0001140361-17-018362.txt : 20170504 0001140361-17-018362.hdr.sgml : 20170504 20170504101148 ACCESSION NUMBER: 0001140361-17-018362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARON KENNETH CENTRAL INDEX KEY: 0001191153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 17812275 MAIL ADDRESS: STREET 1: C/O ABAXIS INC STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0306 4 2017-05-01 0 0000881890 ABAXIS INC ABAX 0001191153 ARON KENNETH C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 Chief Technology Officer Common Stock 2017-05-01 4 M 0 1350 0 A 88818 D Common Stock 2017-05-01 4 F 0 508 0 D 88310 D Common Stock 2017-05-01 4 M 0 6000 0 A 94310 D Common Stock 2017-05-01 4 F 0 2255 0 D 92055 D Common Stock 2017-05-01 4 M 0 6000 0 A 98055 D Common Stock 2017-05-01 4 F 0 2255 0 D 95800 D Common Stock 2017-05-01 4 M 0 6300 0 A 102100 D Common Stock 2017-05-01 4 F 0 2605 0 D 99495 D Restricted Stock Units 0 2017-05-01 4 A 0 9000 0 A 2018-05-01 Common Stock 9000 9000 D Performance Restricted Stock Units 0 2017-05-01 4 A 0 16000 0 A 2020-05-01 Common Stock 16000 16000 D Restricted Stock Units 0 2017-05-01 4 M 0 1350 0 D 2017-04-28 Common Stock 1350 6300 D Performance Restricted Stock Units 0 2017-05-01 4 M 0 6000 0 D 2017-04-28 Common Stock 6000 6000 D Performance Restricted Stock Units 0 2017-05-01 4 M 0 6000 0 D 2017-04-28 Common Stock 6000 6000 D Restricted Stock Units 0 2017-05-01 4 M 0 6300 0 D 2017-04-29 Common Stock 6300 0 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from continuing operations before income tax provision in excess of 90% of target for fiscal 2018 and based on time vesting of 50% on May 1, 2020 and 50% on May 1, 2021. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018. Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018. /s/ Kenneth Aron 2017-05-04