0001140361-17-019447.txt : 20170510 0001140361-17-019447.hdr.sgml : 20170510 20170510180028 ACCESSION NUMBER: 0001140361-17-019447 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAYLOR DEAN ROSS JR CENTRAL INDEX KEY: 0001646304 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 17831801 MAIL ADDRESS: STREET 1: C/O ABAXIS INC, 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4/A 1 doc1.xml FORM 4/A X0306 4/A 2017-05-01 2017-05-01 0 0000881890 ABAXIS INC ABAX 0001646304 TAYLOR DEAN ROSS JR C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 CFO and VP of Finance Common Stock 2017-05-02 4 M 0 450 0 A 2400 D Restricted Stock Units 0 2017-05-01 4 A 0 9000 0 A 2018-05-01 Common Stock 9000 9000 D Performance Restricted Stock Units 0 2017-05-01 4 A 0 16000 0 A 2020-05-01 Common Stock 16000 16000 D Restricted Stock Units 0 2017-05-02 4 M 0 450 0 D 2017-05-02 Common Stock 450 8550 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from continuing operations before income tax provision in excess of 90% of target for fiscal 2018 and based on time vesting of 50% on May 1, 2020 and 50% on May 1, 2021. This amendment is filed to correctly report the restricted stock units under the disposed column. /s/ Ross Taylor 2017-05-10