0001140361-18-022295.txt : 20180508
0001140361-18-022295.hdr.sgml : 20180508
20180508182548
ACCESSION NUMBER: 0001140361-18-022295
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180504
FILED AS OF DATE: 20180508
DATE AS OF CHANGE: 20180508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARON KENNETH
CENTRAL INDEX KEY: 0001191153
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19720
FILM NUMBER: 18816180
MAIL ADDRESS:
STREET 1: C/O ABAXIS INC
STREET 2: 3240 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABAXIS INC
CENTRAL INDEX KEY: 0000881890
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 770213001
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
BUSINESS PHONE: (510) 675-6500
MAIL ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
4
1
doc1.xml
FORM 4
X0306
4
2018-05-04
0
0000881890
ABAXIS INC
ABAX
0001191153
ARON KENNETH
C/O ABAXIS, INC.
3240 WHIPPLE ROAD
UNION CITY
CA
94587
0
1
0
0
Chief Technology Officer
Common Stock
2018-05-04
4
M
0
1350
0
A
111646
D
Common Stock
2018-05-04
4
F
0
670
0
D
110976
D
Common Stock
2018-05-04
4
M
0
6000
0
A
116976
D
Common Stock
2018-05-04
4
F
0
2975
0
D
114001
D
Common Stock
2018-05-04
4
M
0
6000
0
A
120001
D
Common Stock
2018-05-04
4
F
0
2975
0
D
117026
D
Restricted Stock Units
0
2018-05-04
4
M
0
1350
0
D
2018-05-04
Common Stock
1350
6300
D
Performance Restricted Stock Units
0
2018-05-04
4
M
0
6000
0
D
2018-05-04
Common Stock
6000
6000
D
Performance Restricted Stock Units
0
2018-05-04
4
M
0
6000
0
D
2018-05-04
Common Stock
6000
6000
D
Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Not applicable.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 90% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 100% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019.
/s/ Kenneth Aron
2018-05-08