-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Klx8jBYNNjFa/s8HE/qh+5EeM/N3bCekDwKp0JmVUdFSwyJyFSQ0p629FRPN57yZ 2corhI0vFaOIccKS72kvHw== 0000881917-96-000012.txt : 19961001 0000881917-96-000012.hdr.sgml : 19961001 ACCESSION NUMBER: 0000881917-96-000012 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960930 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMT HEALTH SERVICES INC CENTRAL INDEX KEY: 0000881917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 251672183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43404 FILM NUMBER: 96636911 BUSINESS ADDRESS: STREET 1: 10521 PERRY HIGHWAY CITY: WEXFORD STATE: PA ZIP: 15090 BUSINESS PHONE: 4129333300 MAIL ADDRESS: STREET 1: 10521 PERRY HIGHWAY CITY: WEXFORD STATE: PA ZIP: 15090 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DESIMONE MARK A /PA/ CENTRAL INDEX KEY: 0000926593 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10521 PERRY HIGHWAY CITY: WEXFORD STATE: PA ZIP: 15090 BUSINESS PHONE: 4129333300 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 SMT HEALTH SERVICES INC. (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 784585-10-1 (CUSIP Number) Mark DeSimone 3 Deer Hollow Drive Presto, PA 15142 (412) 276-2041 September 26, 1996 (Date of Event Which Required Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13-d-1(b)(3) or (4), check the following box. ______ Check the following box if a fee is being paid with this statement. _____ CUSIP NO. 784585-10-1 ______________________________________________________________________________ 1. Names of Reporting Persons; SS or I.R.S. Identification Nos. of Above Persons. Mark DeSimone SS# ###-##-#### ______________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) (b) X Membership in any group is disclaimed. ______________________________________________________________________________ 3. SEC Use Only. ______________________________________________________________________________ 4. Source of Funds 00 ______________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ______________________________________________________________________________ 6. Citizenship or Place of Organization: U.S.A. ______________________________________________________________________________ Number of 7. Sole Voting Power None Shares _____________________________________________________ Beneficially 8. Shared Voting Power None Owned by _____________________________________________________ Each Reporting 9. Sole Dispositive Power None Person With _____________________________________________________ 10. Shared Dispositive Power None ______________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person -0- ______________________________________________________________________________ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares Not Applicable ______________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 0 ______________________________________________________________________________ 14. Type of Reporting Person IN CUSIP NO. 784585-10-1 Item 1. Security and Issuer Common Stock, $0.01 Par Value SMT Health Services Inc. 10521 Perry Highway Wexford, PA 15090 Item 2(a). Name of Person Filing. Mark DeSimone Item 2(b). Address of Principal Business Office. 3 Deer Hollow Drive Presto, PA 15142 Item 2(c). Principal Employment or Occupation Item 2(d). Criminal Proceedings. None. Item 2(e). Civil Proceedings. None. Item 2(f). Citizenship. United States of America Item 3. Source and Amount of Funds or Other Consideration. 37,800 non-qualified stock options to purchase 37,800 shares of Common Stock were exercised and sold in a cashless transaction by the Reporting Person. The exercise price of the stock options ranged from $1.78 to $4.375 and the Common Stock was sold for approximately $6.00 per share. Warrants to purchase 114,500 shares of Common Stock were exercised and sold in a cashless transaction by the Reporting Person on September 26, 1996. The Warrants were granted to the Reporting Person during 1995 in his capacity as a Director of the Issuer. The exercise price of the Warrants were $4.02 and the Common Stock was sold for $6.50 per share. CUSIP NO. 784585-10-1 Item 4. Purpose of Transaction. 37,800 non-qualified stock options to purchase 37,800 shares of Common Stock were exercised and sold in a cashless transaction by the Reporting Person. The exercise price of the stock options ranged from $1.78 to $4.375 and the Common Stock was sold for approximately $6.00 per share. The Reporting Person is a former Director of the Issuer and exercised the options prior to such options expiring. Warrants to purchase 114,500 shares of Common Stock were exercised and sold in a cashless transaction by the Reporting Person on September 26, 1996. The Warrants were granted to the Reporting Person during 1995 in his capacity as a Director of the Issuer. The exercise price of the Warrants were $4.02 and the Common Stock was sold for $6.50 per share. The purpose of this transaction is for personal liquidity. Item 5(a). Interest in Securities of Issuer. Aggregate Number - -0- Percentage of Class of Securities - 0 Item 5(b). Number of Shares as to which Such Person Has: (i) Sole Power to Vote or Direct the Vote: None. (ii) Shared Power to Vote or to Direct the Vote: None. (iii) Sole Power to Dispose or to Direct the Disposition: None. (iv) Shared Power to Dispose or to Direct the Disposition: None. Item 5(c). Describe any Transactions in the Class of Securities Reported or That Were Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13D, Whichever is Less, By the Reporting Person: None. CUSIP NO. 784585-10-1 Item 5(d). Rights of Other Persons. None. Item 5(e). The Reporting Person Ceased To Be a Beneficial Owner of More Than 5% of the Common Stock of the Issuer on September 26, 1996. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. None Applicable. Item 7. Material to be Filed as Exhibits. Non Applicable. ______________________________________________________________________________ After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: September 27, 1996 /S/ Mark A. DeSimone ______________________________ Signature Former Director _______________________________ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----