0000940400-17-000465.txt : 20170728
0000940400-17-000465.hdr.sgml : 20170728
20170728154912
ACCESSION NUMBER: 0000940400-17-000465
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170728
DATE AS OF CHANGE: 20170728
EFFECTIVENESS DATE: 20170728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC
CENTRAL INDEX KEY: 0000882071
IRS NUMBER: 954355600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06495
FILM NUMBER: 17989892
BUSINESS ADDRESS:
STREET 1: 301 E COLORADO BLVD STE 720
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: (626) 795-7300
MAIL ADDRESS:
STREET 1: 301 COLORADO BLVD STE 720
STREET 2: C/O FLAHERTY & CRUMRINE INC
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: PREFERRED INCOME OPPORTUNITY FUND INC
DATE OF NAME CHANGE: 19920929
NSAR-A
1
fcPFO.fil
PAGE 1
000 A000000 05/31/2017
000 C000000 882071
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 FLAHERTY&CRUMRINE PFD INCOME OPPTY FUND INC
001 B000000 811-06495
001 C000000 6267957300
002 A000000 301 E. COLORADO BOULEVARD, SUITE 720
002 B000000 PASADENA
002 C000000 CA
002 D010000 91101
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 N
007 B000000 0
007 C010100 1
008 A000001 FLAHERTY & CRUMRINE INCORPORATED
008 B000001 A
008 C000001 801-19384
008 D010001 PASADENA
008 D020001 CA
008 D030001 91101
010 A000001 BNY MELLON INVESTMENT SERVICING (US) INC.
010 B000001 84-1761
010 C010001 WESTBOROUGH
010 C020001 MA
010 C030001 01581
012 A000001 BNY MELLON INVESTMENT SERVICING (US) INC.
012 B000001 84-1761
012 C010001 WESTBOROUGH
012 C020001 MA
012 C030001 01581
013 A000001 KPMG LLP
013 B010001 BOSTON
013 B020001 MA
013 B030001 02110
015 A000001 THE BANK OF NEW YORK MELLON CORP.
015 B000001 C
015 C010001 NEW YORK
015 C020001 NY
015 C030001 10286
018 000000 Y
019 A000000 N
019 B000000 0
PAGE 2
021 000000 0
022 A000001 JEFFERIES & COMPANY INC.
022 B000001 95-2622900
022 C000001 4009
022 D000001 129
022 A000002 GOLDMAN SACHS & CO.
022 B000002 13-5108880
022 C000002 4063
022 D000002 0
022 A000003 JPMORGAN SECURITIES
022 B000003 13-3224016
022 C000003 3670
022 D000003 0
022 A000004 MERRILL LYNCH
022 B000004 13-2511846
022 C000004 3000
022 D000004 0
022 A000005 DEUTSCHE BANK SECURITIES
022 B000005 13-2730828
022 C000005 2331
022 D000005 258
022 A000006 MORGAN STANLEY
022 B000006 13-2655998
022 C000006 2083
022 D000006 0
022 A000007 WELLS FARGO SECURITIES, LLC
022 B000007 56-2326000
022 C000007 1364
022 D000007 287
022 A000008 CABRERA CAPITAL MARKETS
022 B000008 01-0892965
022 C000008 1240
022 D000008 156
022 A000009 SOCIETE GENERALE
022 B000009 00-0000000
022 C000009 1232
022 D000009 0
022 A000010 CANTOR FINTZGERALD
022 B000010 13-2698893
022 C000010 915
022 D000010 0
023 C000000 25218
023 D000000 829
024 000000 Y
025 A000001 JPMORGAN CHASE & CO.
025 B000001 13-3224016
025 C000001 E
025 D000001 10438
025 A000002 WELLS FARGO & CO.
025 B000002 56-2326000
025 C000002 E
PAGE 3
025 D000002 9121
025 A000003 MORGAN STANLEY
025 B000003 13-2655998
025 C000003 E
025 D000003 7550
025 A000004 BANK OF AMERICA
025 B000004 13-4078651
025 C000004 E
025 D000004 2677
025 A000005 GOLDMAN SACHS GROUP
025 B000005 13-5108880
025 C000005 E
025 D000005 1660
026 A000000 N
026 B000000 N
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 N
028 A010000 0
028 A020000 0
028 A030000 0
028 A040000 0
028 B010000 0
028 B020000 0
028 B030000 0
028 B040000 0
028 C010000 0
028 C020000 0
028 C030000 0
028 C040000 0
028 D010000 0
028 D020000 0
028 D030000 0
028 D040000 0
028 E010000 0
028 E020000 0
028 E030000 0
028 E040000 0
028 F010000 0
028 F020000 0
028 F030000 0
028 F040000 0
028 G010000 0
028 G020000 0
028 G030000 0
028 G040000 0
PAGE 4
028 H000000 0
030 A000000 0
030 B000000 0.00
030 C000000 0.00
031 A000000 0
031 B000000 0
032 000000 0
033 000000 0
035 000000 0
036 B000000 0
038 000000 0
042 A000000 0
042 B000000 0
042 C000000 0
042 D000000 0
042 E000000 0
042 F000000 0
042 G000000 0
042 H000000 0
043 000000 0
044 000000 0
045 000000 Y
046 000000 N
047 000000 Y
048 000000 0.000
048 A010000 100000
048 A020000 0.625
048 B010000 0
048 B020000 0.000
048 C010000 0
048 C020000 0.000
048 D010000 0
048 D020000 0.000
048 E010000 0
048 E020000 0.000
048 F010000 0
048 F020000 0.000
048 G010000 0
048 G020000 0.000
048 H010000 0
048 H020000 0.000
048 I010000 0
048 I020000 0.000
048 J010000 0
048 J020000 0.000
048 K010000 100000
048 K020000 0.500
049 000000 N
050 000000 N
051 000000 N
052 000000 N
PAGE 5
053 A000000 N
054 A000000 Y
054 B000000 Y
054 C000000 N
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 Y
054 H000000 Y
054 I000000 N
054 J000000 Y
054 K000000 N
054 L000000 N
054 M000000 Y
054 N000000 N
054 O000000 Y
055 A000000 N
055 B000000 Y
056 000000 Y
057 000000 N
058 A000000 N
059 000000 Y
060 A000000 Y
060 B000000 Y
061 000000 0
062 A000000 N
062 B000000 0.0
062 C000000 0.0
062 D000000 0.0
062 E000000 0.0
062 F000000 0.0
062 G000000 0.0
062 H000000 0.0
062 I000000 0.0
062 J000000 0.0
062 K000000 0.0
062 L000000 0.0
062 M000000 0.0
062 N000000 0.0
062 O000000 0.0
062 P000000 0.0
062 Q000000 0.0
062 R000000 0.0
063 A000000 0
063 B000000 0.0
066 A000000 Y
066 B000000 N
066 C000000 N
066 D000000 N
066 E000000 N
066 F000000 Y
PAGE 6
066 G000000 N
067 000000 N
068 A000000 N
068 B000000 N
069 000000 N
070 A010000 Y
070 A020000 N
070 B010000 Y
070 B020000 N
070 C010000 Y
070 C020000 N
070 D010000 Y
070 D020000 N
070 E010000 Y
070 E020000 N
070 F010000 Y
070 F020000 N
070 G010000 Y
070 G020000 N
070 H010000 Y
070 H020000 N
070 I010000 N
070 I020000 N
070 J010000 Y
070 J020000 Y
070 K010000 Y
070 K020000 Y
070 L010000 Y
070 L020000 Y
070 M010000 Y
070 M020000 N
070 N010000 Y
070 N020000 N
070 O010000 Y
070 O020000 Y
070 P010000 N
070 P020000 N
070 Q010000 N
070 Q020000 N
070 R010000 Y
070 R020000 N
071 A000000 25218
071 B000000 23517
071 C000000 208559
071 D000000 11
072 A000000 6
072 B000000 3394
072 C000000 3267
072 D000000 0
072 E000000 0
072 F000000 597
PAGE 7
072 G000000 106
072 H000000 0
072 I000000 15
072 J000000 14
072 K000000 0
072 L000000 31
072 M000000 28
072 N000000 0
072 O000000 0
072 P000000 699
072 Q000000 0
072 R000000 29
072 S000000 24
072 T000000 0
072 U000000 0
072 V000000 0
072 W000000 135
072 X000000 1678
072 Y000000 0
072 Z000000 4983
072AA000000 521
072BB000000 0
072CC010000 10977
072CC020000 0
072DD010000 5666
072DD020000 0
072EE000000 0
073 A010000 0.4550
073 A020000 0.0000
073 B000000 0.0000
073 C000000 0.0000
074 A000000 0
074 B000000 0
074 C000000 0
074 D000000 11255
074 E000000 202819
074 F000000 1661
074 G000000 0
074 H000000 0
074 I000000 2381
074 J000000 0
074 K000000 0
074 L000000 2225
074 M000000 0
074 N000000 220341
074 O000000 0
074 P000000 104
074 Q000000 72000
074 R010000 0
074 R020000 0
074 R030000 0
PAGE 8
074 R040000 207
074 S000000 0
074 T000000 148030
074 U010000 12471
074 U020000 0
074 V010000 11.87
074 V020000 0.00
074 W000000 0.0000
074 X000000 135
074 Y000000 0
075 A000000 0
075 B000000 142229
076 000000 12.42
077 A000000 Y
077 B000000 N
077 C000000 Y
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 N
078 000000 N
080 C000000 0
081 B000000 0
082 B000000 0
083 B000000 0
084 B000000 0
086 A010000 38
086 A020000 433
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
087 A010000 COMMON STOCK
PAGE 9
087 A020000 33848E106
087 A030000 PFO
088 A000000 N
088 B000000 N
088 C000000 N
088 D000000 N
SIGNATURE BRADFORD S. STONE
TITLE CHIEF FINANCIAL
EX-99.77C VOTES
2
fcPFO77c.txt
ITEM 77 C
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated
Meeting of Shareholders
On April 19, 2017, the Fund held its Annual Meeting of
Shareholders for the purpose of electing Directors of the Fund.
The proposal was approved by the shareholders and the results of
the voting are as follows:
Name For Withheld
Morgan Gust 10,310,589.853 220,360.000
Ms. Karen H. Hogan and Messrs. R. Eric Chadwick and David Gale
continue to serve in their capacities as Directors of the Fund.