-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2N+dbq+GPDjZud8Pysg26agGTOYoaQE2+7PKrWcZcnTiv+zMNGvAYoeHgjrZxMH 0A2C9Fhe8ZCPpMFoLR1tkg== 0001191152-03-000006.txt : 20030929 0001191152-03-000006.hdr.sgml : 20030929 20030929180640 ACCESSION NUMBER: 0001191152-03-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030422 FILED AS OF DATE: 20030929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEVERSON CLINTON CENTRAL INDEX KEY: 0001191152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 03915988 MAIL ADDRESS: STREET 1: C/O ABAXIS INC STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-04-22 0 0000881890 ABAXIS INC ABAX 0001191152 SEVERSON CLINTON C/O ABAXIS INC 3240 WHIPPLE ROAD UNION CITY CA 94587 1 1 0 0 President,CEO, Board Chairman Option (right to buy) 3.85 2003-04-22 4 A 0 50000 3.85 A 2004-04-22 2013-04-22 Common Stock 50000 773922 D Stock options granted under the Company's 1998 Stock Option Plan. Options vest at the rate of one-fourth on the first anniversary of the date of grant and 1/48 for each full month thereafter. Options may be exercised to the extend vested. Includes: (a) 131,112 shares of common stock; (b) 28,285 shares of common stock issuable upon the conversion of shares of the Company's Series D convertible preferred stock; (c) 9,900 shares of common stock issuable upon the exercise of warrants; (d) 604,625 shares subject to options exercisable by Mr. Clinton Severson as of 9/29/2003; (e) 109,375 shares granted, of which 109,375 shares are unvested as of 9/29/2003. /s/ Mr. Clinton Severson 2003-09-29 -----END PRIVACY-ENHANCED MESSAGE-----