0001752724-20-146978.txt : 20200728
0001752724-20-146978.hdr.sgml : 20200728
20200728162040
ACCESSION NUMBER: 0001752724-20-146978
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200529
FILED AS OF DATE: 20200728
PERIOD START: 20201130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
CENTRAL INDEX KEY: 0000882071
IRS NUMBER: 954355600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06495
FILM NUMBER: 201054101
BUSINESS ADDRESS:
STREET 1: 301 E COLORADO BLVD STE 720
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: (626) 795-7300
MAIL ADDRESS:
STREET 1: 301 COLORADO BLVD STE 800
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC
DATE OF NAME CHANGE: 20050708
FORMER COMPANY:
FORMER CONFORMED NAME: PREFERRED INCOME OPPORTUNITY FUND INC
DATE OF NAME CHANGE: 19920929
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Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated
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Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated
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Annaly Capital Management Inc
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Banco Bilbao Vizcaya Argentaria SA
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KeyCorp
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QWEST CORP
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Qwest Corp
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EP
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Vodafone Group PLC
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USD
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2079-04-04
Fixed
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Ocean Spray Cranberries Inc
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USD
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EP
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N
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Aon Corp
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USD
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2027-01-01
Fixed
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Duke Energy Corp
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USD
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EP
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SOUTHERN CAL EDISON
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Southern California Edison Co
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USD
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N/A
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CREDIT SUISSE GROUP AG
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Credit Suisse Group AG
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USD
185250.00000000
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DBT
CORP
CH
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1
N/A
Fixed
5.10000000
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N
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SBL HOLDINGS INC
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SBL Holdings Inc
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910000.00000000
PA
USD
631312.50000000
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DBT
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N/A
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Texas Capital Bancshares Inc
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121296.00000000
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USD
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EP
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DCP MIDSTREAM LP
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DCP Midstream LP
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USD
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1
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CITIZENS FINANCIAL GROUP
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Citizens Financial Group Inc
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USD
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Long
EP
CORP
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1
N
N
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ARCH CAPITAL GROUP LTD
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Arch Capital Group Ltd
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USD
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EP
CORP
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1
N
N
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ENERGY TRANSFER OPERATNG
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Energy Transfer Operating LP
29273RBC2
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USD
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2029-11-15
Fixed
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BARCLAYS PLC
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Barclays PLC
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1475000.00000000
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USD
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1
N/A
Fixed
8.00000000
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N
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JPMORGAN CHASE & CO
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JPMorgan Chase & Co
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400000.00000000
PA
USD
377000.00000000
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Long
DBT
CORP
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N
1
N/A
Fixed
5.00000000
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First Horizon Bank
337158AJ8
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PA
USD
713290.77000000
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Long
DBT
CORP
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1
2030-05-01
Fixed
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DELPHI FINANCIAL GROUP
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Delphi Financial Group Inc
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NS
USD
2885825.00000000
2.118229294894
Long
EP
CORP
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2
N
N
N
ENBRIDGE INC
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Enbridge Inc
29250NAN5
1030000.00000000
PA
USD
997611.65000000
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Long
DBT
CORP
CA
N
1
2077-01-15
Fixed
6.00000000
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N
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BARCLAYS PLC
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Barclays PLC
06738EBA2
555000.00000000
PA
USD
547060.73000000
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Long
DBT
CORP
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N
1
N/A
Fixed
7.75000000
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N
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N
N
NISOURCE INC
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NiSource Inc
65473P881
28000.00000000
NS
USD
740110.00000000
0.543249394348
Long
EP
CORP
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N
1
N
N
N
PECO ENERGY CAP TRST III
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PECO Energy Capital Trust III
69331VAA4
1500000.00000000
PA
USD
1802696.06000000
1.323199987554
Long
DBT
CORP
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2
2028-04-06
Fixed
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N
N
N
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SCE TRUST II
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SCE Trust II
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220.00000000
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USD
5265.70000000
0.003865085373
Long
EP
CORP
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1
N
N
N
AERCAP GLOBAL AVIATION T
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AerCap Global Aviation Trust
00773HAA5
419000.00000000
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USD
312888.25000000
0.229663634204
Long
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2
2045-06-15
Fixed
6.50000000
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N
N
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Bank of America Corp
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300000.00000000
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USD
328750.50000000
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1
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N
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N
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Huntington Bancshares Inc/OH
446150708
99000.00000000
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USD
2536380.00000000
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EP
CORP
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1
N
N
N
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JPMorgan Chase & Co
46625HHA1
1833000.00000000
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USD
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1
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Morgan Stanley
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1
N
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BNP Paribas SA
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USD
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NiSource Inc
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USD
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CORP
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2
N/A
Fixed
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Liberty Mutual Insurance Co
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1850000.00000000
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USD
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Long
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2
2097-10-15
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STATE STREET CORP
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State Street Corp
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17310.00000000
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USD
449341.64000000
0.329822018058
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EP
CORP
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1
N
N
N
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Zions Bancorp NA
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1210000.00000000
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USD
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Long
DBT
CORP
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N
2
N/A
Fixed
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N
N
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N
N
STANDARD CHARTERED PLC
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Standard Chartered PLC
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PA
USD
1648872.00000000
1.210291328799
Long
DBT
CORP
GB
N
2
N/A
Fixed
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N
N
N
N
N
E*TRADE FINANCIAL CORP
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E*TRADE Financial Corp
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444000.00000000
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USD
410917.56000000
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CORP
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1
N/A
Fixed
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N
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N
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N/A
Everest Reinsurance Holdings Inc
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1031000.00000000
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USD
777822.86000000
0.570931074576
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DBT
CORP
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N
2
2037-05-15
Floating
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N
N
N
N
N
N
NY COMMUNITY BANCORP INC
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New York Community Bancorp Inc
649445202
162500.00000000
NS
USD
4255062.50000000
3.123265630836
Long
EP
CORP
US
N
1
N
N
N
LAND O'LAKES INC
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Land O' Lakes Inc
514666AM8
240000.00000000
PA
USD
226630.80000000
0.166349657268
Long
DBT
CORP
US
N
2
N/A
Fixed
7.25000000
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N
N
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AJ7
800000.00000000
PA
USD
823116.00000000
0.604176768964
Long
DBT
CORP
CH
N
1
N/A
Fixed
7.50000000
N
N
N
N
N
N
ALGONQUIN PWR & UTILITY
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Algonquin Power & Utilities Corp
015857808
36930.00000000
NS
USD
1001264.63000000
0.734939946534
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EP
CORP
CA
N
1
N
N
N
AXIS CAPITAL HLDGS LTD
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Axis Capital Holdings Ltd
05461T305
21075.00000000
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USD
499475.39000000
0.366620776788
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EP
CORP
BM
N
1
N
N
N
LIBERTY MUTUAL GROUP INC
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Liberty Mutual Group Inc
53079EAN4
3054000.00000000
PA
USD
3546089.98000000
2.602871510909
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DBT
CORP
US
N
2
2037-03-15
Fixed
7.80000000
N
N
N
N
N
N
STIFEL FINANCIAL CORP
549300E5F07FE5GHJX84
Stifel Financial Corp
860630706
20000.00000000
NS
USD
512500.00000000
0.376180992830
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EP
CORP
US
N
1
N
N
N
PROVIDENT FINANCING TR I
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Provident Financing Trust I
743863AA0
4944000.00000000
PA
USD
5395708.56000000
3.960513176823
Long
DBT
CORP
US
N
2
2038-03-15
Fixed
7.40500000
N
N
N
N
N
N
LAND O'LAKES INC
4ONCJWH5BBCYSJIJYX61
Land O' Lakes Inc
514666AK2
3630000.00000000
PA
USD
3412200.00000000
2.504594699969
Long
DBT
CORP
US
N
2
N/A
Fixed
8.00000000
N
N
N
N
N
N
FIRST CITIZENS BANCSHARE
549300N3Z00ZHE2XC526
First Citizens BancShares Inc/NC
319626305
15600.00000000
NS
USD
390000.00000000
0.286264560397
Long
EP
CORP
US
N
1
N
N
N
BANCO MERCANTIL DE NORTE
549300QTVYRPFHS0J362
Banco Mercantil del Norte SA/Grand Cayman
05962GAJ8
490000.00000000
PA
USD
477612.80000000
0.350573380082
Long
DBT
CORP
MX
N
2
N/A
Fixed
7.62500000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625HJQ4
4167000.00000000
PA
USD
4440751.07000000
3.259563212533
Long
DBT
CORP
US
N
1
N/A
Fixed
6.75000000
N
N
N
N
N
N
NUSTAR LOGISTICS LP
N62BF2PKP51FIIOIUN20
NuStar Logistics LP
67059T204
31500.00000000
NS
USD
672525.00000000
0.493641214054
Long
EP
CORP
US
N
1
N
N
N
PARTNERRE LTD
7LLHQS68KCIGNZBR7918
PartnerRe Ltd
000000000
5100.00000000
NS
USD
131595.81000000
0.096592863332
Long
EP
CORP
BM
N
1
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565AAQ6
1500000.00000000
PA
USD
1538437.50000000
1.129231114452
Long
DBT
CORP
FR
N
1
N/A
Fixed
7.62500000
N
N
N
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
000000000
2848000.00000000
PA
USD
2896330.56000000
2.125940498779
Long
DBT
CORP
GB
N
1
N/A
Fixed
7.87500000
N
N
N
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H824
14485.00000000
NS
USD
338369.60000000
0.248367243066
Long
EP
CORP
US
N
1
N
N
N
FIFTH THIRD BANCORP
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773886
47720.00000000
NS
USD
1259760.28000000
0.924678776308
Long
EP
CORP
US
N
1
N
N
N
QBE INSURANCE GROUP LTD
549300D2FBW76FPUSG65
QBE Insurance Group Ltd
74737EAA2
3634000.00000000
PA
USD
3970871.80000000
2.914666333901
Long
DBT
CORP
AU
N
2
2043-11-24
Fixed
7.50000000
N
N
N
N
N
N
HSBC HOLDINGS PLC
MLU0ZO3ML4LN2LL2TL39
HSBC Holdings PLC
404280BL2
325000.00000000
PA
USD
315927.63000000
0.231894574665
Long
DBT
CORP
GB
N
1
N/A
Fixed
6.00000000
N
N
N
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278N400
1400.00000000
NS
USD
30429.00000000
0.022335241816
Long
EP
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746RN3
2075000.00000000
PA
USD
2200942.13000000
1.615517259755
Long
DBT
CORP
US
N
1
N/A
Fixed
5.87500000
N
N
N
N
N
N
LLOYDS BANK PLC
H7FNTJ4851HG0EXQ1Z70
Lloyds Bank PLC
539473AE8
120000.00000000
PA
USD
137628.84000000
0.101021177899
Long
DBT
CORP
GB
N
2
N/A
Fixed
12.00000000
N
N
N
N
N
N
SYNOVUS FINANCIAL CORP
549300EIUS8UN5JTLE54
Synovus Financial Corp
87161C709
63135.00000000
NS
USD
1382182.99000000
1.014538476977
Long
EP
CORP
US
N
1
N
N
N
M&T BANK CORPORATION
549300WYXDDBYRASEG81
M&T Bank Corp
55261FAG9
2240000.00000000
PA
USD
2308756.80000000
1.694654488247
Long
DBT
CORP
US
N
2
N/A
Fixed
6.45000000
N
N
N
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746804
225.00000000
NS
USD
303975.00000000
0.223121204479
Long
EP
CORP
US
N
1
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565ALQ4
325000.00000000
PA
USD
278484.38000000
0.204410791328
Long
DBT
CORP
FR
N
1
N/A
Fixed
4.50000000
N
N
N
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61762V200
77200.00000000
NS
USD
2136510.00000000
1.568223322909
Long
EP
CORP
US
N
1
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q805
10000.00000000
NS
USD
1026250.00000000
0.753279500276
Long
EP
USGA
US
N
2
N
N
N
SOCIETE GENERALE
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
83368JKG4
3800000.00000000
PA
USD
3834314.00000000
2.814431311886
Long
DBT
CORP
FR
N
2
N/A
Fixed
7.37500000
N
N
N
N
N
N
COMERICA INC
I9Q57JVPWHHZ3ZGBW498
Comerica Inc
200340AU1
790000.00000000
PA
USD
787630.00000000
0.578129630015
Long
DBT
CORP
US
N
1
N/A
Fixed
5.62500000
N
N
N
N
N
N
REGIONS FINANCIAL CORP
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP704
113400.00000000
NS
USD
2929405.50000000
2.150217891495
Long
EP
CORP
US
N
1
N
N
N
STANDARD CHARTERED PLC
U4LOSYZ7YG4W3S5F2G91
Standard Chartered PLC
853254BH2
2500000.00000000
PA
USD
2579350.00000000
1.893273061182
Long
DBT
CORP
GB
N
2
N/A
Fixed
7.75000000
N
N
N
N
N
N
CITIZENS FINANCIAL GROUP
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610AQ8
900000.00000000
PA
USD
846229.50000000
0.621142348238
Long
DBT
CORP
US
N
2
N/A
Fixed
6.37500000
N
N
N
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565AGF4
380000.00000000
PA
USD
407859.70000000
0.299373789036
Long
DBT
CORP
FR
N
2
N/A
Fixed
7.00000000
N
N
N
N
N
N
METLIFE CAPITAL TRUST IV
0004254959
MetLife Capital Trust IV
591560AA5
350000.00000000
PA
USD
443227.75000000
0.325334351306
Long
DBT
CORP
US
N
2
2037-12-15
Fixed
7.87500000
N
N
N
N
N
N
HSBC HOLDINGS PLC
MLU0ZO3ML4LN2LL2TL39
HSBC Holdings PLC
404280BP3
3430000.00000000
PA
USD
3419932.95000000
2.510270775693
Long
DBT
CORP
GB
N
1
N/A
Fixed
6.50000000
N
N
N
N
N
N
AERCAP HOLDINGS NV
549300SZYINBBLJQU475
AerCap Holdings NV
00774YAA7
1290000.00000000
PA
USD
888939.00000000
0.652491620654
Long
DBT
CORP
NL
N
1
2079-10-10
Fixed
5.87500000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XCA2
420000.00000000
PA
USD
348257.70000000
0.255625224091
Long
DBT
CORP
US
N
1
N/A
Fixed
5.75000000
N
N
N
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967358
74694.00000000
NS
USD
2034664.56000000
1.493467579037
Long
EP
CORP
US
N
1
N
N
N
BlackRock Liquidity Funds T-Fund
5493002L9DNZ83RX7V61
BlackRock Liquidity Funds T-Fund
09248U718
6633328.76000000
NS
USD
6633328.76000000
4.868940875521
Long
STIV
RF
US
N
1
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278NAT0
625000.00000000
PA
USD
516406.25000000
0.379048226007
Long
DBT
CORP
US
N
1
N/A
Fixed
7.12500000
N
N
N
N
N
N
AMERICAN EQUITY INVESTME
549300RK5RZQ740FPL83
American Equity Investment Life Holding Co
025676503
47000.00000000
NS
USD
1057970.00000000
0.776562351188
Long
EP
CORP
US
N
1
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278N301
95910.00000000
NS
USD
2048877.38000000
1.503899955112
Long
EP
CORP
US
N
1
N
N
N
HSBC CAPITAL FUNDING USD
213800HMY2DB765NHE46
HSBC Capital Funding Dollar 1 LP
40427LAB0
800000.00000000
PA
USD
1240652.00000000
0.910653075349
Long
DBT
CORP
JE
N
2
N/A
Fixed
10.17600000
N
N
N
N
N
N
REGIONS FINANCIAL CORP
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP506
35000.00000000
NS
USD
935637.50000000
0.686768865715
Long
EP
CORP
US
N
1
N
N
N
ACE CAPITAL TRUST II
N/A
ACE Capital Trust II
00440FAA2
1200000.00000000
PA
USD
1707978.00000000
1.253675823944
Long
DBT
CORP
US
N
2
2030-04-01
Fixed
9.70000000
N
N
N
N
N
N
INTEGRYS HOLDING INC
549300J4ZRR1SZF4ES33
Integrys Holding Inc
45822P204
72900.00000000
NS
USD
1858950.00000000
1.364491037309
Long
EP
CORP
US
N
2
N
N
N
DEUTSCHE BANK AG
7LTWFZYICNSX8D621K86
Deutsche Bank AG
251525AX9
400000.00000000
PA
USD
302800.00000000
0.222258740739
Long
DBT
CORP
DE
N
2
N/A
Fixed
6.00000000
N
N
N
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38144GAB7
225000.00000000
PA
USD
216156.38000000
0.158661310507
Long
DBT
CORP
US
N
1
N/A
Fixed
4.95000000
N
N
N
N
N
N
B RILEY FINANCIAL INC
N/A
B Riley Financial Inc
05580M306
1000.00000000
NS
USD
22215.00000000
0.016306069767
Long
EP
CORP
US
N
1
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075QAC6
415000.00000000
PA
USD
421225.00000000
0.309184075521
Long
DBT
USGA
US
N
2
N/A
Fixed
6.25000000
N
N
N
N
N
N
LEHMAN BROS HLDG-ESCROW
N/A
LEHMAN BROS HLDG-ESCROW
000000000
9500.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
AMERICAN INTL GROUP
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874BS5
1500000.00000000
PA
USD
1856835.69000000
1.362939109046
Long
DBT
CORP
US
N
2
2058-05-15
Fixed
8.17500000
N
N
N
N
N
N
CREDIT AGRICOLE SA
969500TJ5KRTCJQWXH05
Credit Agricole SA
225313AD7
270000.00000000
PA
USD
295633.26000000
0.216998269776
Long
DBT
CORP
FR
N
1
N/A
Fixed
7.87500000
N
N
N
N
N
N
PEOPLE'S UNITED FIN INC
ROPY7PEPIPIDJNF0BO69
People's United Financial Inc
712704204
16600.00000000
NS
USD
426703.00000000
0.313204991577
Long
EP
CORP
US
N
1
N
N
N
TRANSCANADA TRUST
N/A
Transcanada Trust
89356BAC2
170000.00000000
PA
USD
162646.65000000
0.119384542980
Long
DBT
CORP
CA
N
1
2077-03-15
Fixed
5.30000000
N
N
N
N
N
N
ZIONS BANCORP NA
8WH0EE09O9V05QJZ3V89
Zions Bancorp NA
989701818
17100.00000000
NS
USD
445968.00000000
0.327345726849
Long
EP
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746556
56200.00000000
NS
USD
1420949.56000000
1.042993592667
Long
EP
CORP
US
N
1
N
N
N
ENSTAR GROUP LTD
213800AMAL5QFXVUCN04
Enstar Group Ltd
29359U109
42000.00000000
NS
USD
1068585.00000000
0.784353885313
Long
EP
CORP
BM
N
1
N
N
N
WASHINGTON MUTUAL - ESCROW
N/A
WASHINGTON MUTUAL - ESCROW
000000000
900.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
VOYA FINANCIAL INC
549300T065Z4KJ686G75
Voya Financial Inc
929089209
23000.00000000
NS
USD
593227.50000000
0.435435921803
Long
EP
CORP
US
N
1
N
N
N
FIRST HORIZON BANK
COOWI3L2W9TPYR3WJX37
First Horizon Bank
337158208
750.00000000
NS
USD
504375.00000000
0.370217147821
Long
EP
CORP
US
N
2
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505FL3
1710000.00000000
PA
USD
1744516.35000000
1.280495400099
Long
DBT
CORP
US
N
1
N/A
Fixed
5.87500000
N
N
N
N
N
N
BHP BILLITON FIN USA LTD
5493003NUVITP3TMY274
BHP Billiton Finance USA Ltd
055451AX6
400000.00000000
PA
USD
459446.00000000
0.337238736452
Long
DBT
CORP
AU
N
2
2075-10-19
Fixed
6.75000000
N
N
N
N
N
N
TRUIST FINANCIAL CORP
549300DRQQI75D2JP341
Truist Financial Corp
89832QAE9
825000.00000000
PA
USD
833250.00000000
0.611615243464
Long
DBT
CORP
US
N
1
2168-12-01
Variable
4.95000000
N
N
N
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746465
34400.00000000
NS
USD
919512.00000000
0.674932560154
Long
EP
CORP
US
N
1
N
N
N
SCE TRUST V
N/A
SCE Trust V
78409W201
30520.00000000
NS
USD
705469.80000000
0.517823082488
Long
EP
CORP
US
N
1
N
N
N
TEXAS CAPITAL BANCSHARES
549300466Q2SXRX0YM48
Texas Capital Bancshares Inc
882228406
7914.00000000
NS
USD
198126.99000000
0.145427527423
Long
EP
CORP
US
N
1
N
N
N
ALLSTATE CORP
OBT0W1ED8G0NWVOLOJ77
Allstate Corp/The
020002838
41900.00000000
NS
USD
1096833.06000000
0.805088291667
Long
EP
CORP
US
N
1
N
N
N
BALTA GROUP NV
N/A
LEHMAN BROS HLDG-ESCROW
000000000
25000.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
METLIFE INC
C4BXATY60WC6XEOZDX54
MetLife Inc
59156RAV0
2704000.00000000
PA
USD
4130700.73000000
3.031982637453
Long
DBT
CORP
US
N
2
2039-08-01
Fixed
10.75000000
N
N
N
N
N
N
FT REAL ESTATE SECS CO
0002671824
FT Real Estate Securities Co Inc
302663208
1.00000000
NS
USD
1311250.00000000
0.962472832874
Long
EP
CORP
US
N
2
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AL2
1000000.00000000
PA
USD
1024165.00000000
0.751749085896
Long
DBT
CORP
CH
N
1
N/A
Fixed
6.37500000
N
N
N
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61763E207
148000.00000000
NS
USD
4035960.00000000
2.962441833799
Long
EP
CORP
US
N
1
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q870
12900.00000000
NS
USD
1312575.00000000
0.963445398368
Long
EP
USGA
US
N
2
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AK4
700000.00000000
PA
USD
714486.50000000
0.524441445724
Long
DBT
CORP
CH
N
1
N/A
Fixed
7.25000000
N
N
N
N
N
N
AXIS SPECIALTY FINANCE
N/A
AXIS Specialty Finance LLC
05463HAC5
610000.00000000
PA
USD
556785.28000000
0.408686906192
Long
DBT
CORP
US
N
1
2040-01-15
Fixed
4.90000000
N
N
N
N
N
N
CENTERPOINT ENERGY INC
21TPXMRRHFKOBHDC8J74
CenterPoint Energy Inc
15189TAS6
620000.00000000
PA
USD
589344.10000000
0.432585460793
Long
DBT
CORP
US
N
1
N/A
Fixed
6.12500000
N
N
N
N
N
N
LEHMAN BROS HLDG-ESCROW
N/A
LEHMAN BROS HLDG-ESCROW
000000000
45800.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
N/A
N
N
N
SYNCHRONY FINANCIAL
549300RS7EWPM9MA6C78
Synchrony Financial
87165B202
39000.00000000
NS
USD
800865.00000000
0.587844274776
Long
EP
CORP
US
N
1
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967341
115370.00000000
NS
USD
3103476.07000000
2.277987725340
Long
EP
CORP
US
N
1
N
N
N
TRANSCANADA TRUST
N/A
Transcanada Trust
89356BAB4
1343000.00000000
PA
USD
1356430.00000000
0.995635481179
Long
SN
CORP
CA
N
1
2076-08-15
Fixed
5.87500000
N
N
N
N
N
N
RENAISSANCERE HOLDINGS L
EK6GB9U3U58PDI411C94
RenaissanceRe Holdings Ltd
75968N309
16267.00000000
NS
USD
423654.49000000
0.310967349590
Long
EP
CORP
BM
N
1
N
N
N
QBE INSURANCE GROUP LTD
549300D2FBW76FPUSG65
QBE Insurance Group Ltd
74728GAE0
475000.00000000
PA
USD
487350.00000000
0.357720598742
Long
DBT
CORP
AU
N
1
N/A
Fixed
5.87500000
N
N
N
N
N
N
STERLING BANCORP/DE
549300LQK6SKH5ZXO648
Sterling Bancorp/DE
85917A209
20517.00000000
NS
USD
514053.44000000
0.377321235954
Long
EP
CORP
US
N
1
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38148B108
50000.00000000
NS
USD
1350750.00000000
0.991466294761
Long
EP
CORP
US
N
1
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XCM6
725000.00000000
PA
USD
617515.13000000
0.453263326226
Long
DBT
CORP
US
N
1
N/A
Fixed
6.50000000
N
N
N
N
N
N
APOLLO MANAGEMENT HOLDIN
5493006XQW0V5K38YM64
Apollo Management Holdings LP
03765HAE1
300000.00000000
PA
USD
269759.66000000
0.198006744827
Long
DBT
CORP
US
N
2
2050-01-14
Fixed
4.95000000
N
N
N
N
N
N
WINTRUST FINANCIAL CORP
Q774KI4AW80FHFW33O61
Wintrust Financial Corp
97650W504
33000.00000000
NS
USD
854865.00000000
0.627480906215
Long
EP
CORP
US
N
1
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38148BAE8
560000.00000000
PA
USD
574389.20000000
0.421608389320
Long
DBT
CORP
US
N
1
N/A
Fixed
5.50000000
N
N
N
N
N
N
INDIANAPOLIS P&L
2T85JNP2R2B2GTSFND21
Indianapolis Power & Light Co
455434878
24000.00000000
NS
USD
2472480.00000000
1.814829231516
Long
EP
CORP
US
N
2
N
N
N
PNC FINANCIAL SERVICES
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475857
258304.00000000
NS
USD
6822454.40000000
5.007761306789
Long
EP
CORP
US
N
1
N
N
N
HUNTINGTON BANCSHARES INC/OH
549300XTVCVV9I7B5T19
HUNTINGTON BANCSHARES INC/OH
446150AT1
825000.00000000
PA
USD
831187.50000000
0.610101344347
Long
DBT
CORP
US
N
1
N/A
Fixed
5.62500000
N
N
N
N
N
N
MACQUARIE BANK LONDON
4ZHCHI4KYZG2WVRT8631
Macquarie Bank Ltd/London
556079AB7
500000.00000000
PA
USD
496667.50000000
0.364559752695
Long
DBT
CORP
AU
N
2
N/A
Fixed
6.12500000
N
N
N
N
N
N
DOMINION ENERGY INC
ILUL7B6Z54MRYCF6H308
Dominion Energy Inc
25746U844
58163.00000000
NS
USD
1526924.16000000
1.120780188263
Long
EP
CORP
US
N
1
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
48126HAA8
300000.00000000
PA
USD
300208.50000000
0.220356549436
Long
DBT
CORP
US
N
1
N/A
Fixed
6.00000000
N
N
N
N
N
N
BANCORP SOUTH
Q7C315HKI8VX0SSKBS64
BancorpSouth Bank
05971J201
23900.00000000
NS
USD
593676.00000000
0.435765126047
Long
EP
CORP
US
N
1
N
N
N
PARTNERRE LTD
7LLHQS68KCIGNZBR7918
PartnerRe Ltd
000000000
59586.00000000
NS
USD
1557578.04000000
1.143280494629
Long
EP
CORP
BM
N
1
N
N
N
CHARLES SCHWAB CORP
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513BD6
1100000.00000000
PA
USD
1168145.00000000
0.857432089501
Long
DBT
CORP
US
N
1
N/A
Fixed
5.37500000
N
N
N
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967JM4
430000.00000000
PA
USD
440451.15000000
0.323296294439
Long
DBT
CORP
US
N
1
N/A
Fixed
5.95000000
N
N
N
N
N
N
BBVA BANCOMER SA TEXAS
549300WIWQK5Q9MCUN92
BBVA Bancomer SA/Texas
05533UAG3
480000.00000000
PA
USD
459607.20000000
0.337357059137
Long
DBT
CORP
MX
N
2
2034-09-13
Fixed
5.87500000
N
N
N
N
N
N
QWEST CORP
549300R2L4N683OO1509
Qwest Corp
74913G873
24920.00000000
NS
USD
616864.70000000
0.452785903000
Long
EP
CORP
US
N
1
N
N
N
ATHENE HOLDING LTD
549300H316CT32FQXI76
Athene Holding Ltd
000000000
83000.00000000
NS
USD
2080395.00000000
1.527034256738
Long
EP
CORP
BM
N
1
N
N
N
NEXTERA ENERGY CAPITAL
UMI46YPGBLUE4VGNNT48
NextEra Energy Capital Holdings Inc
302570AX4
293000.00000000
PA
USD
224052.04000000
0.164456817273
Long
DBT
CORP
US
N
2
2067-06-15
Floating
2.86550000
N
N
N
N
N
N
VALLEY NATIONAL BANCORP
549300ET52S1UBIB9762
Valley National Bancorp
919794305
28000.00000000
NS
USD
640220.00000000
0.469928966301
Long
EP
CORP
US
N
1
N
N
N
TRANSCANADA TRUST
N/A
Transcanada Trust
89356BAE8
1550000.00000000
PA
USD
1514264.75000000
1.111488033292
Long
DBT
CORP
CA
N
1
2079-09-15
Fixed
5.50000000
N
N
N
N
N
N
AXA SA
F5WCUMTUM4RKZ1MAIE39
AXA SA
054536AC1
1453000.00000000
PA
USD
1832763.35000000
1.345269730000
Long
DBT
CORP
FR
N
2
N/A
Fixed
6.37900000
N
N
N
N
N
N
BANCO BILBAO VIZCAYA ARG
K8MS7FD7N5Z2WQ51AZ71
Banco Bilbao Vizcaya Argentaria SA
05946KAG6
600000.00000000
PA
USD
564417.00000000
0.414288677912
Long
DBT
CORP
ES
N
1
N/A
Fixed
6.50000000
N
N
N
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075Q862
9000.00000000
NS
USD
959400.00000000
0.704210818577
Long
EP
USGA
US
N
2
N
N
N
SOCIETE GENERALE
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
83367TBU2
300000.00000000
PA
USD
292369.50000000
0.214602631772
Long
DBT
CORP
FR
N
2
N/A
Fixed
6.75000000
N
N
N
N
N
N
MERCHANTS BANCORP
54930008Y0GPVLF81889
Merchants Bancorp/IN
58844R603
14000.00000000
NS
USD
332710.00000000
0.244213030486
Long
EP
CORP
US
N
1
N
N
N
ENERGY TRANSFER OPERATNG
5493008K8W3OKZE54J59
Energy Transfer Operating LP
29278N509
144300.00000000
NS
USD
3195162.75000000
2.345286820582
Long
EP
CORP
US
N
1
N
N
N
HUNTINGTON BANCSHARES
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150AL8
950000.00000000
PA
USD
826965.50000000
0.607002346977
Long
DBT
CORP
US
N
1
N/A
Fixed
5.70000000
N
N
N
N
N
N
PARTNERRE LTD
7LLHQS68KCIGNZBR7918
PartnerRe Ltd
000000000
21450.00000000
NS
USD
541505.25000000
0.397471185497
Long
EP
CORP
BM
N
1
N
N
N
TRISTATE CAPITAL HLDGS
5493003JKSPN0881WX29
TriState Capital Holdings Inc
89678F506
14000.00000000
NS
USD
316148.00000000
0.232056328821
Long
EP
CORP
US
N
1
N
N
N
ARCH CAPITAL GROUP LTD
549300AYR4P8AFKDCE43
Arch Capital Group Ltd
03939A206
8980.00000000
NS
USD
217989.50000000
0.160006842022
Long
EP
CORP
BM
N
1
N
N
N
2020-07-24
Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated
Bradford Stone
Bradford Stone
Chief Financial Officer, Treasurer and Vice President