-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RKnile/N7Oe8eFCc2t+PoFEPI57fV/zds8COZMM9Cp7s4bYfwvVtrVMYiCycXtDJ Jp+vAezfHqPUeSnGlH6AQQ== 0000940400-10-000272.txt : 20100728 0000940400-10-000272.hdr.sgml : 20100728 20100728123240 ACCESSION NUMBER: 0000940400-10-000272 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100531 FILED AS OF DATE: 20100728 DATE AS OF CHANGE: 20100728 EFFECTIVENESS DATE: 20100728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC CENTRAL INDEX KEY: 0000882071 IRS NUMBER: 954355600 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06495 FILM NUMBER: 10973672 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PREFERRED INCOME OPPORTUNITY FUND INC DATE OF NAME CHANGE: 19920929 NSAR-A 1 fcpfo.fil PAGE 1 000 A000000 05/31/2010 000 C000000 882071 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 FLAHERTY&CRUMRINE PFD INCOME OPPTY FUND INC 001 B000000 811-06495 001 C000000 6267957300 002 A000000 301 E. COLORADO BOULEVARD, SUITE 720 002 B000000 PASADENA 002 C000000 CA 002 D010000 91101 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 FLAHERTY & CRUMRINE INCORPORATED 008 B000001 A 008 C000001 801-19384 008 D010001 PASADENA 008 D020001 CA 008 D030001 91101 010 A000001 PNC GLOBAL INVESTMENT SERVICING (U.S.) INC. 010 B000001 84-1761 010 C010001 WESTBOROUGH 010 C020001 MA 010 C030001 01581 012 A000001 PNC GLOBAL INVESTMENT SERVICING (U.S.) INC. 012 B000001 84-1761 012 C010001 WESTBOROUGH 012 C020001 MA 012 C030001 01581 013 A000001 KPMG LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02110 015 A000001 PFPC TRUST COMPANY 015 B000001 C 015 C010001 PHILADELPHIA 015 C020001 PA 015 C030001 19153 015 E010001 X 018 000000 Y 019 A000000 N PAGE 2 019 B000000 0 020 A000001 MCADAMS WRIGHT RAGEN 020 B000001 91-1920002 020 C000001 0 021 000000 0 022 A000001 WELLS FARGO SECURITIES 022 B000001 00-0000000 022 C000001 3014 022 D000001 6642 022 A000002 BARCLAYS BANK PLC 022 B000002 05-0346412 022 C000002 5783 022 D000002 1451 022 A000003 CITIGROUP 022 B000003 13-5266470 022 C000003 3590 022 D000003 2559 022 A000004 DEUTSCHE BANK AG 022 B000004 13-6124068 022 C000004 3155 022 D000004 556 022 A000005 JP MORGAN CHASE & CO. 022 B000005 74-3023395 022 C000005 2731 022 D000005 978 022 A000006 GFI SECURITIES INC. 022 B000006 13-3958207 022 C000006 1338 022 D000006 536 022 A000007 GOLDMAN SACHS & CO. 022 B000007 13-5108880 022 C000007 677 022 D000007 728 022 A000008 MORGAN STANLEY & CO., INC. 022 B000008 13-2655998 022 C000008 1404 022 D000008 0 022 A000009 BANK OF AMERICA SECURITIES, LLC 022 B000009 13-4078651 022 C000009 1272 022 D000009 0 022 A000010 UBS 022 B000010 13-2932996 022 C000010 0 022 D000010 1219 023 C000000 30099 023 D000000 18812 024 000000 Y 025 A000001 BANK OF AMERICA SECURITIES, LLC 025 B000001 13-4078651 025 C000001 E PAGE 3 025 D000001 2759 025 A000002 BARCLAYS BANK PLC 025 B000002 05-0346412 025 C000002 E 025 D000002 3895 025 A000003 GOLDMAN SACHS & CO. 025 B000003 13-5108880 025 C000003 E 025 D000003 3397 025 A000004 JP MORGAN CHASE & CO. 025 B000004 74-3023395 025 C000004 E 025 D000004 1326 025 A000005 MORGAN STANLEY & CO., INC. 025 B000005 13-2655998 025 C000005 E 025 D000005 537 025 A000006 WELLS FARGO SECURITIES 025 B000006 00-0000000 025 C000006 E 025 D000006 4833 025 A000007 AMERIPRISE FINANCIAL 025 B000007 13-3180631 025 C000007 E 025 D000007 242 025 A000008 AMERIPRISE FINANCIAL 025 B000008 13-3180631 025 C000008 D 025 D000008 260 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 PAGE 4 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.000 048 A010000 100000 048 A020000 0.625 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 PAGE 5 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 100000 048 K020000 0.500 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 N 055 B000000 Y 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 PAGE 6 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 N 066 E000000 N 066 F000000 Y 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 Y PAGE 7 070 P010000 N 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 30099 071 B000000 19268 071 C000000 150067 071 D000000 13 072 A000000 6 072 B000000 3573 072 C000000 2831 072 D000000 0 072 E000000 0 072 F000000 448 072 G000000 80 072 H000000 0 072 I000000 25 072 J000000 11 072 K000000 0 072 L000000 20 072 M000000 37 072 N000000 0 072 O000000 0 072 P000000 354 072 Q000000 0 072 R000000 26 072 S000000 36 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 178 072 X000000 1215 072 Y000000 0 072 Z000000 5189 072AA000000 0 072BB000000 1109 072CC010000 7401 072CC020000 0 072DD010000 4212 072DD020000 0 072EE000000 0 073 A010000 0.3535 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 0 074 D000000 5205 PAGE 8 074 E000000 149503 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 217 074 J000000 634 074 K000000 0 074 L000000 2215 074 M000000 152 074 N000000 157926 074 O000000 0 074 P000000 79 074 Q000000 55200 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 189 074 S000000 0 074 T000000 102458 074 U010000 11933 074 U020000 0 074 V010000 8.59 074 V020000 0.00 074 W000000 0.0000 074 X000000 207 074 Y000000 0 075 A000000 0 075 B000000 103819 076 000000 9.60 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 078 000000 N 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 PAGE 9 086 A010000 27 086 A020000 246 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 33848E106 087 A030000 PFO 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE R. ERIC CHADWICK TITLE VICE PRESIDENT EX-99.77C VOTES 2 fcpfo77c.txt EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (the "Fund") Meeting of Shareholders On May 18, 2010, the Fund held its Reconvened Annual Meeting of Shareholders (the "Annual Meeting") for the following purpose: (i) election of Directors of the Fund ("Proposal 1") The proposal were approved by the shareholders and the results of the voting are as follows: Proposal 1: Election of Directors. Name For Withheld Donald F. Crumrine 10,576,738 119,453 Robert F. Wulf 10,568,984 127,207 David Gale, Morgan Gust and Karen H. Hogan continue to serve in their capacities as Directors of the Fund. -----END PRIVACY-ENHANCED MESSAGE-----