0001140361-17-018362.txt : 20170504
0001140361-17-018362.hdr.sgml : 20170504
20170504101148
ACCESSION NUMBER: 0001140361-17-018362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170501
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABAXIS INC
CENTRAL INDEX KEY: 0000881890
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 770213001
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
BUSINESS PHONE: (510) 675-6500
MAIL ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARON KENNETH
CENTRAL INDEX KEY: 0001191153
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19720
FILM NUMBER: 17812275
MAIL ADDRESS:
STREET 1: C/O ABAXIS INC
STREET 2: 3240 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
4
1
doc1.xml
FORM 4
X0306
4
2017-05-01
0
0000881890
ABAXIS INC
ABAX
0001191153
ARON KENNETH
C/O ABAXIS, INC.
3240 WHIPPLE ROAD
UNION CITY
CA
94587
0
1
0
0
Chief Technology Officer
Common Stock
2017-05-01
4
M
0
1350
0
A
88818
D
Common Stock
2017-05-01
4
F
0
508
0
D
88310
D
Common Stock
2017-05-01
4
M
0
6000
0
A
94310
D
Common Stock
2017-05-01
4
F
0
2255
0
D
92055
D
Common Stock
2017-05-01
4
M
0
6000
0
A
98055
D
Common Stock
2017-05-01
4
F
0
2255
0
D
95800
D
Common Stock
2017-05-01
4
M
0
6300
0
A
102100
D
Common Stock
2017-05-01
4
F
0
2605
0
D
99495
D
Restricted Stock Units
0
2017-05-01
4
A
0
9000
0
A
2018-05-01
Common Stock
9000
9000
D
Performance Restricted Stock Units
0
2017-05-01
4
A
0
16000
0
A
2020-05-01
Common Stock
16000
16000
D
Restricted Stock Units
0
2017-05-01
4
M
0
1350
0
D
2017-04-28
Common Stock
1350
6300
D
Performance Restricted Stock Units
0
2017-05-01
4
M
0
6000
0
D
2017-04-28
Common Stock
6000
6000
D
Performance Restricted Stock Units
0
2017-05-01
4
M
0
6000
0
D
2017-04-28
Common Stock
6000
6000
D
Restricted Stock Units
0
2017-05-01
4
M
0
6300
0
D
2017-04-29
Common Stock
6300
0
D
Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Not applicable.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from continuing operations before income tax provision in excess of 90% of target for fiscal 2018 and based on time vesting of 50% on May 1, 2020 and 50% on May 1, 2021.
Granted under the Abaxis 2005 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018.
Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018.
/s/ Kenneth Aron
2017-05-04