-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CrUL42maq1QtBJKQ00zB0Uz4CjBuV4hDh9NTuAOJ/Fc6F7B6MvxGlRrkSZdrMJan R4T6dyJUFCILwf5TCUeVuQ== 0000940400-04-000377.txt : 20040730 0000940400-04-000377.hdr.sgml : 20040730 20040730102110 ACCESSION NUMBER: 0000940400-04-000377 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20040531 FILED AS OF DATE: 20040730 EFFECTIVENESS DATE: 20040730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PREFERRED INCOME OPPORTUNITY FUND INC CENTRAL INDEX KEY: 0000882071 IRS NUMBER: 954355600 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06495 FILM NUMBER: 04940826 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 8187957300 MAIL ADDRESS: STREET 1: 301 COLORADO BLVD STREET 2: STE 720 CITY: PASADENA STATE: CA ZIP: 91101 NSAR-A 1 answer.fil ANSWER FILE PAGE 1 000 A000000 05/31/2004 000 C000000 882071 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 FLAHERTY&CRUMRINE PFD INCOME OPPTY FUND INC 001 B000000 811-06495 001 C000000 6267957300 002 A000000 301 E. 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C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 33848E106 087 A030000 PFO 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 Y SIGNATURE BRIAN CURRAN TITLE ASSISTANT TREASURER EX-99.77C VOTES 2 pfo77c.htm PROXY VOTES EXHIBIT 77(i)

EXHIBIT 77C

FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED

(the "Fund")

On April 23, 2004, the Fund held its Annual Meeting of Shareholders to elect two Directors of the Fund ("Proposal 1"). The results of the proposal are as follows:

Proposal 1: Election of Directors.

Name For Withheld

Common Stock

Robert F. Wulf 10,086,552 86,324

Money Market Preferred™ Stock

Donald F. Crumrine 485 0

Martin Brody, Robert M. Ettinger, David Gale, and Morgan Gust continue to serve in their capacities as Directors of the Fund.

 EX-99.77Q1 OTHR EXHB 3 pfo77q1b.htm EXHIBIT 77Q1B EXHIBIT 77(i)

EXHIBIT 77Q1b

FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED

(the "Fund")

 

Change in the Percentage of Foreign Securities

The Fund may invest up to 30% of its total assets in the securities, other than money market securities, of companies organized or having their principal place of business outside the United States. All foreign securities held by the Fund will be denominated in U.S. dollars. The percentage limitation was instituted by the Fund's Board of Directors at its regular board meeting on April 23, 2004.

 EX-99.77Q1 OTHR EXHB 4 pfo77q1a.htm EXHIBIT 77Q1A EXHIBIT 77(i)

EXHIBIT 77Q1a

FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED

(the "Fund")

At the July 18, 2003 Meeting of the Board of Directors of the Fund, the Board approved changing the Fund's name from "Preferred Income Opportunity Fund Incorporated" to "Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated". The Articles of Amendment effectuating such change are set forth below:

ARTICLES OF AMENDMENT

OF

PREFERRED INCOME OPPORTUNITY FUND INCORPORATED

 

PREFERRED INCOME OPPORTUNITY FUND INCORPORATED, a Maryland corporation (hereinafter called the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that:

FIRST: The Articles of Amendment and Restatement (the "Articles of Incorporation") of the Corporation are hereby further amended to replace Article I with the following:

ARTICLE I

NAME

The name of the Corporation (the "Corporation") hereafter shall be "Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated."

SECOND: The above amendment to the Articles of Incorporation was duly approved by a majority of the Corporation's Board of Directors at a meeting held on July 18, 2003.

THIRD: The above amendment to the Articles of Incorporation is limited to a change expressly permitted by sub-section 2-605(a)(1) of the General Corporation Law of Maryland to be made without action by stockholders of the Corporation.

The President acknowledges these Articles of Amendment to be the corporate act of the Corporation and states that to the best of his knowledge, information and belief the matters and facts set forth in these Articles of Amendment with respect to the authorization and approval of the amendment of the Corporation's Articles of Incorporation are true in all material respects, and that this statement is made under the penalties of perjury.

 

IN WITNESS WHEREOF, PREFERRED INCOME OPPORTUNITY FUND INCORPORATED has caused this instrument to be executed in its name and on its behalf by its President, Robert M. Ettinger, and attested by its Vice President, Treasurer and Assistant Secretary, Peter C. Stimes on the 15th of November, 2003. These Articles of Amendment shall be effective as of 12:01 a.m. on November 15, 2003.

 

PREFERRED INCOME OPPORTUNITY FUND INCORPORATED

By: /s/ Robert M. Ettinger

Robert M. Ettinger, President

ATTEST:

By: /s/ Peter C. Stimes

Peter C. Stimes, Vice President, Treasurer and Assistant Secretary

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