-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5ahPQRySdNcS49W+AONyuwpXDwYMXZD7pXpD/E6s6o7whzIiTClF4c3+KPz5ugC 9nrEYs27WRuYnMXe5uf/CA== 0000935069-09-000357.txt : 20090223 0000935069-09-000357.hdr.sgml : 20090223 20090223161919 ACCESSION NUMBER: 0000935069-09-000357 CONFORMED SUBMISSION TYPE: N-23C-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090223 FILED AS OF DATE: 20090223 DATE AS OF CHANGE: 20090223 EFFECTIVENESS DATE: 20090223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC CENTRAL INDEX KEY: 0000882071 IRS NUMBER: 954355600 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-23C-2 SEC ACT: 1940 Act SEC FILE NUMBER: 817-01123 FILM NUMBER: 09628300 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PREFERRED INCOME OPPORTUNITY FUND INC DATE OF NAME CHANGE: 19920929 N-23C-2 1 pfo_23c.txt PFO N23C-2 02/23/09 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 RULE 23C-2 NOTICE OF INTENTION TO REDEEM SECURITIES OF FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (626) 795-7300 under the Investment Company Act of 1940 Investment Company Act File No. 811-06495 The undersigned registered closed-end investment company hereby notifies the Securities and Exchange Commission that it intends to redeem securities of which it is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended, and states that it is filing this notice with the Commission pursuant to permission granted by the Commission's staff fewer than 30 days prior to the date set for redemption. (1) TITLE OF THE CLASS OF SECURITIES OF FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (THE "FUND") TO BE REDEEMED: Auction Preferred Stock (CUSIP #33848E205) par value $.01 per share, liquidation preference of $100,000 per share (the "Preferred Stock"). (2) DATE ON WHICH THE SECURITIES ARE TO BE CALLED OR REDEEMED: March 10, 2009 (3) APPLICABLE PROVISIONS OF THE GOVERNING INSTRUMENT PURSUANT TO WHICH THE SECURITIES ARE TO BE CALLED OR REDEEMED: The shares of Preferred Stock are to be redeemed pursuant to Part I, Articles 3(a)(i) and 3(b), of the Fund's Articles Supplementary Creating and Fixing the Rights of Auction Preferred Stock. (4) THE NUMBER OF SHARES TO BE REDEEMED AND THE BASIS UPON WHICH THE SHARES TO BE REDEEMED ARE TO BE SELECTED: The Fund intends to redeem, by lot (as determined by the Depository Trust Company), 130 shares of Preferred Stock. SIGNATURE Pursuant to the requirement of Rule 23c-2 of the Investment Company Act of 1940, the Fund has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned, in the City of Pasadena and the State of California, on this 23rd day of February 2009. FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED By: /s/ R. Eric Chadwick ----------------------------------- Name: R. Eric Chadwick Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----