0001140361-18-021361.txt : 20180502
0001140361-18-021361.hdr.sgml : 20180502
20180502192758
ACCESSION NUMBER: 0001140361-18-021361
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180430
FILED AS OF DATE: 20180502
DATE AS OF CHANGE: 20180502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Henkel Achim
CENTRAL INDEX KEY: 0001480122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19720
FILM NUMBER: 18801311
MAIL ADDRESS:
STREET 1: C/O ABAXIS, INC.
STREET 2: 3240 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABAXIS INC
CENTRAL INDEX KEY: 0000881890
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 770213001
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
BUSINESS PHONE: (510) 675-6500
MAIL ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
4
1
doc1.xml
FORM 4
X0306
4
2018-04-30
0
0000881890
ABAXIS INC
ABAX
0001480122
Henkel Achim
C/O ABAXIS, INC.
3240 WHIPPLE ROAD
UNION CITY
CA
94587
0
1
0
0
Managing Director-Europe
Common Stock
2018-04-30
4
M
0
6300
0
A
57250
D
Common Stock
2018-04-30
4
M
0
6000
0
A
63250
D
Common Stock
2018-04-30
4
M
0
6000
0
A
69250
D
Restricted Stock Units
0
2018-04-30
4
A
0
9000
0
A
2019-04-30
Common Stock
9000
9000
D
Performance Restricted Stock Units
0
2018-04-30
4
A
0
16000
0
A
2021-04-30
Common Stock
16000
16000
D
Restricted Stock Units
0
2018-04-30
4
M
0
6300
0
D
2018-04-28
Common Stock
6300
0
D
Performance Restricted Stock Units
0
2018-04-30
4
M
0
6000
0
D
2018-04-28
Common Stock
6000
0
D
Performance Restricted Stock Units
0
2018-04-30
4
M
0
6000
0
D
2018-04-28
Common Stock
6000
0
D
Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Not applicable.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from continuing operations before income tax provision in excess of 95% of target for fiscal 2019 and based on time vesting of 50% on April 30, 2021 and 50% on April 30, 2022.
Granted under the Abaxis 2005 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018.
Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018.
/s/ Achim Henkel
2018-05-02