
2544300.00000000
1.672368206746
Long
EP
CORP
US
N
1
N
N
N
KEYCORP
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267702
80084.00000000
NS
USD
2410832.72000000
1.584640173215
Long
EP
CORP
US
N
1
N
N
N
MERCHANTS BANCORP
54930008Y0GPVLF81889
Merchants Bancorp/IN
58844R603
14000.00000000
NS
USD
371210.00000000
0.243996306263
Long
EP
CORP
US
N
1
N
N
N
PARTNERRE FINANCE B LLC
549300O0FAGHK2F79881
PartnerRe Finance B LLC
70213BAC5
660000.00000000
PA
USD
686320.50000000
0.451118415217
Long
DBT
CORP
US
N
2
2050-10-01
Fixed
4.50000000
N
N
N
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AN8
200000.00000000
PA
USD
209650.00000000
0.137802929899
Long
DBT
CORP
CH
N
2
N/A
Fixed
5.10000000
N
N
N
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565AAQ6
1500000.00000000
PA
USD
1527187.50000000
1.003820233754
Long
DBT
CORP
FR
N
2
N/A
Fixed
7.62500000
N
N
N
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
06738EBG9
1475000.00000000
PA
USD
1645391.76000000
1.081515885338
Long
DBT
CORP
GB
N
1
N/A
Fixed
8.00000000
N
N
N
N
N
N
INTEGRYS HOLDING INC
549300J4ZRR1SZF4ES33
Integrys Holding Inc
45822P204
72900.00000000
NS
USD
1975320.27000000
1.298377871198
Long
EP
CORP
US
N
2
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38144GAB7
225000.00000000
PA
USD
235968.75000000
0.155102242379
Long
DBT
CORP
US
N
2
N/A
Fixed
4.95000000
N
N
N
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565AGF4
380000.00000000
PA
USD
451084.70000000
0.296497940820
Long
DBT
CORP
FR
N
2
N/A
Fixed
7.00000000
N
N
N
N
N
N
ARCH CAPITAL GROUP LTD
549300AYR4P8AFKDCE43
Arch Capital Group Ltd
03939A107
9900.00000000
NS
USD
263884.50000000
0.173451262843
Long
EP
CORP
BM
N
1
N
N
N
B RILEY FINANCIAL INC
N/A
B Riley Financial Inc
05580M306
1000.00000000
NS
USD
25075.00000000
0.016481795693
Long
EP
CORP
US
N
1
N
N
N
METLIFE INC
C4BXATY60WC6XEOZDX54
MetLife Inc
59156RBS6
3350000.00000000
PA
USD
5112891.07000000
3.360702932055
Long
DBT
CORP
US
N
2
2038-04-08
Fixed
9.25000000
N
N
N
N
N
N
ASSURANT INC
H3F39CAXWQRVWURFXL38
Assurant Inc
04621X306
19200.00000000
NS
USD
527328.00000000
0.346612656419
Long
EP
CORP
US
N
1
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967358
74694.00000000
NS
USD
2156415.78000000
1.417411936878
Long
EP
CORP
US
N
1
N
N
N
STIFEL FINANCIAL CORP
549300E5F07FE5GHJX84
Stifel Financial Corp
860630706
20000.00000000
NS
USD
545300.00000000
0.358425650724
Long
EP
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746RN3
2075000.00000000
PA
USD
2277291.75000000
1.496863703253
Long
DBT
CORP
US
N
2
N/A
Fixed
5.87500000
N
N
N
N
N
N
AERCAP HOLDINGS NV
549300SZYINBBLJQU475
AerCap Holdings NV
00774YAA7
1290000.00000000
PA
USD
1221430.05000000
0.802845883891
Long
DBT
CORP
NL
N
2
2079-10-10
Fixed
5.87500000
N
N
N
N
N
N
ACE CAPITAL TRUST II
N/A
ACE Capital Trust II
00440FAA2
1200000.00000000
PA
USD
1821397.04000000
1.197204143205
Long
DBT
CORP
US
N
2
2030-04-01
Fixed
9.70000000
N
N
N
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
06055H400
22000.00000000
NS
USD
576620.00000000
0.379012284468
Long
EP
CORP
US
N
1
N
N
N
PECO ENERGY CAP TRST III
N/A
PECO Energy Capital Trust III
69331VAA4
1500000.00000000
PA
USD
1909343.69000000
1.255011469916
Long
DBT
CORP
US
N
2
2028-04-06
Fixed
7.38000000
N
N
N
N
N
N
RENAISSANCERE HOLDINGS L
EK6GB9U3U58PDI411C94
RenaissanceRe Holdings Ltd
75968N309
14117.00000000
NS
USD
390671.03000000
0.256788039880
Long
EP
CORP
BM
N
1
N
N
N
SOUTHERN CAL EDISON
9R1Z5I36FERIBVKW4P77
Southern California Edison Co
842400FU2
415000.00000000
PA
USD
419340.20000000
0.275632283257
Long
DBT
CORP
US
N
2
N/A
Fixed
6.25000000
N
N
N
N
N
N
MACQUARIE BANK LONDON
4ZHCHI4KYZG2WVRT8631
Macquarie Bank Ltd/London
556079AB7
500000.00000000
PA
USD
527917.50000000
0.347000134726
Long
DBT
CORP
AU
N
2
N/A
Fixed
6.12500000
N
N
N
N
N
N
METLIFE INC
C4BXATY60WC6XEOZDX54
MetLife Inc
59156RAV0
2704000.00000000
PA
USD
4639301.12000000
3.049412292030
Long
DBT
CORP
US
N
2
2039-08-01
Fixed
10.75000000
N
N
N
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505FL3
1710000.00000000
PA
USD
1919267.01000000
1.261534067437
Long
DBT
CORP
US
N
1
N/A
Fixed
5.87500000
N
N
N
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61745VAB9
444000.00000000
PA
USD
460650.00000000
0.302785211821
Long
DBT
CORP
US
N
2
N/A
Fixed
5.30000000
N
N
N
N
N
N
ATHENE HOLDING LTD
549300H316CT32FQXI76
Athene Holding Ltd
04686J309
22000.00000000
NS
USD
607090.00000000
0.399040213274
Long
EP
CORP
BM
N
1
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61762V200
77200.00000000
NS
USD
2253468.00000000
1.481204354094
Long
EP
CORP
US
N
1
N
N
N
ALGONQUIN PWR & UTILITY
549300K5VIUTJXQL7X75
Algonquin Power & Utilities Corp
015857808
36930.00000000
NS
USD
1027484.93000000
0.675365770484
Long
EP
CORP
CA
N
1
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q862
9000.00000000
NS
USD
974700.00000000
0.640670239797
Long
EP
USGA
US
N
2
N
N
N
AMERICAN INTL GROUP
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874BS5
1500000.00000000
PA
USD
2192629.16000000
1.441214988943
Long
DBT
CORP
US
N
2
2058-05-15
Fixed
8.17500000
N
N
N
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967341
115370.00000000
NS
USD
3292659.80000000
2.164265049386
Long
EP
CORP
US
N
1
N
N
N
BBVA BANCOMER SA TEXAS
549300WIWQK5Q9MCUN92
BBVA Bancomer SA/Texas
05533UAG3
480000.00000000
PA
USD
526411.20000000
0.346010043845
Long
DBT
CORP
MX
N
2
2034-09-13
Fixed
5.87500000
N
N
N
N
N
N
PARTNERRE LTD
7LLHQS68KCIGNZBR7918
PartnerRe Ltd
000000000
21450.00000000
NS
USD
549227.25000000
0.361007031866
Long
EP
CORP
BM
N
1
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61763E207
148000.00000000
NS
USD
4216520.00000000
2.771518292305
Long
EP
CORP
US
N
1
N
N
N
DELPHI FINANCIAL GROUP
5493001NGT0EEYMZG011
Delphi Financial Group Inc
247131303
129700.00000000
NS
USD
2594000.00000000
1.705036013167
Long
EP
CORP
US
N
2
N
N
N
ENBRIDGE INC
98TPTUM4IVMFCZBCUR27
Enbridge Inc
29250NBC8
275000.00000000
PA
USD
300186.86000000
0.197312801457
Long
DBT
CORP
CA
N
1
2080-07-15
Fixed
5.75000000
N
N
N
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587800
11110.00000000
NS
USD
304913.95000000
0.200419917373
Long
EP
CORP
US
N
1
N
N
N
SCE TRUST II
N/A
SCE Trust II
78407R204
121.00000000
NS
USD
2988.08000000
0.001964064768
Long
EP
CORP
US
N
1
N
N
N
LLOYDS BANKING GROUP PLC
549300PPXHEU2JF0AM85
Lloyds Banking Group PLC
539439AU3
200000.00000000
PA
USD
226560.00000000
0.148917871682
Long
DBT
CORP
GB
N
1
N/A
Fixed
7.50000000
N
N
N
N
N
N
HUNTINGTON BANCSHARES
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150AL8
950000.00000000
PA
USD
947435.00000000
0.622748957261
Long
DBT
CORP
US
N
2
N/A
Fixed
5.70000000
N
N
N
N
N
N
TRANSCANADA TRUST
N/A
Transcanada Trust
89356BAE8
1550000.00000000
PA
USD
1698458.75000000
1.116396814043
Long
DBT
CORP
CA
N
1
2079-09-15
Fixed
5.50000000
N
N
N
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H824
14485.00000000
NS
USD
375668.48000000
0.246926864846
Long
EP
CORP
US
N
1
N
N
N
VODAFONE GROUP PLC
213800TB53ELEUKM7Q61
Vodafone Group PLC
92857WBQ2
650000.00000000
PA
USD
799966.91000000
0.525818192325
Long
DBT
CORP
GB
N
1
2079-04-04
Fixed
7.00000000
N
N
N
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AL2
1000000.00000000
PA
USD
1114585.00000000
0.732616640222
Long
DBT
CORP
CH
N
2
N/A
Fixed
6.37500000
N
N
N
N
N
N
QWEST CORP
549300R2L4N683OO1509
Qwest Corp
74913G881
19728.00000000
NS
USD
508094.64000000
0.333970570276
Long
EP
CORP
US
N
1
N
N
N
HSBC HOLDINGS PLC
MLU0ZO3ML4LN2LL2TL39
HSBC Holdings PLC
404280BP3
3430000.00000000
PA
USD
3839833.55000000
2.523922315851
Long
DBT
CORP
GB
N
1
N/A
Fixed
6.50000000
N
N
N
N
N
N
ANNALY CAPITAL MGMT
2DTL0G3FPRYUT58TI025
Annaly Capital Management Inc
035710870
3110.00000000
NS
USD
74064.65000000
0.048682689110
Long
EP
CORP
US
N
1
N
N
N
WASHINGTON MUTUAL - ESCROW
N/A
WASHINGTON MUTUAL - ESCROW
000000000
900.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
ENTERPRISE PRODUCTS OPER
5493004LGN656HWLDA30
Enterprise Products Operating LLC
29379VBN2
500000.00000000
PA
USD
494072.53000000
0.324753838383
Long
DBT
CORP
US
N
1
2077-08-16
Fixed
5.25000000
N
N
N
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
06738EBA2
555000.00000000
PA
USD
596849.97000000
0.392309442292
Long
DBT
CORP
GB
N
1
N/A
Fixed
7.75000000
N
N
N
N
N
N
NY COMMUNITY BANCORP INC
529900HVXOTLY61GL030
New York Community Bancorp Inc
649445202
162500.00000000
NS
USD
4396437.50000000
2.889778052096
Long
EP
CORP
US
N
1
N
N
N
AXA SA
F5WCUMTUM4RKZ1MAIE39
AXA SA
054536AC1
1453000.00000000
PA
USD
2032855.98000000
1.336196089237
Long
DBT
CORP
FR
N
2
N/A
Fixed
6.37900000
N
N
N
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587DF1
625000.00000000
PA
USD
654105.66000000
0.429943603206
Long
DBT
CORP
US
N
1
2051-01-15
Fixed
4.00000000
N
N
N
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746556
56200.00000000
NS
USD
1476587.56000000
0.970560896836
Long
EP
CORP
US
N
1
N
N
N
WESBANCO INC
0001070448
WesBanco Inc
950810705
33900.00000000
NS
USD
934453.50000000
0.614216218246
Long
EP
CORP
US
N
1
N
N
N
FT REAL ESTATE SECS CO
0002671824
FT Real Estate Securities Co Inc
302663208
1.00000000
NS
USD
1302500.00000000
0.856133156187
Long
EP
CORP
US
N
2
N
N
N
ZIONS BANCORP NA
8WH0EE09O9V05QJZ3V89
Zions Bancorp NA
989701BF3
1210000.00000000
PA
USD
1261425.00000000
0.829134561645
Long
DBT
CORP
US
N
2
N/A
Fixed
7.20000000
N
N
N
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
000000000
2848000.00000000
PA
USD
3004491.90000000
1.974852309471
Long
DBT
CORP
GB
N
1
N/A
Fixed
7.87500000
N
N
N
N
N
N
CITIZENS FINANCIAL GROUP
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610AQ8
900000.00000000
PA
USD
918661.50000000
0.603836137783
Long
DBT
CORP
US
N
2
N/A
Fixed
6.37500000
N
N
N
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746804
225.00000000
NS
USD
316687.50000000
0.208158670940
Long
EP
CORP
US
N
1
N
N
N
SOCIETE GENERALE
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
83370RAA6
700000.00000000
PA
USD
727580.00000000
0.478238281596
Long
DBT
CORP
FR
N
1
N/A
Fixed
5.37500000
N
N
N
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967JM4
430000.00000000
PA
USD
464216.98000000
0.305129787518
Long
DBT
CORP
US
N
1
N/A
Fixed
5.95000000
N
N
N
N
N
N
ATHENE HOLDING LTD
549300H316CT32FQXI76
Athene Holding Ltd
000000000
83000.00000000
NS
USD
2341015.00000000
1.538748990888
Long
EP
CORP
BM
N
1
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
06738EBN4
680000.00000000
PA
USD
732724.36000000
0.481619669053
Long
DBT
CORP
GB
N
1
N/A
Fixed
6.12500000
N
N
N
N
N
N
HSBC CAPITAL FUNDING USD
213800HMY2DB765NHE46
HSBC Capital Funding Dollar 1 LP
40427LAB0
800000.00000000
PA
USD
1374240.00000000
0.903287853020
Long
DBT
CORP
JE
N
2
N/A
Fixed
10.17600000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
48128BAF8
400000.00000000
PA
USD
420488.30000000
0.276386929304
Long
DBT
CORP
US
N
1
N/A
Fixed
5.00000000
N
N
N
N
N
N
CREDIT AGRICOLE SA
969500TJ5KRTCJQWXH05
Credit Agricole SA
225313AD7
270000.00000000
PA
USD
306753.75000000
0.201629217781
Long
DBT
CORP
FR
N
2
N/A
Fixed
7.87500000
N
N
N
N
N
N
FIFTH THIRD BANCORP
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773886
47720.00000000
NS
USD
1299744.87000000
0.854322209436
Long
EP
CORP
US
N
1
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278N509
144300.00000000
NS
USD
3259376.25000000
2.142387774368
Long
EP
CORP
US
N
1
N
N
N
CNO FINANCIAL GROUP INC
11XPYHB76MPM4Y4P2897
CNO Financial Group Inc
12621E301
11200.00000000
NS
USD
291928.00000000
0.191884253373
Long
EP
CORP
US
N
1
N
N
N
BALTA GROUP NV
N/A
LEHMAN BROS HLDG-ESCROW
000000000
25000.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746465
34400.00000000
NS
USD
977132.00000000
0.642268793222
Long
EP
CORP
US
N
1
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XDB9
550000.00000000
PA
USD
605000.00000000
0.397666456424
Long
DBT
CORP
US
N
1
N/A
Fixed
5.70000000
N
N
N
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AJ7
800000.00000000
PA
USD
872960.00000000
0.573796545125
Long
DBT
CORP
CH
N
2
N/A
Fixed
7.50000000
N
N
N
N
N
N
M&T BANK CORPORATION
549300WYXDDBYRASEG81
M&T Bank Corp
55261FAG9
2240000.00000000
PA
USD
2474908.80000000
1.626757375984
Long
DBT
CORP
US
N
2
N/A
Fixed
6.45000000
N
N
N
N
N
N
FIRST HORIZON NATIONAL
TF3RXI1ZB1TQ30H9JV10
First Horizon National Corp
320517402
12300.00000000
NS
USD
333453.00000000
0.219178632883
Long
EP
CORP
US
N
1
N
N
N
CITIZENS FINANCIAL GROUP
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610204
34400.00000000
NS
USD
955460.00000000
0.628023789183
Long
EP
CORP
US
N
1
N
N
N
PARTNERRE LTD
7LLHQS68KCIGNZBR7918
PartnerRe Ltd
000000000
5100.00000000
NS
USD
131137.32000000
0.086196550990
Long
EP
CORP
BM
N
1
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q805
10000.00000000
NS
USD
1055000.00000000
0.693451424013
Long
EP
USGA
US
N
2
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505EU4
300000.00000000
PA
USD
344835.77000000
0.226660526784
Long
DBT
CORP
US
N
2
N/A
Fixed
6.30000000
N
N
N
N
N
N
REGIONS FINANCIAL CORP
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP506
35000.00000000
NS
USD
980437.50000000
0.644441498134
Long
EP
CORP
US
N
1
N
N
N
FIRST HORIZON BANK
COOWI3L2W9TPYR3WJX37
First Horizon Bank
337158208
750.00000000
NS
USD
595312.50000000
0.391298863372
Long
EP
CORP
US
N
2
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61762V606
82600.00000000
NS
USD
2413572.00000000
1.586440701762
Long
EP
CORP
US
N
1
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
48126HAA8
300000.00000000
PA
USD
315813.02000000
0.207583875299
Long
DBT
CORP
US
N
1
N/A
Fixed
6.00000000
N
N
N
N
N
N
AMERICAN EQUITY INVESTME
549300RK5RZQ740FPL83
American Equity Investment Life Holding Co
025676503
47000.00000000
NS
USD
1218005.00000000
0.800594598773
Long
EP
CORP
US
N
1
N
N
N
SYNCHRONY FINANCIAL
549300RS7EWPM9MA6C78
Synchrony Financial
87165B202
39000.00000000
NS
USD
1016925.00000000
0.668424729256
Long
EP
CORP
US
N
1
N
N
N
STANDARD CHARTERED PLC
U4LOSYZ7YG4W3S5F2G91
Standard Chartered PLC
853254BH2
2500000.00000000
PA
USD
2723100.00000000
1.789893433868
Long
DBT
CORP
GB
N
2
N/A
Fixed
7.75000000
N
N
N
N
N
N
2021-01-26
Flaherty & Crumrine Preferred & Income Opportunity Fund Inc
Bradford Stone
Bradford Stone
Chief Financial Officer, Treasurer and Vice President