0001140361-17-018348.txt : 20170503
0001140361-17-018348.hdr.sgml : 20170503
20170503214810
ACCESSION NUMBER: 0001140361-17-018348
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170501
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABAXIS INC
CENTRAL INDEX KEY: 0000881890
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 770213001
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
BUSINESS PHONE: (510) 675-6500
MAIL ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEVERSON CLINTON
CENTRAL INDEX KEY: 0001191152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19720
FILM NUMBER: 17811621
MAIL ADDRESS:
STREET 1: C/O ABAXIS INC
STREET 2: 3240 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
4
1
doc1.xml
FORM 4
X0306
4
2017-05-01
0
0000881890
ABAXIS INC
ABAX
0001191152
SEVERSON CLINTON
C/O ABAXIS, INC.
3240 WHIPPLE ROAD
UNION CITY
CA
94587
1
1
0
0
CEO & Board Chairman
Common Stock
2017-05-01
4
M
0
2850
0
A
545571
D
Common Stock
2017-05-01
4
M
0
9000
0
A
554571
D
Common Stock
2017-05-01
4
M
0
9000
0
A
563571
D
Common Stock
2017-05-01
4
M
0
13300
0
A
576871
D
Common Stock
2017-05-01
4
F
0
6940
0
D
569931
D
Common Stock
2017-05-02
4
M
0
950
0
A
570881
D
Restricted Stock Units
0
2017-05-01
4
A
0
19000
0
A
2018-05-01
Common Stock
19000
19000
D
Performance Restricted Stock Units
0
2017-05-01
4
A
0
36000
0
A
2020-05-01
Common Stock
36000
36000
D
Restricted Stock Units
0
2017-05-01
4
M
0
2850
0
D
2017-04-28
Common Stock
2850
13300
D
Performance Restricted Stock Units
0
2017-05-01
4
M
0
9000
0
D
2017-04-28
Common Stock
9000
9000
D
Performance Restricted Stock Units
0
2017-05-01
4
M
0
9000
0
D
2017-04-28
Common Stock
9000
9000
D
Restricted Stock Units
0
2017-05-01
4
M
0
13300
0
D
2017-04-29
Common Stock
13300
0
D
Restricted Stock Units
0
2017-05-02
4
M
0
950
0
D
2017-05-02
Common Stock
950
18050
D
Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Not applicable.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from continuing operations before income tax provision in excess of 90% of target for fiscal 2018 and based on time vesting of 50% on May 1, 2020 and 50% on May 1, 2021.
Granted under the Abaxis 2005 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018.
Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018.
/s/ Clinton Severson
2017-05-03